Retail Opportunity Investments Corp. Contracts & Agreements

Description of Securities (Filed With SEC on February 15, 2024)

Third Supplemental Indenture, dated as of September 21, 2023, by and among Retail Opportunity Investments Partnership, LP, Retail Opportunity Investments Corp. and Computershare... (Filed With SEC on September 21, 2023)

Underwriting Agreement, dated as of September 14, 2023, by and among Retail Opportunity Investments Partnership, LP, Retail Opportunity Investments Corp. and J.P. Morgan... (Filed With SEC on September 20, 2023)

Second Amended and Restated 2009 Equity Incentive Plan (Filed With SEC on April 26, 2022)

Second Amendment to Second Amended and Restated Credit Agreement, dated as of July 29, 2020, by and among Retail Opportunity Investments Corp., as the guarantor, and Retail... (Filed With SEC on August 4, 2020)

Second Amendment to First Amended and Restated Term Loan Agreement, dated as of July 29, 2020, by and among Retail Opportunity Investments Corp., as the Parent Guarantor, Retail... (Filed With SEC on August 4, 2020)

Third Amendment, dated as of July 29, 2020 to the Amended and Restated Note Purchase Agreement, dated as of September 22, 2016, by and among Retail Opportunity Investments... (Filed With SEC on August 4, 2020)

First Amendment, dated as of July 29, 2020 to the Note Purchase Agreement, dated as of November 10, 2017, by and among Retail Opportunity Investments Partnership, LP, Retail... (Filed With SEC on August 4, 2020)

Sales Agreement, dated May 1, 2018, by and among Retail Opportunity Investments Corp., Retail Opportunity Investments Partnership, LP and Capital One Securities, Inc (Filed With SEC on May 2, 2018)

Sales Agreement, dated May 1, 2018, by and among Retail Opportunity Investments Corp., Retail Opportunity Investments Partnership, LP and Jefferies LLC (Filed With SEC on May 2, 2018)

Sales Agreement, dated May 1, 2018, by and among Retail Opportunity Investments Corp., Retail Opportunity Investments Partnership, LP and KeyBanc Capital Markets Inc (Filed With SEC on May 2, 2018)

Sales Agreement, dated May 1, 2018, by and among Retail Opportunity Investments Corp., Retail Opportunity Investments Partnership, LP and Raymond James & Associates, Inc (Filed With SEC on May 2, 2018)

Sales Agreement, dated May 1, 2018, by and among Retail Opportunity Investments Corp., Retail Opportunity Investments Partnership, LP and Robert W. Baird & Co. Incorporated (Filed With SEC on May 2, 2018)

Amended and Restated 2009 Equity Incentive Plan (Filed With SEC on May 1, 2018)

Note Purchase Agreement, dated as of November 10, 2017, by and among Retail Opportunity Investments Partnership, LP, Retail Opportunity Investments Corp. and the purchasers named... (Filed With SEC on November 13, 2017)

First Amendment, dated as of September 8, 2017 to the Amended and Restated Note Purchase Agreement, dated as of September 22, 2016, by and among Retail Opportunity Investments... (Filed With SEC on October 25, 2017)

Seventh Amendment to the Second Amended and Restated Limited Partnership Agreement of Retail Opportunity Investments Partnership, LP, dated as of October 11, 2017 (Filed With SEC on October 17, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on March 24, 2017)

Retail Opportunity Investments Partnership,LP $200,000,000 3.95% Senior Notes due September 8, 2026 ______________ Note Purchase Agreement ______________ Datedas of July 26, 2016 (Filed With SEC on August 1, 2016)

RETAIL OPPORTUNITY INVESTMENTS CORP. (a Maryland corporation) 5,700,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on July 12, 2016)

Retail Opportunity Investments Corp. Common Stock ($0.0001 par value per share) SALES AGREEMENT (Filed With SEC on May 23, 2016)

RegistrationRights Agreement (Filed With SEC on March 16, 2016)

Tax Protection Agreement (Filed With SEC on March 16, 2016)

FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP, LP (Filed With SEC on March 16, 2016)

Tax Protection Agreement (Filed With SEC on February 24, 2016)

Registration RightsAgreement (Filed With SEC on February 24, 2016)

Tax Protection Agreement (Filed With SEC on February 24, 2016)

Registration RightsAgreement (Filed With SEC on February 24, 2016)

Tax Protection Agreement (Filed With SEC on February 24, 2016)

Registration RightsAgreement (Filed With SEC on February 24, 2016)

TERM LOAN AGREEMENT Dated as of September 29, 2015 among RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP, LP, as the Borrower, RETAIL OPPORTUNITY INVESTMENTS CORP., as the Parent... (Filed With SEC on October 2, 2015)

Tax Protection Agreement (Filed With SEC on February 25, 2015)

Registration Rights Agreement (Filed With SEC on February 25, 2015)

FOURTH AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on December 17, 2014)

SECOND SUPPLEMENTAL INDENTURE DATED AS OF DECEMBER 3, 2014 TO INDENTURE DATED AS OF DECEMBER 9, 2013 BY AND AMONG RETAIL OPPORTUNITYINVESTMENTS PARTNERSHIP, LP, AS ISSUER, RETAIL... (Filed With SEC on December 3, 2014)

RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP, LP (a Delaware limited partnership) $250,000,000 4.000% Senior Notes due 2024 UNDERWRITING AGREEMENT (Filed With SEC on November 24, 2014)

Retail Opportunity Investments Corp. Common Stock ($0.0001 par value per share) SALES AGREEMENT (Filed With SEC on September 24, 2014)

RETAIL OPPORTUNITY INVESTMENTS CORP. (a Maryland corporation) 12,500,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on June 18, 2014)

RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP, LP 5.000% Senior Note due 2023 (Filed With SEC on February 25, 2014)

RETAIL OPPORTUNITY INVESTMENTSPARTNERSHIP, LP (a Delaware limited partnership) $250,000,000 5.000% Senior Notes due 2023 UNDERWRITING AGREEMENT (Filed With SEC on December 9, 2013)

Dated December 9, 2013 RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP, LP, AS ISSUER RETAIL OPPORTUNITYINVESTMENTS CORP., AS GUARANTOR AND WELLS FARGO BANK, NATIONALASSOCIATION, AS... (Filed With SEC on December 9, 2013)

FIRST SUPPLEMENTAL INDENTURE DATED AS OF DECEMBER 9, 2013 TO INDENTURE DATED AS OF DECEMBER 9, 2013 BY AND AMONG RETAIL OPPORTUNITYINVESTMENTS PARTNERSHIP, LP, AS ISSUER, RETAIL... (Filed With SEC on December 9, 2013)

SECOND AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP, LP a Delaware limited partnership (Filed With SEC on October 2, 2013)

THIRD AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on October 2, 2013)

THIRD AMENDMENT TO FIRST AMENDED AND RESTATED TERM LOAN AGREEMENT (Filed With SEC on October 2, 2013)

CONTRIBUTION AGREEMENT (Filed With SEC on October 2, 2013)

TAX PROTECTION AGREEMENT (Filed With SEC on October 2, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 2, 2013)

Retail Opportunity Investments Corp. 81 Main Street White Plains, New York 10601 ###-###-#### (Filed With SEC on December 14, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on November 30, 2012)

RETAIL OPPORTUNITY INVESTMENTS CORP. (Filed With SEC on April 5, 2012)

RETAIL OPPORTUNITY INVESTMENTS CORP. (a Maryland corporation) 6,500,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on December 6, 2011)

SUPPLEMENT & AMENDMENT TO WARRANT AGREEMENT (Filed With SEC on October 26, 2009)

SPECIMEN UNIT CERTIFICATE (Filed With SEC on October 26, 2009)

EXERCISABLE ONLY IF COUNTERSIGNED BY THE WARRANT AGENT AS PROVIDED HEREIN. Warrant Certificate evidencing Warrants to Purchase Common Stock, par value $.0001, as described herein.... (Filed With SEC on October 26, 2009)

