PATENT LICENSE AGREEMENT Effective Date:
Exhibit 10.1
PATENT LICENSE AGREEMENT
Effective Date:
This Patent License Agreement (Agreement) is entered into between RealNetworks, Inc., having an office at 2601 Elliott Ave., Suite 1000, Seattle, WA 98121 (Licensee) and Intel Corporation, a Delaware corporation, having an office at 2200 Mission College Boulevard, Santa Clara, CA 95052-8119 (Licensor). In consideration of the foregoing, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:
1. | DEFINITIONS |
1.1 | Asset Purchase Agreement means the January 26, 2012 Asset Purchase Agreement between Licensor and Licensee. |
1.2 | Effective Date means the date on which the following conditions in (a) and (b) have been both satisfied: (a) this Agreement has been executed and delivered to the other party by each of the parties; and (b) the Asset Purchase Agreement has closed pursuant to its terms. Licensee hereby authorizes Licensor to insert the Effective Date where indicated above if and when the Effective Date occurs. |
1.3 | Free Licensee Media Product means a Licensee Media Product distributed by (a) Licensee, (b) a Subsidiary of Licensee, or (c) a third party without direct compensation to Licensee, and, if distributed as a standalone product by a third party, then also without compensation to the third party. For clarity, Object Code copies of computer programs that have been released by Licensee or a Subsidiary of Licensee to the Helix Community under the RealNetworks Public Source License version 1.0 or the GNU General Public License version 2.0 will be considered Free Licensee Media Products. |
1.4 | Licensed Patents means (a) the patents and patent applications listed on Exhibit A, (b) all foreign equivalents of the patents and patent applications listed on Exhibit A, (c) patents that issue from any invention or discovery described in a patent or patent application identified in (a) or (b), and (d) patents that issue from a patent application identified in (a), (b), or (c). |
1.5 | Licensee Media Product means any Licensee Product whose primary purpose is the downloading, playing, displaying, copying, recording, encoding, decoding, creation, editing, organization, synchronization, storage, or transmission of, or managing rights in connection with, audio, image, video or textual information, or the playing of a game. |
1.6 | Licensee Product means those portions of a computer program, in Object Code, for which Licensee or a Subsidiary of Licensee owns substantially all copyrights with respect thereto. |
*** | Indicates text has been omitted from this Exhibit pursuant to a confidential treatment request and has been filed separately with the Securities and Exchange Commission. |
1.7 | Licensee Proprietary Media Format means a media format first developed by Licensee or a Subsidiary of Licensee and neither licensed by Licensee or a Subsidiary of Licensee nor broadly adopted except for use in conjunction with Licensee Products. |
1.8 | Licensee Service means the execution of an Object Code copy of a Licensee Product owned by Licensee or a Subsidiary of Licensee that takes place on either (a) a Licensee or Subsidiary of Licensee-owned computer system, or (b) on a third-party-owned computer system where the execution of the Licensee Product is under the direct supervision and control of Licensee or a Subsidiary of Licensee. |
1.9 | License Term means the period commencing on the Effective Date and continuing until the expiration of the last to expire of the Licensed Patents, unless earlier terminated under Section 4. |
1.10 | Object Code means machine-executable computer program code that is produced by a compiler or assembler. |
1.11 | Person means any natural person, corporation, partnership, limited liability company, or other legal entity recognized in any jurisdiction in the world. |
1.12 | Subsidiary means any Person directly or indirectly Controlled (as defined in Exhibit C) by a Person, including through one or more intermediaries, only during the time that such Person remains so Controlled. |
2. | GRANT OF RIGHTS |
2.1 | Limited License. Subject to the terms, conditions and restrictions of this Agreement, Licensor hereby grants to Licensee and each of its Subsidiaries, a non-exclusive, non transferable (except as set forth in Exhibit C and Section 6.1), royalty-free, fully paid up, irrevocable (except as set forth in Section 4 and Section 2.5 of Exhibit C), worldwide license, under the Licensed Patents, during the License Term: |
(a) | without the right to sublicense, to make, have made, use and import Licensee Services and to practice any method or process to offer Licensee Services (including, for clarity, the right to offer such Licensee Services for the benefit of third parties, but not to sell or license any products, which right is addressed in Sections 2.1(b) and 2.1(c)); |
(b) | without the right to sublicense, to make, have made, use, and import Licensee Products (including Licensee Media Products) and to practice any method or process to make or use Licensee Products (including Licensee Media Products); |
(c) | to sell and offer for sale any Licensee Media Products, in Object Code form, to a third party (and to sublicense the rights granted in this Section 2.1(c) for the sale of Licensee Media Products by such third parties), but if and only to the extent that Licensee, any of its Subsidiaries or any sublicensee, as applicable is subject to a bona fide written indemnity obligation to its purchasers in those sales with respect to patent assertions against the Licensee Media Product without regard to the owner or origin of such patents. For clarity, (i) any such licensed sale of a Licensee Media Product will be deemed exhaustive of the applicable Licensed Patents anywhere in the world, regardless of the |
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jurisdiction in which sold, to the full extent that such sale would have been exhaustive of a United States patent if sold in the United States, (ii) sales by sublicensees may include distribution of License Media Products reproduced from golden masters under license from Licensee or any of its Subsidiaries, (iii) the transfer of ownership of a copy of a Licensee Media Product (whether through electronic distribution or otherwise) will be considered a sale whether or not consideration is paid in exchange for that copy and (iv) reasonable limits on indemnity obligations, such as limitations on patent claims or geographical limitations, will not alone be indicative that an indemnity obligation is not bona fide for purposes of this Section 2.1(c), except that where Licensee has through such limitations excluded a Licensed Patent from an indemnity obligation for a particular Licensee Product, such Licensee Product shall likewise be unlicensed under such Licensed Patent. |
