Riot Blockchain, Inc. Contracts & Agreements

Coinbase Prime Broker Agreement, dated as of December 16, 2024, between Coinbase, Inc., on behalf of itself and certain affiliates, and Riot Platforms, Inc (Filed With SEC on December 20, 2024)

Indenture, dated as of December 11, 2024, by and between Riot Platforms, Inc. and U.S. Bank Trust Company, National Association, as trustee (Filed With SEC on December 11, 2024)

Form of Amended and Restated Executive Employment Agreement (Filed With SEC on November 26, 2024)

NYDIG Digital Asset Custodial Agreement, dated as of November 1, 2023, between NYDIG Trust Company LLC and Riot Platforms, Inc (Filed With SEC on November 4, 2024)

Sixth Amendment to the 2019 Equity Incentive Plan of Riot Platforms, Inc (Filed With SEC on June 18, 2024)

2019 Equity Incentive Plan of Riot Platforms, Inc. as amended (Filed With SEC on June 18, 2024)

Indemnification Agreement of Riot Platforms, Inc (Filed With SEC on June 18, 2024)

Purchase Order No. 03, dated as of February 23, 2024, executed under that certain Master Purchase and Sale Agreement, dated as of June 23, 2023, by and between Riot Platforms,... (Filed With SEC on February 27, 2024)

Description of Securities (Filed With SEC on February 23, 2024)

Fifth Amendment to the 2019 Equity Incentive Plan of Riot Platforms, Inc (Filed With SEC on December 20, 2023)

2019 Equity Incentive Plan of Riot Platforms, Inc., as amended (Filed With SEC on December 20, 2023)

Purchase Order No. 02, dated as of December 1, 2023, executed under that certain Master Purchase and Sale Agreement, dated as of June 23, 2023, by and between Riot Platforms, Inc.... (Filed With SEC on December 6, 2023)

Controlled Equity OfferingSM Sales Agreement, dated as of August 9, 2023, by and among Riot Platforms, Inc. and the Sales Agents (Filed With SEC on August 9, 2023)

Form of Riot Platforms, Inc. Long-Term Incentive Program Award Agreement (Filed With SEC on July 19, 2023)

Fourth Amendment to the Riot Blockchain, Inc. 2019 Equity Incentive Plan (Filed With SEC on June 30, 2023)

Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended (Filed With SEC on June 30, 2023)

Master Purchase and Sale Agreement between Riot Platforms, Inc. and MicroBT (Filed With SEC on June 30, 2023)

Description of Securities (Filed With SEC on March 2, 2023)

Plan of Merger, dated effective as of December 30, 2022, by and between Riot Blockchain, Inc. and Riot Platforms, Inc (Filed With SEC on January 3, 2023)

Third Amendment to the Riot Blockchain, Inc. 2019 Equity Incentive Plan (Filed With SEC on November 7, 2022)

Form of Service-Based Restricted Stock Award Agreement (Filed With SEC on November 7, 2022)

Form of Performance-Based Restricted Stock Award Agreement (Filed With SEC on November 7, 2022)

Form of Executive Employment Agreement (Filed With SEC on November 7, 2022)

Form of Service-Based Restricted Stock Award Agreement (Filed With SEC on October 3, 2022)

Form of Performance-Based Restricted Stock Award Agreement (Filed With SEC on October 3, 2022)

Form of Executive Employment Agreement (Filed With SEC on October 3, 2022)

Third Amendment to the Riot Blockchain, Inc. 2019 Equity Incentive Plan (Filed With SEC on August 2, 2022)

Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended (Filed With SEC on August 2, 2022)

Sales Agreement, dated as of March 31, 2022, by and among Riot Blockchain, Inc. and its sales agents, Cantor Fitzgerald & Co., B. Riley Securities, Inc., BTIG, LLC, Roth Capital... (Filed With SEC on March 31, 2022)

