Rezolute, Inc. Contracts & Agreements
123 Contracts & Agreements
- Business Finance (75 contracts)
- Business Operations (8)
- Human Resources (17)
- Intellectual Property (6)
- Mergers & Acquisitions (1)
- Real Estate (2)
- Uncategorized (14)
- Description of Securities (Filed With SEC on September 19, 2024)
- Employment Agreement of Daron Evans, dated September 15, 2024 (Filed With SEC on September 19, 2024)
- Form of Securities Purchase Agreement, dated June 25, 2024, by and between Rezolute, Inc., and the purchasers identified therein (Filed With SEC on September 19, 2024)
- Registration Rights Agreement, dated June 25, 2024, by and between Rezolute, Inc., and the purchasers identified therein (Filed With SEC on September 19, 2024)
- Underwriting Agreement, dated as of June 13, 2024, by and between the Company and Jefferies LLC and Cantor Fitzgerald & Co (Filed With SEC on June 14, 2024)
- Form of Pre-Funded Warrant (Filed With SEC on June 14, 2024)
- Amended and Restated Form of Exchange Warrant (Filed With SEC on May 15, 2024)
- Form of Exchange Warrant (Filed With SEC on March 14, 2024)
- Form of Securities Exchange Agreement (Filed With SEC on March 14, 2024)
- Offer Letter with Daron Evans (Filed With SEC on January 29, 2024)
- Amended and Restated Employment Agreement of Nevan Elam, dated January 8, 2023 (Filed With SEC on May 11, 2023)
- Amended and Restated Employment Agreement of Brian Roberts, dated January 8, 2023 (Filed With SEC on May 11, 2023)
- Amended and Restated Employment Agreement of Nevan Elam, dated January 8, 2023 (Filed With SEC on February 10, 2023)
- Amended and Restated Employment Agreement of Brian Roberts, dated January 8, 2023 (Filed With SEC on February 10, 2023)
- Form of Amended and Restated Securities Purchase Agreement, dated as of July 22, 2022 (Filed With SEC on September 15, 2022)
- Amended and Restated Rezolute, Inc. 2021 Equity Incentive Plan (Filed With SEC on September 15, 2022)
- Underwriting Agreement, dated as of May 1, 2022, by and between the Company and Jefferies LLC (Filed With SEC on May 4, 2022)
- Form of Class A Warrant (Filed With SEC on May 4, 2022)
- Form of Class B Warrant (Filed With SEC on May 4, 2022)
- Form of Class C Warrant (Filed With SEC on May 4, 2022)
- Form of Class B Registration Rights Agreement, dated as of May 4, 2022, by and between the Company the purchasers identified therein (Filed With SEC on May 4, 2022)
- Placement Agency Agreement, dated as of May 1, 2022, by and between the Company and Jefferies LLC (Filed With SEC on May 4, 2022)
- Securities Purchase Agreement, dated as of May 1, 2022, by and between the Company and the purchasers identified therein (Filed With SEC on May 4, 2022)
- Form of Class C Registration Rights Agreement, dated as of May 1, 2022, by and between the Company the purchasers identified therein (Filed With SEC on May 4, 2022)
- Underwriting Agreement, dated as of October 12, 2021, by and between the Company and Oppenheimer & Co., Inc (Filed With SEC on October 13, 2021)
- Form of Pre-Funded Warrant To Purchase Common Stock (Filed With SEC on October 13, 2021)
- Form of Subscription Agreement (Filed With SEC on October 13, 2021)
- Purchase Agreement, dated as of August 2, 2021 by and between the Company and Lincoln Park Capital Fund, LLC (Filed With SEC on August 4, 2021)
- Registration Rights Agreement, dated as of August 2, 2021 by and between the Company and Lincoln Park Capital Fund, LLC (Filed With SEC on August 4, 2021)