2.2 | Have Made Rights. Without limiting any other restriction on the rights and license granted under this Agreement or implying any right not expressly granted under this Agreement, the license granted to Licensee and its Subsidiaries to have made Licensee Services in Section 2.1(a) and Licensee Products (including Licensee Media Products) in Section 2.1(b) will apply solely when the Object Code for the product to be manufactured by a third party (including, without limitation, independent contractors) is owned by Licensee or any of its Subsidiaries and furnished in substantially complete form to the third party by Licensee or any of its Subsidiaries, and that Object Code is not originally provided by the third party to Licensee or any of its Subsidiaries. Further, the have made rights in Section 2.1 will not apply to any standard, off the shelf product of any third party or to products originally designed by any third party. For clarity, the restrictions on sublicensing and have made rights do not prohibit Licensee or any of its Subsidiaries from using bona fide independent contractors and the independent contractors activities are included within the scope of the license under Section 2.1 solely to the extent that the independent contractors are acting for Licensee or any of its Subsidiaries and on Licensees or any of its Subsidiaries behalf within the scope of licenses granted in Section 2.1. Licensee and each of its Subsidiaries are responsible for its respective independent contractors failure to comply with the applicable terms of this Agreement. |
2.3 | No Patent Laundering. Without limiting any other restriction on the rights and license granted under this Agreement or implying any right not expressly granted under this Agreement, the licenses granted under Section 2.1 are intended to cover only those products or services that meet the definitions of Licensee Products (including Licensee Media Products) or Licensee Services, and are not intended to cover other manufacturing or programming activities that Licensee or any of its Subsidiaries may undertake on behalf of third Persons (patent laundering activities). |
2.4 | No Other Rights. No intellectual property rights or licenses are granted under this Agreement, by implication, estoppel, statute or otherwise, except as expressly set forth in this Agreement. Licensee and each of its Subsidiaries agrees that, as an essential basis of the bargain set forth in this Agreement, the licenses in Section 2.1 apply solely to the Licensed Patents and do not apply to any other patents, patent applications or other patent rights of Licensor or any Subsidiary of Licensor (Other Patent Rights), whether held now or later acquired by any such Person, regardless of whether, and even if, one or more of the claims of such Other Patent Rights may be infringed by the practice of one or more of the claims of the Licensed Patents. For clarification, the incorporation of a Licensee Product or Licensee Service into another product, service, or process or the combination of a Licensee Product or Licensee Service with any product, service, or process will not negate the license with respect to the Licensee Product or Licensee Service, but except as expressly set forth in this Agreement, no license or immunity is granted by Licensor under this Agreement for such combination or the use of such combination. |
2.5 | Identification of Subsidiaries. Upon written request, Licensee shall, within 30 days after receiving such request, inform Licensor in writing whether any Person is a Subsidiary of Licensee. |
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3. | NEW PRODUCTS |
If Licensee reasonably determines that, due to changes in technology or other developments in the marketplace, the license and other rights granted under this Agreement are no longer sufficient to allow Licensee to distribute its products and services, Licensor will negotiate in good faith with Licensee modifications to the license and other rights granted under the Licensed Patents pursuant to this Agreement; provided that in no event will Licensor be obligated to agree to any amendment, grant of rights or terms that are not in its own commercial interest, as determined in its sole reasonable discretion.
4. | TERM |
4.1 | Term. This Agreement and the license and rights granted herein shall be void ab initio if the Asset Purchase Agreement does not close in accordance with its terms. |
4.2 | Termination. |
(a) | In addition to the termination rights in Sections 4.2(b) and 4.2(c), upon written notice to Licensee, Licensor may terminate this Agreement and the license and other rights granted to Licensee and any of its Subsidiaries under this Agreement if Licensee does not pay to Licensor, in the aggregate, Claim Amounts (as defined in Section 8.4(a) of the Asset Purchase Agreement) greater than or equal to Ten Million Dollars ($10,000,000), which are identified in Indemnification Claims (as defined in Section 8.4(a) of the Asset Purchase Agreement) relating to breaches of any Category 1 Patent Representations (as defined in Section 8.1(c)(ii) of the Asset Purchase Agreement) by Licensee (i) as and when required under Section 8.4(c) of the Asset Purchase Agreement with respect to Indemnification Claims to which Licensee has no objection, or (ii) as and when required by Section 8.4(b) of the Asset Purchase Agreement if the parties have agreed on the amount of Indemnification Claims through the execution of a memorandum under Section 8.4(b)(i) without Licensee commencing an Action (as defined in the Asset Purchase Agreement) as permitted under Section 8.4(b); provided, however, that Licensor must, before sending written notice of termination under this Section 4.2(a), provide to Licensee written notice of its failure to comply with 4.2(a)(i) or (ii) and 90 days to cure Licensees non-compliance. |
(b) | In addition to the termination rights in Sections 4.2(a) and 4.2(c), this Agreement may be terminated as set forth in Section 2.5 of Exhibit C. |
(c) | In addition to the termination rights in Sections 4.2(a) and 4.2(b), this Agreement and the license and rights granted to Licensee shall immediately terminate without further action of either party if any one of the following conditions in (1) through (7) below occurs: |
(1) | the filing by Licensee of a petition in bankruptcy or insolvency; |
(2) | any adjudication that Licensee is bankrupt or insolvent; |
(3) | the filing by Licensee of any petition or answer seeking reorganization, readjustment or arrangement of its business under any law relating to bankruptcy or insolvency; |
(4) | the appointment of a receiver, supervisor or liquidator for all or substantially all of Licensees property or a money judgment against Licensee that remains unsatisfied for more than 30 days after entry of judgment and such judgment has not been appealed; |
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(5) | the making of any assignment for the benefit of Licensees creditors; |
(6) | the institution of any proceedings for the liquidation or winding up of the business of Licensee or for the termination of its corporate charter; or |
(7) | any attempted assignment (by operation of law or otherwise), except for any Permitted Assignment, Change of Control or Change of Character as expressly permitted in Exhibit C. |
In addition, the license granted to a Subsidiary of Licensee shall immediately terminate solely with respect to that Subsidiary of Licensee without further action of either party if any one of the conditions in Section 4.2(c)(1) through (6) above occurs with respect to that Subsidiary of Licensee. For purposes of determining whether any such condition has occurred with respect to a Subsidiary of Licensee, as the circumstances require, Subsidiary of Licensee shall be substituted for Licensee when reading this Section 4.2(b).