Separation and Release Agreement, executed on March 21, 2022, between Riot Blockchain, Inc. and Megan Brooks-Anderson (Filed With SEC on March 23, 2022)

Second Amendment to the McGonegal Employment Agreement, dated as of February 7, 2022 (Filed With SEC on February 8, 2022)

Non-Fixed Price Sales and Purchase Agreement by and between Riot Blockchain, Inc. and Bitmain Technologies Limited, dated effective as of December 24, 2021 (Filed With SEC on January 3, 2022)

Membership Interest Purchase Agreement, dated as of December 1, 2021, by and among Riot Blockchain, Inc. (solely for purposes of Article VII thereof), Electrode Acquisition Corp.,... (Filed With SEC on December 1, 2021)

Non-Fixed Price Sales and Purchase Agreement by and between Riot Blockchain, Inc. and Bitmain Technologies Limited, dated effective as of October 31, 2021, for the acquisition of... (Filed With SEC on November 8, 2021)

Amendment No. 1 to the Brooks Employment Agreement, dated effective November 5, 2021 (Filed With SEC on November 8, 2021)

Second Amendment to the Riot Blockchain, Inc. 2019 Equity Incentive Plan (Filed With SEC on October 22, 2021)

Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended (Filed With SEC on October 22, 2021)

Form of Performance-Based Restricted Stock Unit Award Agreement (Filed With SEC on August 16, 2021)

Share Purchase Agreement, dated June 4, 2021, by and between Riot Blockchain, Inc. and Mogo Inc (Filed With SEC on June 8, 2021)

Shareholder Agreement, dated as of May 26, 2021, by and between Riot Blockchain, Inc. and Northern Data AG (Filed With SEC on May 26, 2021)

Executive Employment Agreement by and between Riot Blockchain, Inc. and Benjamin Yi, dated as of May 24, 2021 (Filed With SEC on May 24, 2021)

Stock Purchase Agreement, dated as of April 8, 2021, by and among Riot Blockchain, Inc., Northern Data AG and Whinstone US, Inc (Filed With SEC on April 9, 2021)

Future Sales and Purchases Agreement by and between Riot Blockchain, Inc. and Bitmain Technologies Limited, dated as of April 5, 2021 (Filed With SEC on April 7, 2021)

Executive Employment Agreement by and between Riot Blockchain, Inc. and Megan Brooks, dated as of April 6, 2021 (Filed With SEC on April 7, 2021)

Sale and Purchase Agreement by and between Riot Blockchain, Inc. and Bitmain Technologies Limited, dated as of March 11, 2021, for the acquisition of 1,500 S19j Pro (90 TH/s)... (Filed With SEC on March 17, 2021)

Executive Employment Agreement by and between Riot Blockchain, Inc. and Jason Les, dated as of February 8, 2021 (Filed With SEC on February 10, 2021)

First Amendment to the Amended and Restated McGonegal Employment Agreement by and between Riot Blockchain, Inc. and Jeffrey McGonegal, dated as of February 8, 2021 (Filed With SEC on February 10, 2021)

Sale and Purchase Agreement by and between Riot Blockchain, Inc. and Bitmain Technologies Limited, dated as of December 18, 2020, for the acquisition of 3,000 S19 Pro (110 TH/s)... (Filed With SEC on December 22, 2020)

Sale and Purchase Agreement by and between Riot Blockchain, Inc. and Bitmain Technologies Limited, dated as of December 18, 2020, for the acquisition of 12,000 S19j Pro (100 TH/s)... (Filed With SEC on December 22, 2020)

Sale and Purchase Agreement by and between Bitmaintech PTE, LTD and Riot Blockchain, Inc., dated as of September 30, 2020 (Filed With SEC on October 7, 2020)

Sale and Purchase Agreement by and between Bitmaintech PTE, LTD and Riot Blockchain, Inc., dated as of August 25, 2020 (Filed With SEC on August 27, 2020)

