Amendment to Exhibit D of Advisory Agreement among OASIS Claughton, LLC, R.J. O’Brien Fund Management, LLC, and Claughton Capital LLC

Contract Categories: Business Operations › Advisory Agreements
Summary

This amendment updates Exhibit D of an existing Advisory Agreement dated April 1, 2015, between OASIS Claughton, LLC, R.J. O’Brien Fund Management, LLC, and Claughton Capital LLC. It specifies negotiated exceptions to management and incentive fees for a particular investor, effective January 23, 2017. The agreement is signed by authorized representatives of all parties. Some fee details are confidential and have been redacted.

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EX-10.03 3 ex10-03.htm EX-10.03
 
CONFIDENTIAL TREATMENT REQUESTED.  Confidential portions of this document have been redacted and have been separately filed with the Commission.
 
EXHIBIT 10.03

EXHIBIT D-Amendment

Amendment to  EXHIBIT D of the Advisory Agreement date April 1, 2015, as amended, among OASIS Claughton, LLC, a Delaware limited liability company (the “Trading Company”), R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and Claughton Capital LLC, a Florida corporation (the “Trading Advisor”).


NEGOTIATED FEE EXCEPTIONS as of January 23, 2017


Investor Name
Management Fee
Incentive Fee
Effective Date
OASIS RPM Evolving CTA Series
*%
*%
1/23/2017
       
       
       
       



OASIS Claughton, LLC
By:  R.J. O’Brien Fund Management, LLC
Managing Member

BY:            /s/ Augustine Perrotta                       
Name: Augustine Perrotta
Title:   CCO

R.J. O’Brien Fund Management, LLC

BY:            /s/ Augustine Perrotta                        
Name:  Augustine Perrotta
Title:    CCO

Claughton Capital, LLC

BY:             /s/ Eric Schreiber                                
Name:  Eric Schreiber
Title:    President


 * Confidential material redacted and filed separately with the Commission.
 
 
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