4.3 | Effect of Termination. Upon termination of this Agreement, the license and rights granted under this Agreement to Licensee and all Subsidiaries of Licensee shall immediately terminate. |
4.4 | Survival. Sections 1, 2.4, 4.3, 4.4, 5, and 6 shall survive any termination or expiration of this Agreement. |
5. | DISCLAIMERS |
5.1 | Nothing contained in this Agreement shall be implied as: |
(a) | a warranty or representation as to the validity, enforceability or scope of any Licensed Patent; |
(b) | a warranty or representation that any manufacture, sale, use or other disposition of Licensee Products or Licensee Services shall be free from infringement of any patent or other intellectual property rights of Licensor or any third Person; |
(c) | an agreement or obligation to bring or prosecute actions or suits against any third Person for infringement or conferring any right to bring or prosecute actions or suits against any third Person for infringement; |
(d) | an agreement or obligation to defend any action or suit brought by a third Person that challenges the validity of any of the Licensed Patents; |
(e) | conferring any right to Licensee or a Subsidiary of Licensee to use in advertising, publicity or otherwise, any trademark, trade name or names, or any contraction, abbreviation or simulation thereof, of Licensor; |
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(f) | conferring by implication, estoppel or otherwise upon Licensee or any Subsidiary of Licensee any license or other right under any patent, copyright, maskwork, trade secret, trademark or other intellectual property right, except the license and rights expressly granted under this Agreement; |
(g) | an obligation on Licensor to furnish any technical or other information or know how; |
(h) | an obligation on Licensor to file or maintain any patent or patent application, or to secure any patent; or |
(i) | imposing any commitment or obligation on either party to close the transactions under the Asset Purchase Agreement. |
5.2 | NO OTHER WARRANTIES. SOLELY WITH RESPECT TO THIS AGREEMENT, EACH PARTY HEREBY DISCLAIMS ANY AND ALL EXPRESS OR IMPLIED WARRANTIES, INCLUDING ANY IMPLIED WARRANTIES OF MERCHANTABILITY, NONINFRINGEMENT OR FITNESS FOR A PARTICULAR PURPOSE. |
6. | MISCELLANEOUS |
6.1 | No Assignment or Assumption. |
(a) | Except as set forth in Exhibit C, neither this Agreement nor any right, license or obligation under this Agreement shall be assignable or assumable by or from Licensee or any Subsidiary of Licensee, whether in connection with a change in ownership, bankruptcy, merger, acquisition, sale or transfer of all, substantially all or any part of the business or assets of Licensee or any of its Subsidiaries or otherwise, including in connection with any Change of Control (as defined on Exhibit C) or Change of Character (as defined on Exhibit C), either voluntarily, by operation of law or otherwise, without Licensors prior written consent, which consent may be withheld at Licensors sole discretion. |
(b) | Without limiting any other provision of this Agreement, with respect to any proposed or purported assumption or assignment of any right, license or obligation under this Agreement by Licensee or any Subsidiary of Licensee during or in connection with any bankruptcy proceeding related to Licensee or any Subsidiary of Licensee, the parties agree and stipulate as follows: |
(1) | this Agreement is an executory agreement under 11 U.S.C. § 365 (Title 11 of the United States Code, referred to in this Section 6.1(b) as the Bankruptcy Code) or any similar foreign law; and |
(2) | as a licensor of intellectual property (as that term is defined in Section 101 of the Bankruptcy Code) under this Agreement, in entering this Agreement and granting the rights and license it grants under this |
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Agreement, Licensor has, in its efforts to protect its own valuable intellectual property, relied on the particular skills and business qualities of the recipients of such rights. Therefore, the parties agree that if Licensee or any Subsidiary of Licensee enters into any bankruptcy proceedings of any kind, this Agreement is of the type described in Section 365(c)(1) of the Bankruptcy Code because U.S. patent law prohibits the assignment of a patent license without the consent of the licensor, and thus, notwithstanding the provisions of Section 365(f) of the Bankruptcy Code or any similar provision, this Agreement may not be assumed or assigned in bankruptcy without Licensors consent, which may be withheld in Licensors sole discretion. |
(c) | Any purported assignment, assumption or transfer in violation of this Section 6.1 shall be null and void and without effect. Subject to the restrictions on Licensee and each Subsidiary of Licensee in this Section 6.1, this Agreement shall be binding upon and inure to the benefit of the parties and their permitted respective successors and assigns. |
6.2 | Disclaimer of Consequential Damages. NEITHER PARTY SHALL BE LIABLE UNDER THIS AGREEMENT FOR ANY INCIDENTAL, CONSEQUENTIAL OR INDIRECT DAMAGES, ANY LOSS OF PROFIT, REVENUE OR DATA OR COST OF COVER ARISING OUT OF OR IN CONNECTION WITH THIS AGREEMENT OR THE LICENSED PATENTS. |
6.3 | Compliance with Laws. Notwithstanding anything contained in this Agreement to the contrary, the obligations of the parties shall be subject to all laws, present and future, of any government having jurisdiction over the parties and this transaction, and to orders, regulations, directions or requests of any such government. |
6.4 | Confidentiality of Terms. Each party shall keep the terms of this Agreement confidential and shall not now or hereafter divulge these terms to any third Person except: |
(a) | with the prior written consent of the other party, which consent will not be unreasonably withheld or delayed; |
(b) | to any governmental body having jurisdiction and authority to compel such disclosure; provided, that before such disclosure the party compelled to make such disclosure shall seek confidential treatment of any disclosed portion of this Agreement and shall reasonably cooperate with the other party in seeking and securing such confidential treatment; |
(c) | subject to Sections 6.4(d) and (e), as otherwise may be required by law or legal process, including to legal and financial advisors in their capacity of advising a party in such matters; provided, that such advisors are obligated not to further disclose to any other Person any portion of such information; |
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(d) | during the course of litigation, so long as the disclosure of such terms are restricted in the same manner as is the confidential information of the other litigating parties and so long as (i) the restrictions are embodied in a court-entered protective order and (ii) the disclosing party informs the other party in writing at least five business days in advance of the disclosure; |
(e) | in confidence to legal counsel, accountants, banks and financing sources and their advisors having a reasonable need to know, solely in connection with complying with information requests associated with contemplated and executed financial transactions, subject to customary written obligations of non-disclosure, non-use and safe-keeping; or |
(f) | by Licensor in connection with any divestiture, sale, merger or other transaction involving or related to the Licensed Patents or the prosecution, maintenance, enforcement or defense of the Licensed Patents. |
Additionally, each party may use similar terms in other agreements. Neither party shall use or refer to this Agreement or any of its provisions in any promotional activity.