Amendment No. 1 to Sale and Purchase Agreement by and between Bitmaintech PTE, LTD and Riot Blockchain, Inc., dated as of August 25, 2020 (Filed With SEC on August 27, 2020)

Sale and Purchase Agreement by and between Bitmaintech PTE, LTD and Riot Blockchain, Inc., dated as of August 12, 2020 (Filed With SEC on August 18, 2020)

Sale and Purchase Agreement by and between Bitmaintech PTE, LTD and Riot Blockchain, Inc., dated as of June 1, 2020 (Filed With SEC on June 5, 2020)

Sale and Purchase Agreement by and between Bitmaintech PTE, LTD and Riot Blockchain, Inc., dated as of May 6, 2020 (Filed With SEC on May 12, 2020)

Sale and Purchase Agreement by and between Bitmaintech PTE, LTD. and Riot Blockchain, Inc. dated as of April 29, 2020 (Filed With SEC on May 5, 2020)

Fourth Amendment to Lease, dated effective as of April 10, 2020, by and between Kairos Global Technologies, Inc. and 7725 Reno #1, L.L.C (Filed With SEC on April 20, 2020)

Coinmint Co-Locating Mining Services Agreement by and between Riot Blockchain, Inc. and Coinmint, LLC, dated effective as of April 8, 2020 (Filed With SEC on April 14, 2020)

McGonegal Employment Agreement by and between Riot Blockchain, Inc. and Jeffrey G. McGonegal, dated as of February 7, 2020 (Filed With SEC on February 11, 2020)

Third Amendment to Lease, dated as of January 8, 2020, by and between Kairos Global Technologies, Inc. and 7725 Reno #1, L.L.C (Filed With SEC on January 13, 2020)

Sale and Purchase Agreement by and between Bitmaintech PTE, LTD. and Riot Blockchain, Inc. dated as of December 2, 2019 (Filed With SEC on December 4, 2019)

At The Market Offering Agreement by and between Riot Blockchain, Inc. and H. C. Wainwright & Co., LLC, dated May 24, 2019 (Filed With SEC on May 24, 2019)

Master Services Agreement and Software-as-a-Service Order Form by and between Logical Brokerage Corporation and Synapse Financial Technologies, Inc (Filed With SEC on March 20, 2019)

Jeffrey G. McGonegal Executive Employment Agreement dated as of February 6, 2019 (Filed With SEC on February 11, 2019)

Form of Senior Secured Promissory Note (Filed With SEC on February 1, 2019)

Form of Warrant Agreement (Filed With SEC on February 1, 2019)

Form of Securities Purchase Agreement (Filed With SEC on February 1, 2019)

Form of Security Agreement (Filed With SEC on February 1, 2019)

Form of Registration Rights Agreement (Filed With SEC on February 1, 2019)

Second Amendment to Lease, dated November 29, 2018, between 775 Reno #1 and Kairos Global Technology, Inc (Filed With SEC on December 6, 2018)

Amendment to Executive Employment Agreement dated as of September 20, 2018, by and between Riot Blockchain, Inc., a Nevada Corporation, and Christopher Ensey (Filed With SEC on September 26, 2018)

Termination and Release Agreement, dated September 17, 2018, by and among Riot Blockchain, Inc., RiotX, Holdings, Inc. and goNumerical Ltd (Filed With SEC on September 18, 2018)

Software License and Services Agreement (Filed With SEC on September 7, 2018)

Subscription Agreement between goNumerical Ltd. and Riot Blockchain, Inc (Filed With SEC on September 7, 2018)

Subscription Agreement between RiotX Holdings, Inc. and goNumerical Ltd (Filed With SEC on September 7, 2018)

Waiver Letter (Filed With SEC on August 24, 2018)

Amended and Restated Unanimous Shareholder Agreement, dated October 2, 2017, among the Company, goNumerical Ltd., and the other parties named therein (Filed With SEC on May 25, 2018)