RETAIL OPPORTUNITY INVESTMENTS CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK SEE REVERSE FOR CERTAIN DEFINITIONS (Filed With SEC on October 26, 2009)

AMENDMENT TO PLACEMENT WARRANT PURCHASE AGREEMENT (Filed With SEC on October 26, 2009)

NRDC ACQUISITION CORP. [LETTERHEAD] (Filed With SEC on October 26, 2009)

TERMINATION OF CO-INVESTMENT AGREEMENT (Filed With SEC on October 26, 2009)

RETAIL OPPORTUNITY INVESTMENTS CORP. 2009 EQUITY INCENTIVE PLAN (Filed With SEC on October 26, 2009)

AMENDMENT TO FRAMEWORK AGREEMENT (Filed With SEC on September 16, 2009)

NRDC ACQUISITION CORP. 3 Manhattanville Road Purchase, NY 10577 August 9, 2009 (Filed With SEC on August 12, 2009)

SECOND CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NRDC ACQUISITION CORP. PURSUANT TO SECTION 245 OF THE GENERAL CORPORATION LAW OF... (Filed With SEC on August 10, 2009)

THIRD CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NRDC ACQUISITION CORP. PURSUANT TO SECTION 245 OF THE GENERAL CORPORATION LAW OF... (Filed With SEC on August 10, 2009)

FOURTH CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NRDC ACQUISITION CORP. PURSUANT TO SECTION 245 OF THE GENERAL CORPORATION LAW OF... (Filed With SEC on August 10, 2009)

FRAMEWORK AGREEMENT by and between NRDC ACQUISITION CORP. and NRDC CAPITAL MANAGEMENT, LLC Dated as of August 7, 2009 (Filed With SEC on August 10, 2009)

FORM OF SUPPLEMENT & AMENDMENT TO WARRANT AGREEMENT (Filed With SEC on August 10, 2009)

William L. Mack [], 2007 (Filed With SEC on October 10, 2007)

Robert C. Baker [], 2007 (Filed With SEC on October 10, 2007)

Richard A. Baker [], 2007 (Filed With SEC on October 10, 2007)

Lee S. Neibart [], 2007 (Filed With SEC on October 10, 2007)

NRDC ACQUISITION CORP. (Filed With SEC on October 10, 2007)

PLACEMENT WARRANT PURCHASE AGREEMENT (Filed With SEC on October 10, 2007)

NRDC ACQUISITION CORP. (Filed With SEC on October 10, 2007)

FORM OF LETTER AGREEMENT FOR APOLLO REAL ESTATE ADVISORS APOLLO REAL ESTATE ADVISORS L.P. (Filed With SEC on October 10, 2007)

NRDC Acquisition Corp. 30,000,000 Units UNDERWRITING AGREEMENT dated [___] Banc of America Securities LLC Underwriting Agreement (Filed With SEC on September 27, 2007)

SPECIMEN UNIT CERTIFICATE1 No. U- UNITS CUSIP No.: NRDC ACQUISITION CORP. UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK SEE... (Filed With SEC on September 27, 2007)

EXERCISABLE ONLY IF COUNTERSIGNED BY THE WARRANT AGENT AS PROVIDED HEREIN. Warrant Certificate evidencing Warrants to Purchase Common Stock, par value $.0001, as described herein.... (Filed With SEC on September 27, 2007)

NRDC ACQUISITION CORP. WARRANT AGREEMENT (Filed With SEC on September 27, 2007)

[NRDC Capital Management, LLC Letterhead] ["], 2007 (Filed With SEC on September 27, 2007)

William L. Mack ["], 2007 (Filed With SEC on September 27, 2007)

Robert C. Baker ["], 2007 (Filed With SEC on September 27, 2007)

Richard A. Baker ["], 2007 (Filed With SEC on September 27, 2007)