6.5 | Governing Law. This Agreement shall be governed by the laws of the State of Delaware, without reference to its conflict of law principles to the contrary. |
6.6 | Jurisdiction. All disputes and litigation arising out of or related to this Agreement, including matters connected with its performance, shall be subject to the exclusive jurisdiction of the courts of the State of Delaware, the federal courts sitting therein, or the Court of Chancery of the State of Delaware, pursuant to 10 Del. C. § 346. Each party hereby irrevocably submits to the personal jurisdiction of such courts, irrevocably waives all objections to such venue, and if such dispute is brought in Delaware Chancery court, waives its right to trial by jury. |
6.7 | Notice. All notices required or permitted to be given under the terms of this Agreement shall be in writing (regardless of whether the provision requiring such notice expressly calls for such notice to be in writing) and shall be delivered by hand, or if dispatched by prepaid air courier or by registered or certified airmail, postage prepaid, addressed as follows: |
If to Licensee: | If to Licensor: | |
RealNetworks, Inc. 2601 Elliott Ave., Suite 1000 Seattle, WA 98121 Fax: (206)  ###-###-#### Attention: Chief Legal Officer/General Counsel
| Intel Corporation 2200 Mission College Boulevard Santa Clara, California 95052 Fax: (408) 765-7056 Attention: Director of Licensing |
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with a copy to: Wilson Sonsini Goodrich& Rosati, PC 701 Fifth Avenue Suite 5100 Seattle, WA 98104 Attention: Patrick Schultheis | with a copy to: Perkins Coie LLP 1201 Third Avenue Suite 4800 Seattle, Washington 98101-3099 Attention: Stacey Ravetta |
Such notices shall be deemed to have been served when received by the addressee or, if delivery is not accomplished by reason of some fault of the addressee, when tendered for delivery. Either party may give written notice of a change of address and, after notice of such change has been received, any notice or request shall thereafter be given to such party as above provided at such changed address.
6.8 | Severability. The terms of this Agreement are severable. If any term in this Agreement is found or held to be invalid or unenforceable in any jurisdiction in which this Agreement is being performed, the remainder of this Agreement shall remain valid and enforceable and the parties shall negotiate a substitute, valid and enforceable term that most nearly effects the parties intent in entering into this Agreement. |
6.9 | Waiver. No modification or amendment to this Agreement, nor any waiver of any rights under this Agreement, shall be effective unless assented to in writing by the party who would be charged, and the waiver of any breach or default shall not constitute a waiver of any other right under, or any subsequent breach or default of, this Agreement. |
6.10 | No Rule of Strict Construction. Regardless of which party may have drafted this Agreement or any part thereof, no rule of strict construction shall be applied against either party. |
6.11 | Headings. The section headings contained in this Agreement are for reference purposes only and shall not affect in any way the meaning or interpretation of this Agreement. |
6.12 | Counterparts. This Agreement may be executed in two or more counterparts, all of which, taken together, shall be regarded as one and the same instrument. Such counterparts may be exchanged by fax, or scanned and exchanged by electronic mail, followed up with hard copy, but shall be effective upon receipt of fax/electronic mail as applicable. |
6.13 | Entire Agreement and Amendment. This Agreement, including its exhibits, constitutes the entire agreement of the parties with respect to the subject matter hereof, and, except where expressly stated otherwise, merges and supersedes all prior agreements, understandings, negotiations and discussions. No amendments or modifications shall be effective unless in a writing signed by an authorized representative of each party. No oral explanation or oral information by either party shall alter the meaning or interpretation of this Agreement. Neither of the parties shall be bound by any conditions, definitions, warranties, understandings, or representations with respect to the subject matter of this Agreement other than as expressly provided herein. |
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6.14 | No Third Party Beneficiaries. This Agreement is entered into solely between, and may be enforced only by, Licensor and Licensee. This Agreement shall not create or be construed to create any rights of third parties, including Subsidiaries of Licensor, employees, suppliers, franchisees, or customers of either Licensor or Licensee, or to create any obligations or liability of either Licensor or Licensee to any such third parties. For clarity, this paragraph will not be construed to supersede the licenses explicitly granted in Section 2. |
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The parties hereto have caused this Patent License Agreement to be duly executed on the date below written.