Lease Agreement, by and between W-Crocker Fin Place Owner VII, LLC and Riot Blockchain, Inc., dated April 09, 2018 (Filed With SEC on April 10, 2018)

Stock Purchase Agreement, dated March 26, 2018, between Riot Blockchain, Inc. and Mark Bradley Fisher (Filed With SEC on March 27, 2018)

First Amendment to Lease, dated March 26, 2018, between 775 Reno #1 and Kairos Global Technology, Inc (Filed With SEC on March 27, 2018)

Stockholders Agreement, dated March 26, 2018, among Logical Brokerage Corp., Riot Blockchain, Inc. and Mark Bradley Fisher (Filed With SEC on March 27, 2018)

Amendment No. 1 to Retention Agreement between Riot Blockchain, Inc. and Jeff McGonegal (Filed With SEC on March 27, 2018)

Lease by and between the Kairos Global Technology, Inc. and 7725 Reno #1, LLC (Filed With SEC on February 28, 2018)

Robby Chang Employment Agreement (Filed With SEC on February 28, 2018)

Ingenium International Consulting Agreement (Filed With SEC on February 23, 2018)

Form of Purchase Agreement (Filed With SEC on February 16, 2018)

Form of Escrow Agreement (Filed With SEC on February 16, 2018)

Form of BMSS Purchase Agreement (Filed With SEC on February 16, 2018)

Form of BMSS Escrow Agreement (Filed With SEC on February 16, 2018)

Form of Employment Agreement between Riot Blockchain, Inc. and Christopher Ensey, dated January 27, 2018 (Filed With SEC on January 31, 2018)

Form of Employment Agreement between Riot Blockchain Canada, Inc. and Jeffrey Vormittag, dated January 17, 2018 (Filed With SEC on January 18, 2018)

Form of Employment Agreement between Digital Green Energy Corp. and Daniel Robertsen, dated January 7, 2018 (Filed With SEC on January 11, 2018)

Form of Unit RRA Amendment (Filed With SEC on December 21, 2017)

Form of Note RRA Amendment (Filed With SEC on December 21, 2017)

Form of Warrant (Filed With SEC on December 19, 2017)

Form of Securities Purchase Agreement (Filed With SEC on December 19, 2017)

Form of Registration Rights Agreement (Filed With SEC on December 19, 2017)

Form of Subscription Agreement between Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) and goNumerical Ltd (Filed With SEC on November 13, 2017)

Form of Purchase Agreement between Riot Blockchain, Inc. and Tess Inc (Filed With SEC on November 13, 2017)

Form of Registration Rights Agreement between Riot Blockchain, Inc. and Tess Inc (Filed With SEC on November 13, 2017)

Form of Share Exchange Agreement by and among Riot Blockchain, Inc., Kairos Global Technology, Inc., and the shareholders of Kairos Global Technology, Inc (Filed With SEC on November 13, 2017)

Form of Separation Agreement between Riot Blockchain, Inc. and Michael Beeghley (Filed With SEC on November 13, 2017)

Form of Employment Agreement between Riot Blockchain, Inc. and John ORourke (Filed With SEC on November 13, 2017)

Form of Retention Agreement dated as of June 30, 2017 (Filed With SEC on July 3, 2017)

SEPARATION AGREEMENT (Filed With SEC on June 15, 2017)

SEPARATION AGREEMENT (Filed With SEC on April 7, 2017)

2% CONVERTIBLE NOTE DUE [____], 2018 (Filed With SEC on March 17, 2017)

FORM OF COMMON STOCK PURCHASE WARRANT BIOPTIX, INC. (Filed With SEC on March 17, 2017)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 17, 2017)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 17, 2017)

ESCROW DEPOSIT AGREEMENT (Filed With SEC on March 17, 2017)

FORM OF COMMON STOCK PURCHASE WARRANT BIOPTIX, INC. (Filed With SEC on March 16, 2017)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 16, 2017)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 16, 2017)