- Loan and Security Agreement, dated as of April 14, 2021 by and among Rezolute, Inc., Solar Investment Corp., as collateral agent and lender, and the other lenders named therein (Filed With SEC on April 19, 2021)
- Exit Fee Agreement, dated as of April 14, 2021 by and among Rezolute, Inc., Solar Investment Corp., as collateral agent and lender, and the other lenders named therein (Filed With SEC on April 19, 2021)
- License Agreement with Handok, Inc. entered into on September 15, 2020 (Filed With SEC on October 13, 2020)
- Form of Common Stock Purchase Warrant by and between the Company and the Investor identified therein (Filed With SEC on October 13, 2020)
- Securities Purchase Agreement, dated as of October 8, 2020, by and between Rezolute, Inc. and the Investors identified therein (Filed With SEC on October 13, 2020)
- Registration Rights Agreement, dated as of October 8, 2020, by and between Rezolute, Inc. and the Investors identified therein (Filed With SEC on October 13, 2020)
- Amendment No. 3 to the License Agreement with Xoma (US) LLC (Filed With SEC on May 14, 2020)
- Master Services Agreement with Genexine, Inc. and Handok, Inc., effective as of July 1, 2019 (Filed With SEC on November 14, 2019)
- EMPLOYMENT AGREEMENT (Filed With SEC on August 6, 2019)
- EMPLOYMENT AGREEMENT (Filed With SEC on August 6, 2019)
- REZOLUTE, INC. 2019 NON QUALIFIED STOCK OPTION PLAN (Filed With SEC on August 6, 2019)
- REZOLUTE, INC. PURCHASE AGREEMENT FOR SHARES OF COMMON STOCK (Filed With SEC on July 30, 2019)
- Amendment No. 2 to the Xoma Common Stock Purchase Agreement (Filed With SEC on February 14, 2019)
- Amendment No. 2 to the Xoma License Agreement (Filed With SEC on February 14, 2019)
- Purchase agreement for shares of Series AA Preferred Stock (Filed With SEC on February 14, 2019)
- Amendment #1 to License Agreement with XOMA (Filed With SEC on May 15, 2018)
- Amendment #1 to Common Stock Purchase Agreement with XOMA (Filed With SEC on May 15, 2018)
- Offer Letter with Keith Vendola (Filed With SEC on May 15, 2018)
- Form of Warrant (Filed With SEC on April 3, 2018)
- Form of Note (Filed With SEC on April 3, 2018)
- License Agreement with XOMA (Filed With SEC on February 14, 2018)
- Common Stock Purchase Agreement with XOMA (Filed With SEC on February 14, 2018)
- Purchase Agreement between Rezolute, Inc. and Lincoln Park Capital Fund, LLC dated December 22, 2017 (Filed With SEC on December 26, 2017)
- Registration Rights Agreement between Rezolute, Inc. and Lincoln Park Capital Fund, LLC dated December 22, 2017 (Filed With SEC on December 26, 2017)
- Certificate of Ownership and Merger (Filed With SEC on December 7, 2017)
- AMENDMENT TO THE STRATEGIC COLLABORATION AND LICENSE AGREEMENT (Filed With SEC on November 3, 2017)
- AntriaBio, Inc. 2016 Non Qualified Stock Option Plan, as Amended (Filed With SEC on September 22, 2017)
- Lease Agreement with Elion (Filed With SEC on September 22, 2017)
- Sublease Agreement with Elion (Filed With SEC on September 22, 2017)
- Development and License Agreement (Filed With SEC on August 7, 2017)
- STOCK OPTION CANCELLATION AGREEMENT (Filed With SEC on May 15, 2017)
- ANTRIABIO, INC. (a Delaware corporation) 1450 Infinite Drive Louisville, Colorado 80027 COMMON STOCK PURCHASE AGREEMENT Instructions PLEASE COMPLETE ONE COPY OF THE COMMON STOCK... (Filed With SEC on March 6, 2017)