Lee S. Neibart ["], 2007 (Filed With SEC on September 27, 2007)

Michael J. Indiveri ["], 2007 (Filed With SEC on September 27, 2007)

Edward H. Meyer ["], 2007 (Filed With SEC on September 27, 2007)

Laura Pomerantz ["], 2007 (Filed With SEC on September 27, 2007)

Vincent Tese ["], 2007 (Filed With SEC on September 27, 2007)

Ronald W. Tysoe ["], 2007 (Filed With SEC on September 27, 2007)

NRDC ACQUISITION CORP. INVESTMENT MANAGEMENT TRUST AGREEMENT (Filed With SEC on September 27, 2007)

NRDC ACQUISITION CORP. REGISTRATION RIGHTS AGREEMENT (Filed With SEC on September 27, 2007)

PLACEMENTWARRANT PURCHASE AGREEMENT (Filed With SEC on September 27, 2007)

FORM OF RIGHT OF FIRST OFFER AGREEMENT (Filed With SEC on September 27, 2007)

NRDC ACQUISITION CORP. CO-INVESTMENT AGREEMENT (Filed With SEC on September 27, 2007)

FORM OF LETTER AGREEMENT FOR APOLLO REAL ESTATE ADVISORS APOLLO REAL ESTATE ADVISORS L.P. [], 2007 (Filed With SEC on September 27, 2007)

NRDC Acquisition Corp. 30,000,000 Units UNDERWRITING AGREEMENT dated [___] Banc of America Securities LLC Underwriting Agreement (Filed With SEC on September 7, 2007)

SPECIMEN UNIT CERTIFICATE No. U- UNITS (Filed With SEC on September 7, 2007)

No. SHARES CUSIP No.: (Filed With SEC on September 7, 2007)

EXERCISABLE ONLY IF COUNTERSIGNED BY THE WARRANT AGENT AS PROVIDED HEREIN. Warrant Certificate evidencing Warrants to Purchase Common Stock, par value $.0001, as described herein.... (Filed With SEC on September 7, 2007)

NRDC ACQUISITION CORP. WARRANT AGREEMENT (Filed With SEC on September 7, 2007)

[NRDC Capital Management, LLC Letterhead] ["], 2007 (Filed With SEC on September 7, 2007)

William L. Mack ["], 2007 (Filed With SEC on September 7, 2007)

Robert C. Baker ["], 2007 (Filed With SEC on September 7, 2007)

Richard A. Baker ["], 2007 (Filed With SEC on September 7, 2007)

Michael J. Indiveri ["], 2007 (Filed With SEC on September 7, 2007)

Edward H. Meyer ["], 2007 (Filed With SEC on September 7, 2007)

Laura Pomerantz ["], 2007 (Filed With SEC on September 7, 2007)

Ronald W. Tysoe ["], 2007 (Filed With SEC on September 7, 2007)

NRDC ACQUISITION CORP. INVESTMENT MANAGEMENT TRUST AGREEMENT (Filed With SEC on September 7, 2007)

NRDC Acquisition Corp. (Filed With SEC on September 7, 2007)

NRDC ACQUISITION CORP. REGISTRATION RIGHTS AGREEMENT (Filed With SEC on September 7, 2007)

PLACEMENTWARRANT PURCHASE AGREEMENT (Filed With SEC on September 7, 2007)

FORM OF RIGHT OF FIRST OFFER AGREEMENT (Filed With SEC on September 7, 2007)

NRDC ACQUISITION CORP. CO-INVESTMENT AGREEMENT (Filed With SEC on September 7, 2007)

FORM OF LETTER AGREEMENT FOR APOLLO REAL ESTATE ADVISORS APOLLO REAL ESTATE ADVISORS L.P. (Filed With SEC on September 7, 2007)

PROMISSORY NOTE (Filed With SEC on July 26, 2007)

NRDC ACQUISITION CORP. SUBSCRIPTION AGREEMENT (Filed With SEC on July 26, 2007)

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Retail Opportunity Investments Corp. Contracts & Agreements