ESCROW DEPOSIT AGREEMENT (Filed With SEC on March 16, 2017)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 16, 2017)

AGREEMENT (Filed With SEC on January 20, 2017)

BIOPTIX, INC. AMENDED & RESTATED EQUITY INCENTIVE PLAN ARTICLE 1 PURPOSE (Filed With SEC on December 2, 2016)

Venaxis, Inc. 1585 South Perry Street Castle Rock Colorado 80104 (Filed With SEC on September 27, 2016)

STOCK PURCHASE AGREEMENT (Filed With SEC on September 13, 2016)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on September 13, 2016)

FORM OF LOCK-UP AGREEMENT (Filed With SEC on September 13, 2016)

Mutual Termination Agreement (Filed With SEC on March 14, 2016)

ASSET PURCHASE AGREEMENT by and between STRAND GENOMICS, INC. and VENAXIS SUB INC. dated as of January 26, 2016 TABLE OF CONTENTS (Filed With SEC on January 27, 2016)

SHARE SALE AGREEMENT (Filed With SEC on January 27, 2016)

INVESTMENT AGREEMENT by and between VENAXIS, INC. And [__________________] dated as of __________________, 2016 INVESTMENT AGREEMENT (Filed With SEC on January 27, 2016)

INVESTMENT AGREEMENT by and between VENAXIS, INC. And BIOMARK CAPITAL FUND IV, L.P. dated as of January 26, 2016 INVESTMENT AGREEMENT (Filed With SEC on January 27, 2016)

CONTRACT TO BUY AND SELL REAL ESTATE (COMMERCIAL) ( Property with No Residences) ( Property with Residences-Residential Addendum Attached) (Filed With SEC on October 21, 2015)

VENAXIS, INC. AMENDMENT TO AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN, AS AMENDED EFFECTIVE SEPTEMBER 1, 2015 (Filed With SEC on September 3, 2015)

Venaxis, Inc. Non-Employee Director Compensation (Filed With SEC on March 30, 2015)

SEPARATION AND RELEASE AGREEMENT (Filed With SEC on February 18, 2015)

VENAXIS, INC. AMENDMENT TO AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN, AS AMENDED EFFECTIVE JUNE 25, 2014 (Filed With SEC on June 26, 2014)

Venaxis, Inc. 8,335,000 Shares of Common Stock Underwriting Agreement (Filed With SEC on April 3, 2014)

Venaxis, Inc. Non-Employee Director Compensation (Filed With SEC on March 28, 2014)

FORM OF EXCLUSIVE DISTRIBUTOR AGREEMENT (Filed With SEC on March 28, 2014)

VENAXIS, INC. AMENDMENT TO AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN, AS AMENDED EFFECTIVE JUNE 11, 2013 (Filed With SEC on June 13, 2013)

10,000,000 Shares of Common Stock1 and Warrants to Purchase 3,500,000 Shares of Common Stock Venaxis, Inc. PURCHASE AGREEMENT (Filed With SEC on May 30, 2013)

Common Stock Purchase Warrant Agreement (Filed With SEC on May 30, 2013)

[ Ÿ ]Shares of Common Stock1 and Warrants to Purchase [ Ÿ ]Shares of Common Stock Venaxis, Inc. PURCHASE AGREEMENT (Filed With SEC on May 23, 2013)

COMMON STOCK PURCHASE WARRANT VENAXIS,inc. (Filed With SEC on May 23, 2013)

[ Ÿ ]Shares1 Venaxis, Inc. Common Stock PURCHASE AGREEMENT (Filed With SEC on May 20, 2013)

PRIOR OBLIGATION (Filed With SEC on May 9, 2013)

WARRANT TO PURCHASE SHARES OF COMMONSTOCK OF ASPENBIO PHARMA, INC. (Filed With SEC on May 9, 2013)

Venaxis, Inc. Non-Employee Director Compensation (Filed With SEC on March 26, 2013)

