RGL RIGEL PHARMACEUTICALS, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CUSIP 766559 60 3

EX-4.1 4 j2357_ex4d1.htm EX-4.1

EXHIBIT 4.1

 

COMMON SHARES

 

RGL

RIGEL PHARMACEUTICALS, INC.

 

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

 

CUSIP 766559 60 3

 

SEE REVERSE FOR CERTAIN DEFINITIONS

 

This Certifies that                                                                                                        &nb sp;is the record holder of

 

FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK,

PAR VALUE $0.001 PER SHARE, OF

RIGEL PHARMACEUTICALS, INC.

 

Transferable only on the books of the Corporation by the holder hereof in person or by duly authorized Attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.

 

In Witness Whereof, the Corporation has caused this Certificate to be executed and attested to by the manual or facsimile signatures of its duly authorized officers, under a facsimile of its corporate seal to be affixed hereto.

 

Dated:

 

VICE PRESIDENT,

CHIEF FINANCIAL OFFICER AND SECRETARY

CHAIRMAN OF THE BOARD AND

CHIEF EXECUTIVE OFFICER

 

Countersigned and Registered:

Wells Fargo Bank Minnesota, N.A.,

Transfer Agent

and Registrar

 

By:

Authorized Officer

 

 

RIGEL PHARMACEUTICALS, INC.

 

Upon request the Corporation will furnish any holder of shares of Common Stock of the Corporation, without charge, with a full statement of the powers, designations, preferences, and relative, participating, optional or other special rights of any class or series of capital stock of the Corporation, and the qualifications, limitations or restrictions of such preferences and/or rights.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full

 



 

according to applicable laws or regulations:

 

TEN COM

N

as tenants in common

TEN ENT

N

as tenants by the entireties

JT TEN

N

as joint tenants with right of

 

 

survivorship and not as tenants

 

 

in common

 

 

UNIF GIFT MIN ACT

N

 

Custodian

 

 

 

(Cust)

 

(Minor)

 

 

 

under Uniform Gifts to Minors

 

 

 

 

Act

 

 

 

 

 

 

(State)

 

Additional abbreviations may also be used though not in the above list.

For value received,                                             hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

ID ENTIFYING NUMBER OF ASSIGNEE

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE OF ASSIGNEE)

 

 

                 Shares of Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint                                           & nbsp;        Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

 

Dated

 

In presence of

X

X

 

NOTICE

THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN

UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR

ENLARGEMENT OR ANY CHANGE WHATEVER.

 

Signature(s) Guaranteed

 

 

By

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO SEC RULE 17Ad-15.

 

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