Second Supplemental Indenture, dated as of October 31, 2018, to Indenture for Senior Debt Securities, dated May 24, 2016, by and between Repligen Corporation and Wilmington Trust Association
Exhibit 4.1
REPLIGEN CORPORATION
AND
WILMINGTON TRUST, NATIONAL ASSOCIATION,
as Trustee
SECOND SUPPLEMENTAL INDENTURE
Dated as of October 31, 2018
to Indenture for Senior Debt Securities
Dated as of May 24, 2016
2.125% Convertible Senior Notes due 2021
SECOND SUPPLEMENTAL INDENTURE dated as of October 31, 2018 (this Second Supplemental Indenture), between REPLIGEN CORPORATION, a Delaware corporation, as issuer (the Company, as more fully set forth in Section 1.01 of the First Supplemental Indenture (the First Supplemental Indenture), dated as of May 24, 2016, by and between the Company and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association, as trustee (the Trustee, as more fully set forth in Section 1.01 of the First Supplemental Indenture)), and the Trustee, supplementing the Indenture for Senior Debt Securities dated as of May 24, 2016, between the Company and the Trustee (the Base Indenture and the Base Indenture, as amended and supplemented by the First Supplemental Indenture and this Second Supplemental Indenture, and as it may be further amended or supplemented from time to time with respect to the Notes, the Indenture).
W I T N E S S E T H:
WHEREAS, the Company and the Trustee entered into the Base Indenture to provide, among other things, for the issuance, from time to time, of the Companys Securities, in an unlimited aggregate principal amount, in one or more series to be established by the Company under, and authenticated and delivered as provided in, the Base Indenture;
WHEREAS, the Company and the Trustee entered into the First Supplemental Indenture to provide for a single series of Securities designated as its 2.125% Convertible Senior Notes due 2021 (the Notes and each $1,000 principal amount thereof, unless the context otherwise requires, a Note), initially in an aggregate principal amount not to exceed $115,000,000, and in order to provide the terms and conditions upon which the Notes are to be authenticated, issued and delivered;
WHEREAS, on May 24, 2016, the Company issued and delivered and the Trustee authenticated $115,000,000 aggregate principal amount of Notes under the Base Indenture, as amended and supplemented by the First Supplemental Indenture;
WHEREAS, Section 10.02(l) of the First Supplemental Indenture provides that the Company and the Trustee, may from time to time and at any time and without the consent of any Holder enter into an indenture or indentures supplemental thereto to conform the provisions of the Indenture or the Notes to the Description of notes section of the Prospectus Supplement as evidenced in an Officers Certificate;
WHEREAS, the Company has provided to the Trustee an Officers Certificate in accordance with Sections 10.02(l) and 10.06 of the First Supplemental Indenture and 13.07 of the Base Indenture and Opinion of Counsel in accordance with Section 10.06 of the First Supplemental Indenture and Section 13.07 of the Base Indenture, which Officers Certificate and Opinion of Counsel state, among other things, that the amendment to certain terms of the First Supplemental Indenture, pursuant to and as set forth in this Second Supplemental Indenture, conform such terms to the text of the description of such terms in the Description of notes section of the Prospectus Supplement; and
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WHEREAS the Company has requested and hereby directs that the Trustee execute and deliver this Second Supplemental Indenture;
WHEREAS, all acts and things necessary to make this Second Supplemental Indenture a valid agreement according to its terms, have been done and performed, and the execution of this Second Supplemental Indenture has in all respects been duly authorized.
NOW, THEREFORE, THIS SECOND SUPPLEMENTAL INDENTURE WITNESSETH:
That the Company and the Trustee mutually covenant and agree for the equal and proportionate benefit of the respective Holders from time to time of the Notes as follows:
ARTICLE 1
DEFINITIONS
For all purposes of the Indenture, except as otherwise expressly provided or unless the context otherwise requires:
(a) all words, terms and phrases defined in the Base Indenture as supplemented by the First Supplemental Indenture (but not otherwise defined herein) shall have the same meanings as in the Base Indenture as supplemented by the First Supplemental Indenture;
(b) all words and terms and phrases defined in the First Supplemental Indenture (but not otherwise defined herein) shall have the same meanings as in the First Supplemental Indenture; and
(c) the words herein, hereof and hereunder and other words of similar import (i) when used with regard to any specified Article, Section or sub-division, refer to such Article, Section or sub-division of this Second Supplemental Indenture and (ii) otherwise, refer to the Indenture as a whole and not to any particular Article, Section or other subdivision.
ARTICLE 2
MODIFICATION OF INDENTURE
Subject to the terms and conditions set forth herein, pursuant to Section 10.02(l) of the First Supplemental Indenture, the definition of Observation Period included in Section 1.01 of the First Supplemental Indenture is hereby amended by replacing the words May 15, 2018 in clause (iii) of the definition thereof with the words March 1, 2021.
ARTICLE 3
MISCELLANEOUS
(a) Incorporation of Indenture Provisions. The parties hereto agree that the terms of Sections 17.02 (Provisions Binding on Companys Successors), 17.04 (Governing Law; Jurisdiction), 17.09 (Execution in Counterparts) and 17.10 (Separability) of the First Supplemental Indenture are incorporated herein by reference, mutatis mutandis.
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(b) Miscellaneous Amendments Under Base Indenture; Ratification of Base Indenture and First Supplemental Indenture. Except as amended hereby with respect to the Notes, the Base Indenture, as amended and supplemented by the First Supplemental Indenture and this Second Supplemental Indenture, is in all respects ratified and confirmed, and this Second Supplemental Indenture shall be deemed part of the Base Indenture as supplemented by the First Supplemental Indenture in the manner and to the extent herein and therein provided.
(c) Headings, etc. The titles and headings of the articles and sections of this Second Supplemental Indenture have been inserted for convenience of reference only, are not to be considered a part hereof, and shall in no way modify or restrict any of the terms or provisions hereof.
(d) The Trustee. The Trustee shall not be responsible for and makes no representation as to the validity, execution or adequacy of this Second Supplemental Indenture, and is not responsible for any recital or statement herein. In entering into this Second Supplemental Indenture, the Trustee shall be entitled to the benefit of every provision of the Base Indenture, as amended and supplemented by the First Supplemental Indenture relating to the conduct of or affecting the liability of or affording protection to the Trustee.
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IN WITNESS WHEREOF, the parties hereto have caused this Second Supplemental Indenture to be duly executed as of the date first written above.
REPLIGEN CORPORATION | ||
By: | /s/ Jon Snodgres | |
Name: Jon Snodgres | ||
Title: Chief Financial Officer |
WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee | ||
By: | /s/ Lynn M. Steiner | |
Name: Lynn M. Steiner | ||
Title: Vice President |