INTEL CORPORATION | REALNETWORKS, INC. | |||||
By: | /s/ Renée James | By: | /s/ Michael Lunsford | |||
Renée James | ||||||
Senior Vice President | ||||||
General Manager | ||||||
Software and Services Group | Michael Lunsford | |||||
Printed Name | ||||||
| Executive Vice President | |||||
Date | Title | |||||
1/26/12 | ||||||
Date |
Exhibit A
LICENSED PATENTS
Exhibit A
PART 1
RN | Title | jurisdiction | serial number | filing date | earliest US publication | patent number | issue date | |||||||
RN010d1 | SYSTEM AND METHOD OF ORGANIZING AND EDITING METADATA | US | 13092094 | 4/21/2011 | US 2011-0218983 A1 | |||||||||
RN012 | SYSTEM AND METHOD FOR CONCEALING ERRORS IN AN AUDIO TRANSMISSION | US | 9300797 | 4/27/1999 | 6597961 | 7/22/2003 | ||||||||
RN013 | SYSTEM AND METHOD FOR CROSS-FADING BETWEEN AUDIO STREAMS | US | 9300798 | 4/27/1999 | 7302396 | 11/27/2007 | ||||||||
RN014 | SYSTEM AND METHOD OF PROVIDING FOR THE CONTROL OF A MUSIC PLAYER TO A DEVICE DRIVER | US | 9577257 | 5/22/2000 | 7237198 | 6/26/2007 | ||||||||
RN014c2 | SYSTEM AND METHOD OF PROVIDING FOR THE CONTROL OF A MUSIC PLAYER TO A DEVICE DRIVER | US | 13013679 | 1/25/2011 | US 2011-0154202 A1 | |||||||||
RN015c1 | SYSTEM AND METHOD FOR GENERATING MULTIPLE SYNCHRONIZED ENCODED REPRESENTATIONS OF MEDIA DATA | US | 11022474 | 12/22/2004 | US 2005-0123058 A1 | 7885340 | 2/8/2011 | |||||||
RN016 | SYSTEM AND METHOD FOR PROVIDING UPDATE | US | 9318755 | 5/25/1999 | 6996627 | 2/7/2006 | ||||||||
RN016c1 | SYSTEM AND METHOD FOR PROVIDING UPDATE | US | 11344584 | 1/30/2006 | US 2006-0206607 A1 | 7650423 | 1/19/2010 | |||||||
RN016c2 | SYSTEM AND METHOD FOR PROVIDING UPDATE | US | 12647219 | 12/24/2009 | US 2010-0121983 A1 | |||||||||
RN017 | SYSTEM AND METHOD FOR UPDATING INFORMATION VIA A NETWORK | US | 9318438 | 5/25/1999 | 7062765 | 6/13/2006 | ||||||||
RN017c1 | SYSTEM AND METHOD FOR UPDATING INFORMATION VIA A NETWORK | US | 11419700 | 5/22/2006 | US 2006-0265471 A1 | 7844963 | 11/30/2010 | |||||||
RN018 | SYSTEM AND METHOD FOR GENERATING VIDEO FRAMES AND CORRECTING MOTION | US | 9345577 | 6/30/1999 | 6760378 | 7/6/2004 | ||||||||
RN018c1 | SYSTEM AND METHOD FOR GENERATING VIDEO FRAMES AND CORRECTING MOTION | US | 10838991 | 5/4/2004 | US 2004-0208246 A1 | 7738562 | 6/15/2010 | |||||||
RN019 | SYSTEM AND METHOD FOR GENERATING VIDEO FRAMES AND POST FILTERING | US | 9345584 | 6/30/1999 | 6753865 | 6/22/2004 | ||||||||
RN020 | SYSTEM AND METHOD FOR GENERATING VIDEO FRAMES | US | 9345686 | 6/30/1999 | 6731818 | 5/4/2004 | ||||||||
RN020de | Germany | 10084783.8 | 6/30/2000 | |||||||||||
RN020uk | GB | 130614.1 | 5/30/2000 | 2368744 | 12/24/2003 | |||||||||
RN021 | SYSTEM AND METHOD FOR GENERATING VIDEO FRAMES AND DETECTING TEXT | US | 9345576 | 6/30/1999 | 6735338 | 5/11/2004 | ||||||||
RN022 | SYSTEM AND METHOD FOR PLAY WHILE RECORDING | US | 9549988 | 4/14/2000 | 6937814 | 8/30/2005 | ||||||||
RN022c1 | SYSTEM AND METHOD FOR PLAY WHILE RECORDING | US | 11175622 | 7/5/2005 | US 2005-0244134 A1 | 7925137 | 4/12/2011 | |||||||
RN022c1d1 | SYSTEM AND METHOD FOR PLAY WHILE RECORDING | US | 13042180 | 3/7/2011 | US 2011-0150418 A1 | |||||||||
RN022UK | GB | 226072.7 | ||||||||||||
RN024 | SYSTEM AND METHOD OF TRANSMITTING DATA PACKETS | US | 9454870 | 12/3/1999 | 6889257 | 5/3/2005 | ||||||||
RN024c1 | SYSTEM AND METHOD OF TRANSMITTING DATA PACKETS | US | 11108980 | 4/19/2005 | US 2005-0188099 A1 | 7451228 | 11/11/2008 | |||||||
RN024uk | GB | 215391.4 | 11/29/2000 | 2376148 | 2/25/2004 | |||||||||
RN025 | SYSTEM AND METHOD FOR DETERMINING NETWORK CONDITIONS | US | 9246506 | 2/8/1999 | 6731600 | 5/4/2004 | ||||||||
RN025C1 | SYSTEM AND METHOD FOR DETERMINING NETWORK CONDITIONS | US | 10800535 | 3/15/2004 | 7948906 | 5/24/2011 | ||||||||
RN025c2 | SYSTEM AND METHOD FOR DETERMINING NETWORK CONDITIONS | US | 12965750 | 12/10/2010 | US 2011-0080840 A1 | |||||||||
RN026 | SYSTEM AND METHOD FOR PROVIDING RANDOM ACCESS TO A MULTIMEDIA OBJECT OVER A NETWORK | US | 9167521 | 10/6/1998 | 6314466 | 11/6/2001 | ||||||||
RN026d1 | SYSTEM AND METHOD FOR PROVIDING RANDOM ACCESS TO A MULTIMEDIA OBJECT OVER A NETWORK | US | 9966375 | 9/27/2001 | 6633918 | 10/14/2003 | ||||||||