- ANTRIABIO,INC. 2016 Non Qualified Stock option PLAN NOTICE OF STOCK OPTION GRANT (Filed With SEC on December 29, 2016)
- ANTRIABIO,INC. 2016 Non Qualified Stock option PLAN NOTICE OF STOCK OPTION GRANT (Filed With SEC on December 29, 2016)
- ANTRIABIO,INC. 2016 Non Qualified Stock option PLAN NOTICE OF STOCK OPTION GRANT (Filed With SEC on December 29, 2016)
- ANTRIABIO,INC. 2016 Non Qualified Stock option PLAN NOTICE OF STOCK OPTION GRANT (Filed With SEC on December 29, 2016)
- ANTRIABIO,INC. 2016 Non Qualified Stock option PLAN NOTICE OF STOCK OPTION GRANT (Filed With SEC on December 29, 2016)
- ANTRIABIO,INC. 2016 Non Qualified Stock option PLAN NOTICE OF STOCK OPTION GRANT (Filed With SEC on December 29, 2016)
- ANTRIABIO,INC. 2016 Non Qualified Stock option PLAN NOTICE OF STOCK OPTION GRANT (Filed With SEC on December 29, 2016)
- FIRST AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on November 4, 2016)
- ANTRIABIO, INC. 2016 NON QUALIFIED STOCK OPTION PLAN (Filed With SEC on November 4, 2016)
- FIRST AMENDED AND RESTATED PLACEMENT AGENT AGREEMENT (March 22, 2016) (Filed With SEC on September 28, 2016)
- AMENDED AND RESTATED PLACEMENT AGENCYAGREEMENT (Filed With SEC on September 28, 2016)
- Warrant to Purchase Shares of Common Stock As Herein Described ____________________, 2016 WARRANT TO PURCHASE COMMON STOCK OF ANTRIABIO, INC. (Filed With SEC on June 29, 2016)
- Warrant to Purchase Shares of Common Stock As Herein Described ____________, 2014 WARRANT TO PURCHASE COMMON STOCK OF ANTRIABIO, INC. (Filed With SEC on June 29, 2016)
- ANTRIABIO, INC. (a Delaware corporation) 1450 Infinite Drive Louisville, Colorado 80027 PURCHASE AGREEMENT Instructions PLEASE COMPLETE ONE COPY OF THE PURCHASE AGREEMENT (Filed With SEC on June 29, 2016)
- EXCHANGE AGREEMENT (Filed With SEC on June 29, 2016)
- STRATEGIC COLLABORATION AND LICENSE AGREEMENT by and between pH PHARMA Co., Ltd and ANTRIABIO, INC. Dated as of February 29, 2016 STRATEGIC COLLABORATION AND LICENSE AGREEMENT (Filed With SEC on March 2, 2016)
- ANTRIABIO,INC. (a Delaware corporation) 1450 Infinite Drive Louisville, Colorado 80027 (Filed With SEC on February 16, 2016)
- Warrant to Purchase Shares of Common Stock As Herein Described _______, 2015 WARRANT TO PURCHASE COMMON STOCK OF ANTRIABIO, INC. (Filed With SEC on December 10, 2015)
- Warrant to Purchase (Filed With SEC on April 6, 2015)
- Warrant to Purchase Shares of Common Stock As Herein Described (Filed With SEC on April 6, 2015)
- ANTRIABIO, INC. (a Delaware corporation) 1450 Infinite Drive Louisville, Colorado 80027 SUBSCRIPTION AGREEMENT Instructions PLEASE COMPLETE ONE COPY OF THE SUBSCRIPTION AGREEMENT (Filed With SEC on April 6, 2015)
- AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on February 24, 2015)
- AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on February 24, 2015)
- AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on February 24, 2015)
- ANTRIABIO, INC. 2015 NON QUALIFIED STOCK OPTION PLAN (Filed With SEC on February 24, 2015)
- EMPLOYMENT AGREEMENT (Filed With SEC on January 8, 2015)
- Warrant to Purchase (Filed With SEC on January 5, 2015)
- ANTRIABIO, INC. (Filed With SEC on January 5, 2015)
- Warrant to Purchase (Filed With SEC on December 4, 2014)
- ASSET PURCHASE AGREEMENT (Filed With SEC on November 10, 2014)
- LINE OF CREDIT (Filed With SEC on May 20, 2014)