VENAXIS, INC. (formerly known as ASPENBIO PHARMA, INC.) AMENDMENT TO AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN, AS AMENDED EFFECTIVE DECEMBER 11, 2012 (Filed With SEC on December 13, 2012)

UNDERWRITING AGREEMENT between ASPENBIO PHARMA, INC. and AEGIS CAPITAL CORP., as Representative of the Several Underwriters ASPENBIO PHARMA, INC. UNDERWRITING AGREEMENT (Filed With SEC on November 16, 2012)

EXCLUSIVE LICENSE AGREEMENT (Filed With SEC on July 30, 2012)

UNDERWRITING AGREEMENT between ASPENBIO PHARMA, INC. and AEGIS CAPITAL CORP., as Representative of the Several Underwriters ASPENBIO PHARMA, INC. UNDERWRITING AGREEMENT (Filed With SEC on June 20, 2012)

UNDERWRITING AGREEMENT between ASPENBIO PHARMA, INC. and AEGIS CAPITAL CORP., as Representative of the Several Underwriters (Filed With SEC on May 25, 2012)

EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on May 24, 2012)

ASPENBIO PHARMA, INC. AMENDMENT TO AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN, AS AMENDED EFFECTIVE MAY 22, 2012 (Filed With SEC on May 24, 2012)

PLACEMENT AGENCY AGREEMENT December 23, 2011 (Filed With SEC on December 28, 2011)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 28, 2011)

COMMON STOCK PURCHASE WARRANT ASPENBIO PHARMA, INC. Warrant Shares: _______Initial Exercise Date: June ___, 2012Issue Date: December ___, 2011 (Filed With SEC on December 28, 2011)

Amendment to Amended and Restated 2002 Stock Incentive Plan, as amended, of AspenBio Pharma, Inc., effective July 8, 2011 (Filed With SEC on July 13, 2011)

AMENDMENT I (Filed With SEC on April 15, 2011)

ASPENBIO PHARMA, INC. AMENDMENT TO 2002 STOCK INCENTIVE PLAN EFFECTIVE NOVEMBER 22, 2010 (Filed With SEC on November 29, 2010)

Exclusive License Agreement, dated May 1, 2004 between AspenBio and The Washington University, as amended (Filed With SEC on August 5, 2010)

2,409,639Units ASPENBIOPHARMA, INC. PLACEMENT AGENTAGREEMENT (Filed With SEC on April 30, 2010)

SUBSCRIPTIONAGREEMENT (Filed With SEC on April 30, 2010)

ASPENBIOPHARMA, INC WarrantTo Purchase Common Stock (Filed With SEC on April 30, 2010)

EXECUTIVE EMPLOYMENTAGREEMENT (Filed With SEC on March 26, 2010)

Amendment to 2002 Stock Incentive Plan, dated June 9, 2008 (Filed With SEC on March 9, 2010)

Amendment to 2002 Stock Incentive Plan, dated November 20, 2009 (Filed With SEC on March 9, 2010)

Settlement Agreement, effective December 31, 2009, between AspenBio, Inc. and Merial Limited (Filed With SEC on March 9, 2010)

Form of Common Stock Warrant between AspenBio and Liolios Group, Inc (Filed With SEC on March 9, 2010)

Employment Agreement with Greg Bennett effective as of January 1, 2010 (Filed With SEC on March 9, 2010)

Employment Agreement with Greg Pusey effective as of January 1, 2010 (Filed With SEC on March 9, 2010)

Form of Stock Option Agreement under the 2002 Stock Incentive Plan (Filed With SEC on March 9, 2010)

Non-Employee Director Compensation (Filed With SEC on March 9, 2010)

ASPENBIOPHARMA, INC. 4,482,609 Shares1 (Filed With SEC on October 7, 2009)

ASSIGNMENT AND CONSULTATION AGREEMENT (Filed With SEC on March 16, 2009)

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Riot Blockchain, Inc. Contracts & Agreements