RN026d2 | SYSTEM AND METHOD FOR PROVIDING RANDOM ACCESS TO A MULTIMEDIA OBJECT OVER A NETWORK | US | 10646933 | 8/22/2003 | US 2004-0046790 A1 | 7284065 | 10/16/2007 | |||||||
RN026d3 | SYSTEM AND METHOD FOR PROVIDING RANDOM ACCESS TO A MULTIMEDIA OBJECT OVER A NETWORK | US | 11975364 | 10/16/2007 | US 2008-0215746 A1 | |||||||||
RN027 | A SYSTEM AND METHOD FOR REGULATING THE TRANSMISSION OF MEDIA DATA | US | 9175208 | 10/19/1998 | 6487663 | 11/26/2002 |
1
RN | Title | jurisdiction | serial number | filing date | earliest US publication | patent number | issue date | |||||||
RN027c1 | SYSTEM AND METHOD FOR REGULATING THE TRANSMISSION OF MEDIA DATA | US | 10189854 | 7/3/2002 | 6671807 | 12/30/2003 | ||||||||
RN027c2 | SYSTEM AND METHOD FOR REGULATING THE TRANSMISSION OF MEDIA DATA | US | 10690736 | 10/21/2003 | 6934837 | 8/23/2005 | ||||||||
RN027c4 | SYSTEM AND METHOD FOR REGULATING THE TRANSMISSION OF MEDIA DATA | US | 11881693 | 7/26/2007 | 7930561 | 4/19/2011 | ||||||||
RN028 | SYSTEM AND METHOD OF MANAGING METADATA DATA | US | 9549986 | 4/14/2000 | 6760721 | 7/6/2004 | ||||||||
RN028re | SYSTEM AND METHOD OF MANAGING METADATA DATA | US | 11452187 | 6/12/2006 | RE42101 | 2/1/2011 | ||||||||
RN028reD1 | US | 12547341 | 8/25/2009 | |||||||||||
RN029 | METHOD AND APPARATUS FOR RECOMMENDING SELECTIONS BASED ON PREFERENCES IN A MULTI-USER SYSTEM | US | 8119793 | 9/9/1993 | 5583763 | 12/10/1996 | ||||||||
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2
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3
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RN112JP | Japan | 2001-557289 | 2/5/2001 |
4
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RN113jp | Japan | 2002-548951 | 10/26/2001 | 4298292 | 4/24/2009 | |||||||||
RN114 | GRAPHICAL USER INTERFACE WITH MOVEABLE, MERGEABLE ELEMENTS | US | 9663296 | 9/15/2000 | 6857106 | 2/15/2005 | ||||||||
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RN115KR | Korea | 10 ###-###-#### | 12/8/2000 | 782255 | 11/28/2007 | |||||||||
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RN140 | DIGITAL RIGHTS MANAGEMENT FOR CONTENT RENDERING ON PLAYBACK DEVICES | US | 10719981 | 11/21/2003 | US 2005-0114896 A1 | 7882034 | 2/1/2011 | |||||||
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5
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RN158 | SYSTEM AND METHOD FOR RELICENSING CONTENT | US | 11242341 | 10/3/2005 | US 2006-0085352 A1 | |||||||||
RN159 | SYSTEM AND METHOD FOR RELICENSING CONTENT | US | 11322717 | 12/30/2005 | US 2006-0259436 A1 | |||||||||
RN161 | SYSTEM AND METHOD FOR ENABLING AN ACTION | US | 11322314 | 12/30/2005 | US 2006-0259429 A1 | |||||||||
RN162 | SYSTEM AND METHOD FOR AUTOMATICALLY TRANSFERRING DYNAMICALLY CHANGING CONTENT | US | 11322720 | 12/30/2005 | US 2006-0265329 A1 | |||||||||
RN163 | SYSTEM AND METHOD FOR GENERATING HOMOGENEOUS METADATA FROM PRE-EXISTING METADATA | US | 11397301 | 3/29/2006 | US 2007-0078885 A1 | |||||||||
RN166 | LICENSE CONFIRMATION VIA EMBEDDED CONFIRMATION CHALLENGE | US | 11110303 | 4/19/2005 | US 2006-0235802 A1 | |||||||||
RN167 | SYSTEM AND METHOD FOR TRANSFERRING PLAYLISTS | US | 11501169 | 8/7/2006 | US 2007-0073727 A1 | |||||||||
RN168 | SYSTEM AND METHOD FOR UPDATING PROFILES | US | 11501200 | 8/7/2006 | US 2007-0067309 A1 | |||||||||
RN174 | SYSTEM AND METHOD FOR AUTOMATICALLY MANAGING MEDIA | US | 11501173 | 8/7/2006 | US 2007-0073728 A1 | |||||||||
RN180 | SYSTEM AND METHOD FOR SHARING PERSONAS | US | 11500577 | 8/7/2006 | US 2007-0073725 A1 | |||||||||
RN182c1 | PERSONAL MEDIA DEVICE | US | 13099115 | 5/2/2011 | US 2011-0231572 A1 | |||||||||
RN198 | SYSTEM AND METHOD FOR RENDERING MULTIPLE USER INTERFACES | US | 11624977 | 1/19/2007 | US 2008-0178112 A1 | |||||||||
RN202 | METHOD AND APPARATUS FOR GENERATING APPLICATION PROGRAMS FOR MULTIPLE HARDWARE AND/OR SOFTWARE | US | 11265784 | 11/1/2005 | US 2007-0174818 A1 | |||||||||
RN210 | SYSTEMS AND METHODS FOR CONTROLLING STREAMING DATA | US | 11444983 | 6/1/2006 | ||||||||||
