First Amendment to the License Agreement, dated as of October 3, 2017, by and among the Registrant and Novartis International Pharmaceutical Ltd

EX-10.5 7 d475892dex105.htm EX-10.5 EX-10.5

Exhibit 10.5

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ACT OF 1933, AS AMENDED

First Amendment to License Agreement

First Amendment to License Agreement (“Amendment”), made as of October 3, 2017 (“Amendment Effective Date”), to the License Agreement (“Original Agreement”), dated March 23, 2017 (the “Original Agreement Effective Date”), by and between Novartis International Pharmaceutical Ltd., a for-profit corporation with its principal place of business at Lichtstrasse 35, CH-4056 Basel, Switzerland (“Novartis”) and resTORbio, Inc., a Delaware corporation located at 501 Boylston Street, Suite 6102, Boston, Massachusetts 02116 (“resTORbio”). The Original Agreement, as amended by this Amendment, is referred to as the “Agreement”. Novartis and resTORbio are each referred to individually as a “Party” and together as the “Parties.”

Background

Pursuant to the Section 4.2 of the Original Agreement, following the Original Agreement Effective Date, the Parties are to negotiate the terms of an amended Exhibit C to the Original Agreement, which is intended add a list of pre-clinical and clinical documents in Novartis’ possession that are material to the BEZ-235 Know How reasonably necessary for the Development of BEZ235 (each as defined in the Original Agreement).

Accordingly, Novartis and resTORbio agree as follows:

In satisfaction of Novartis’ obligations under Section 4.2 of the Original Agreement, the contents of Schedule 1 to this Amendment are, to the best of Novartis’ knowledge, a complete list of the documents described above and are hereby added to Exhibit C. In all other respects, the Agreement is hereby ratified and confirmed.

Schedule 1 includes a reference to certain data (the “[***]”) generated from information received from [***] (“[***]”). Pursuant to Novartis Institutes for BioMedical Research, Inc.’s agreement with [***], the use and transfer of the [***] is subject to certain restrictions and limitations, and any subsequent recipient of the [***] must, as a condition of receipt of such data, agree to be bound by those restrictions and limitations. Accordingly, as a condition to the transfer of the [***], resTORbio agrees that it will not file, prosecute, or maintain any patent application or patent claiming patentable inventions created, conceived of, or reduced to practice, directly or indirectly, by it from the use of the [***], and that any such inventions will be placed in the public domain. resTORbio understands that it is entitled to refuse receipt of such information, in which case (a) resTORbio must notify Novartis in advance of the transfer of such refusal; and (b) if Novartis is so notified, (i) the restrictions and limitations set forth in this paragraph shall not apply, and (ii) the [***]will not be transferred. The Parties agree that this Amendment does not limit or otherwise affect the rights of resTORbio to Novartis Technology as provided in the Original Agreement, including with respect to any data from [***] that is included in such Novartis Technology.


[***] INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH

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ACT OF 1933, AS AMENDED

 

The Parties will comply with all global and local applicable laws and regulations relating to handling of personal data in the respective country.

The Parties, intending to be bound, have caused this Amendment to be executed by their duly authorized representatives.

 

NOVARTIS INTERNATIONAL

PHARMACEUTICAL LTD.

    RESTORBIO, INC.
By:         By:   /s/ Chen Schor
Name:         Name:   Chen Schor
Title:         Title:   President and CEO
By:          
Name:          
Title:          


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ACT OF 1933, AS AMENDED

 

Schedule 1


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ACT OF 1933, AS AMENDED

 

  

 

 

BEZ235 Amendment

to Exhibit C

 

September 27, 2017

  

 


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Contents

 

BEZ235 Clinical Documentation

     3  

BEZ235 Pre-clinical Documentation

     6  

Additional documentation

     12  

A. BEZ235 Japan Documentation

     12  

B. CMC Additional Documentation

     12  

C. DMPK Documentation

     12  

D. RAD002X2202

     13  

E. CBEZ235Y2201 Phase IIa data

     13  

F. CRAD001X2109 BEZ235+RAD001 Oncology study

     13  

 

  


[***] INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH

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COMMISSION PURSUANT TO RULE 406 PROMULGATED UNDER THE SECURITIES

ACT OF 1933, AS AMENDED

 

BEZ235 Clinical Documentation

Source: Novartis Clinical documentum archive

Study: BEZ235A

 

BEZ235A1101   
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BEZ235A2101   
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Bez23512110   
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3


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ACT OF 1933, AS AMENDED

 

Study: BEZ235C   
BEZ235C2102   
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BEZ235C2108   
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Study: BEZ235F   
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Study: BEZ235Y   
BEZ235Y2201   
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Study: BEZ235Z   
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4


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ACT OF 1933, AS AMENDED

 

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BEZ235Z2001l   
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5


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COMMISSION PURSUANT TO RULE 406 PROMULGATED UNDER THE SECURITIES

ACT OF 1933, AS AMENDED

 

BEZ235 Pre-clinical Documentation

Source: Novartis Pre-clinical documentum archive

 

ADME – Animal Studies in vivo   
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6


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COMMISSION PURSUANT TO RULE 406 PROMULGATED UNDER THE SECURITIES

ACT OF 1933, AS AMENDED

 

ADME – In vitro, ex vivo & in-situ studies   
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7


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COMMISSION PURSUANT TO RULE 406 PROMULGATED UNDER THE SECURITIES

ACT OF 1933, AS AMENDED

 

[***]    [***]
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Bioanalytical Methods   
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8


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COMMISSION PURSUANT TO RULE 406 PROMULGATED UNDER THE SECURITIES

ACT OF 1933, AS AMENDED

 

Human Studies   
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Research Support Notes   
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9


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ACT OF 1933, AS AMENDED

 

Safety Pharmacology   
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Toxicology – Genotoxicity   
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Toxicology – Other Studies   
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ACT OF 1933, AS AMENDED

 

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11


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COMMISSION PURSUANT TO RULE 406 PROMULGATED UNDER THE SECURITIES

ACT OF 1933, AS AMENDED

 

Additional Documentation

 

A. BEZ235 Japan Documentation
Regulatory   
   [***]1
   [***]
Clinical   
[***]    [***]
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B. CMC Additional Documentation
CMC Documentation for FDA
[***]    [***]
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High dose manufacturing instructions
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Test Methods for Genotoxic Materials   
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C. DMPK Documentation   
Manufacturing and Synthesis for internal standard
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1  [***]

 

  

12


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ACT OF 1933, AS AMENDED

 

D. RAD002X2202: A multicenter, single-blind, placebo-controlled study to investigate effects of everolimus on the immune response to vaccination in the elderly

 

Clinical Documentation
[***]    [***]
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E. CBEZ235Y2201 Phase Ila data
Additional CBEZ235Y2201 documentation
[***]    [***]
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F. CRAD001X2109 BEZ235+RAD001 Oncology study
Regulatory FDA Letter
[***]   

 

2  [***]

 

  

13