- Warrantto Purchase Sharesof CommonStock As HereinDescribed Marchh, 2014 WARRANTTO PURCHASE COMMON STOCK OF ANTRIABIO,INC. (Filed With SEC on May 14, 2014)
- SERVICES AGREEMENT (Filed With SEC on April 4, 2014)
- ANTRIABIO, INC. (A Delaware Corporation) WARRANT TO PURCHASE SHARES OF COMMON STOCK ATTACHED TO 8% CONVERTIBLE UNSECURED NOTES (Filed With SEC on April 1, 2014)
- ANTRIABIO, INC. (A Delaware Corporation) WARRANT TO PURCHASE SHARES OF COMMON STOCK ATTACHED TO 8% CONVERTIBLE UNSECURED NOTES (Filed With SEC on April 1, 2014)
- ANTRIABIO, INC. (a Delaware corporation) 890 Santa Cruz Avenue Menlo Park, California 94025 SUBSCRIPTION AGREEMENT Instructions PLEASE COMPLETE ONE COPY OF THE SUBSCRIPTION... (Filed With SEC on April 1, 2014)
- ANTRIABIO, INC. REPAYMENT AGREEMENT (Filed With SEC on April 1, 2014)
- AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on April 1, 2014)
- TERMINATION AGREEMENT (Filed With SEC on April 1, 2014)
- TERMINATION AGREEMENT (Filed With SEC on April 1, 2014)
- PLACEMENT AGENT AGREEMENT (December 13, 2013) (Filed With SEC on February 13, 2014)
- CONVERTIBLE UNSECURED PROMISSORY NOTE (Filed With SEC on January 16, 2014)
- Warrant to Purchase (Filed With SEC on January 16, 2014)
- ANTRIABIO, INC. SUBSCRIPTION AGREEMENT FOR CONVERTIBLE PROMISSORY NOTE AND WARRANT OFFERING (Filed With SEC on January 16, 2014)
- 14% PROMISSORY NOTE AND WARRANTS $250,000 November 14, 2013 (Filed With SEC on November 15, 2013)
- LINE OF CREDIT (Filed With SEC on November 14, 2013)
- INTRODUCTION (Filed With SEC on February 6, 2013)
- ASSET PURCHASE AGREEMENT by and between ANTRIABIO, INC. and PR PHARMACEUTICALS, INC. Dated as of October 5, 2012 TABLE OF CONTENTS (Filed With SEC on February 6, 2013)
- EMPLOYMENT AGREEMENT (Filed With SEC on February 6, 2013)
- EMPLOYMENT AGREEMENT, EXECUTIVE VERSION |June 18, 2012 (Filed With SEC on February 6, 2013)
- EMPLOYMENT AGREEMENT, EXECUTIVE VERSION |April 27, 2012 EMPLOYMENT AGREEMENT (Filed With SEC on February 6, 2013)
- ADVISORY AGREEMENT (Filed With SEC on February 6, 2013)
- CONSULTANT AGREEMENT (Filed With SEC on February 6, 2013)
- ANTRIABIO DELAWARE, INC. STOCK OPTION CERTIFICATE Right to Purchase 2,000,000 Shares of Common Stock Exercise Price: $0.75 per Share Issue Date: January 30, 2013 Vesting Date:... (Filed With SEC on February 6, 2013)
- ANTRIABIO DELAWARE, INC. STOCK OPTION CERTIFICATE Right to Purchase 3,500,000 Shares of Common Stock Exercise Price: $0.75 per Share Issue Date: January 30, 2013 Vesting Date:... (Filed With SEC on February 6, 2013)
- ANTRIABIO DELAWARE, INC. STOCK OPTION CERTIFICATE Right to Purchase 1,000,000 Shares of Common Stock Exercise Price: $0.75 per Share Issue Date: January 30, 2013 Vesting Date:... (Filed With SEC on February 6, 2013)
- ANTRIABIO DELAWARE, INC. STOCK OPTION CERTIFICATE Right to Purchase 2,500,000 Shares of Common Stock Exercise Price: $0.75 per Share Issue Date: January 30, 2013 Vesting Date:... (Filed With SEC on February 6, 2013)
- PLAN OF CONVERSION (Filed With SEC on January 11, 2013)
- SUBSCRIPTION AGREEMENT SHARES OF COMMON STOCK OF FITS MY STYLE INC. (Filed With SEC on June 14, 2011)
- SUBSCRIPTION AGREEMENT SHARES OF COMMON STOCK OF FITS MY STYLE INC. (Filed With SEC on June 14, 2011)
- ASSIGNMENT OF INTELLECTUAL PROPERTY RIGHTS (Filed With SEC on June 14, 2011)
- WEB SITE DESIGN CONSULTATION AGREEMENT (Filed With SEC on June 14, 2011)