RN213 | SYSTEMS AND METHODS FOR PROVIDING NOTIFICATION OF STREAMING DATA | US | 11444982 | 6/1/2006 | ||||||||||
RN218 | COLLABORATIVE PLAYLIST SYSTEM AND METHOD | US | 11672741 | 2/8/2007 | US 2008-0195239 A1 | |||||||||
RN219 | SYSTEM AND METHOD FOR AUTOMATICALLY GENERATING A RESULT SET | US | 11506456 | 8/18/2006 | US 2008-0046408 A1 | 7788249 | 8/31/2010 | |||||||
RN219c1 | SYSTEM AND METHOD FOR OFFERING COMPLEMENTARY PRODUCTS / SERVICES | US | 11619061 | 1/2/2007 | US 2008-0046332 A1 | 8055639 | 11/8/2011 | |||||||
RN219c2 | SYSTEM AND METHOD FOR GENERATING REFERRAL FEES | US | 11619042 | 1/2/2007 | US 2008-0046318 A1 | 7711725 | 5/4/2010 | |||||||
RN224 | SYSTEM AND METHOD FOR LOCATING AND CAPTURING DESIRED MEDIA CONTENT FROM MEDIA BROADCASTS | US | 10046341 | 10/29/2001 | 7987280 | 7/26/2011 | ||||||||
RN224c1 | SYSTEM AND METHOD FOR LOCATING AND CAPTURING DESIRED MEDIA CONTENT FROM MEDIA BROADCASTS | US | 13161409 | 4/22/2011 | US 2011-0246649 A1 | |||||||||
RN225 | SYSTEMS AND METHODS FOR STREAMING DATA | US | 11541780 | 10/2/2006 | ||||||||||
RN227 | SYSTEM AND/OR METHOD FOR ADJUSTING FOR INPUT LATENCY IN A HANDHELD DEVICE | US | 11450154 | 6/9/2006 | US 2007-0087836 A1 | 7982739 | 8/6/1996 | |||||||
RN227c1 | APPARATUS AND METHOD FOR ADJUSTING FOR INPUT LATENCY IN AN ELECTRONIC DEVICE | US | 13183586 | 7/15/2011 | US 2011-0270426 A1 | |||||||||
RN229EP | EP | 6789425.3 | 8/7/2006 | |||||||||||
RN233o1 | ADVANCED WATERMARKING SYSTEM AND METHOD | US | 12193709 | 8/18/2008 | US 2009-0070587 A1 | |||||||||
RN233o2 | ADVANCED WATERMARKING SYSTEM AND METHOD | US | 12300980 | 8/18/2008 | US 2010-0226523 A1 | |||||||||
RN233o3 | ADVANCED MULTI-CHANNEL WATERMARKING SYSTEM AND METHOD | US | 12193703 | 8/18/2008 | US 2009-0074185 A1 | |||||||||
RN233x | ADVANCED MULTI-CHANNEL WATERMARKING SYSTEM AND METHOD | US | 12300566 | US 2010-0246810 A1 | ||||||||||
RN234 | WEB MEDIA ASSET IDENTIFICATION SYSTEM AND | US | 11756588 | 5/31/2007 | US 2008-0301280 A1 | 7890854 | 2/15/2011 | |||||||
RN234cn | China | 2.0088E+11 | 5/30/2008 | |||||||||||
RN234d1 | WEB MEDIA ASSET ID SYSTEM AND METHOD | US | 13026960 | 2/14/2011 | US 2011-0173523 A1 | |||||||||
RN234ep | EP | 8831649.2 | 11/13/2009 | |||||||||||
RN234jp | Japan | 2010-510522 | 5/30/2010 | |||||||||||
RN234kr | Korea | tbd | ||||||||||||
RN235 | SYSTEM AND METHOD FOR COMBINING MEDIA DATA | US | 11829672 | 7/27/2007 | US 2009-0028188 A1 | 8027365 | 9/27/2011 | |||||||
RN235cn | China | 2008-80107442.9 | ||||||||||||
RN235ep | EP | 8782237.5 | 7/23/2008 | |||||||||||
RN235in | India | 227/KOLNP/2010 | ||||||||||||
RN235jp | Japan | 2010-518350 | ||||||||||||
RN235kr | Korea | 10 ###-###-#### | ||||||||||||
RN236 | SYSTEM AND METHOD FOR DISTRIBUTING MEDIA DATA | US | 11829616 | 7/27/2007 | US 2009-0031007 A1 | 7694006 | 4/6/2010 | |||||||
RN236cn | China | 2008-80107285.1 | 7/23/2008 | |||||||||||
RN236ep | EP | 8796480.5 | 1/15/2010 | |||||||||||
RN236in | India | 246/KOLNP/2010 | ||||||||||||
RN236jp | Japan | 2010-518349 |
6
RN | Title | jurisdiction | serial number | filing date | earliest US publication | patent number | issue date | |||||||
RN236kr | Korea | 10 ###-###-#### | ||||||||||||
RN241 | DYNAMIC CONTENT INSERTION METHOD AND SYSTEM | US | 11745617 | 5/8/2007 | US 2008-0281686 A1 | |||||||||
RN243 | METHOD AND SYSTEM FOR DEEP METADATA POPULATION OF MEDIA CONTENT | US | 12023648 | 1/31/2008 | US 2009-0198732 A1 | |||||||||
RN243pct | METHOD AND SYSTEM FOR DEEP METADATA POPULATION OF MEDIA CONTENT | PCT | PCT/US09/32108 | 1/27/2009 | ||||||||||
RN244 | SYSTEM AND METHODS FOR SELECTIVE ADVERTISING IN MEDIA CONTENT | US | 12853153 | 8/9/2010 | ||||||||||
RN247 | TRACK SHUFFLING SYSTEM AND METHOD | US | 12034322 | 2/20/2008 | US 2008-0215629 A1 | |||||||||
RN249 | METHOD AND SYSTEM FOR IMPROVING THE QUALITY OF DEEP METADATA ASSOCIATED WITH MEDIA CONTENT | US | 12024567 | 2/1/2008 | US 2009-0198700 A1 | 7840581 | 11/23/2010 | |||||||
RN250x1 | VARIABLE FIDELITY MEDIA PROVISION SYSTEM AND | US | 12181316 | 7/28/2008 | US 2009-0030976 A1 | |||||||||
RN250x2 | ADAPTIVE VARIABLE FIDELITY MEDIA DISTRIBUTION SYSTEM AND METHOD | US | 12181310 | 7/28/2008 | US 2009-0031038 A1 | 7953882 | 5/31/2011 | |||||||
RN250x2d1 | ADAPTIVE VARIABLE FIDELITY MEDIA DISTRIBUTION SYSTEM AND METHOD | US | 13092853 | 4/22/2011 | US 2011-0196942 A1 | |||||||||
RN251 | SYSTEM AND METHOD FOR CONFIGURING A CLIENT ELECTRONIC DEVICE | US | 11767825 | 6/25/2007 | US 2008-0059567 A1 | 8095626 | 1/10/2012 | |||||||
RN251c1 | SYSTEM AND METHOD FOR CONFIGURING A CLIENT ELECTRONIC DEVICE | US | 13347536 | 1/10/2012 | ||||||||||
RN251ca | Canada | 2688476 | 5/30/2008 | |||||||||||
RN251cn | China | 2.0088E+11 | 1/29/2010 | |||||||||||
RN251ep | EP | 8756509.9 | 12/8/2009 | |||||||||||
RN251jp | Japan | 2010-510513 | 3/18/2010 | |||||||||||
RN251kr | Korea | 10 ###-###-#### | 11/27/2009 | |||||||||||
RN261 | SYSTEMS AND METHODS FOR CONTENT PLAYBACK AND RECORDING | US | 12483107 | 6/11/2009 | US 2009-0319807 A1 | |||||||||
RN270pr | ||||||||||||||
RN290 | DISPLAY WINDOW CONTROL SYSTEM AND METHOD | US | 12722443 | 3/11/2010 | US 2010-0217993 A1 | |||||||||
RN301 | API-ACCESSIBLE MEDIA DISTRIBUTION SYSTEM | US | 11848844 | 8/31/2007 | US 2008-0059483 A1 | |||||||||
RN301ep | EP | 7841746.6 | 8/31/2007 | |||||||||||
RN301jp | Japan | 2009-526938 | ||||||||||||
RN301kr | Korea | 10 ###-###-#### | ||||||||||||
RN302 | API-ACCESSIBLE MEDIA DISTRIBUTION SYSTEM | US | 11848811 | 8/31/2007 | US 2008-0059434 A1 | |||||||||
RN303jp | Japan | 2009-527605 | ||||||||||||
RN303kr | Korea | 10 ###-###-#### | ||||||||||||
RN306 | SYSTEM AND METHOD FOR AUTOMATICALLY CREATING A MEDIA ARCHIVE FROM CONTENT ON A RECORDING MEDIUM | US | 12332121 | 12/10/2008 | US 2009-0148125 A1 | |||||||||
RN307 | SYSTEM AND METHOD FOR AUTOMATICALLY CREATING A MEDIA ARCHIVE FROM CONTENT ON A RECORDING MEDIUM | US | 12332110 | 12/10/2008 | US 2009-0150409 A1 | |||||||||
RN310 | SECURE MEDIA PATH SYSTEM AND METHOD | US | 12560287 | 9/15/2009 | US 2010-0071071 A1 | 8074286 | 12/6/2011 | |||||||
RN311 | RE-HEADERER SYSTEM AND METHOD | US | 12716202 | 3/2/2010 | US 2010-0223327 A1 | |||||||||
RN311pct | PCT | PCT/US10/25977 | 3/2/2010 | |||||||||||
RN312 | MULTI-OUT MEDIA DISTRIBUTION SYSTEM AND METHOD | US | 12838325 | 7/16/2010 | US 2011-0276712 A1 | |||||||||
RN323 | MOBILE MEDIA PLAY SYSTEM AND METHOD | US | 12560826 | 9/16/2009 | US 2011-0066843 A1 | |||||||||
RN326 | METHOD AND SYSTEM FOR PROVIDING AN OPINION AND AGGREGATING OPINIONS WITH MOBILE TELECOMMUNICATION DEVICE | US | 10477164 | 11/7/2003 | US 2004-0235460 A1 | 7319863 | 1/15/2008 | |||||||
RN327 | METHOD AND SYSTEM FOR COLLECTING AND DISPLAYING AGGREGATE PRESENCE INFORMATION FOR MOBILE MEDIA PLAYERS | US | 10477049 | 11/7/2003 | US 2004-0172481 A1 | 7433922 | 10/7/2008 | |||||||
RN328 | DIGITAL MEDIA CONTENT DISTRIBUTION | US | 11157481 | 6/21/2005 | US 2007-0005503 A1 | |||||||||
RN329 | MEDIA PLAYING ON A PORTABLE MEDIA PLAYER INCLUDING SHOP AND PLAY REMOTE MEDIA | US | 11971043 | 1/8/2008 | US 2008-0189255 A1 | |||||||||
RN330 | METHOD AND SYSTEM FOR UPDATING MEDIA LISTS IN PORTABLE MEDIA DEVICES | US | 12165277 | 6/30/2008 | US 2009-0006542 A1 | |||||||||
RN333 | SYSTEM AND METHOD FOR SEAMLESSLY JOINING MULTICAST SESSION | US | 9689428 | 10/12/2000 | 6973081 | 12/6/2005 | ||||||||
RN337 | METHOD FOR PROVIDING MULTIMEDIA DATA VIA COMMUNICATION NETWORK | US | 11190800 | 7/27/2005 | 7480314 | 1/20/2009 | ||||||||
RN337au | Australia | 2005265464 | 1/16/2007 | AU2005265464 | 12/18/2008 | |||||||||
RN337cn | China | PCT/KR2005/002447 | 7/28/2005 |
7
RN | Title | jurisdiction | serial number | filing date | earliest US publication | patent number | issue date | |||||||
RN337ep | EP | 5780753.9 | 1/17/2007 | |||||||||||
RN337id | Indonesia | W00200700241 | 1/24/2007 | ID 0 020 942 | 4/17/2008 | |||||||||
RN337in | India | 74/MUMNP/2007 | 1/17/2007 | 236464 | 10/30/2009 | |||||||||
RN337kr2 | Korea | 10-2005-0068201 | 7/27/2005 | 10-0606281-00-00 | 7/21/2006 | |||||||||
RN339cn | China | 2.0068E+11 | 7/12/2007 | ZL200680002228.8 | 9/23/2009 | |||||||||
RN339id | Indonesia | W00200702231 | 1/11/2006 | P0027182 | 12/9/2010 | |||||||||
RN339in | India | 2617/KO LNP/2007 | 7/12/2007 | |||||||||||
RN340 | METHOD AND SYSTEM FOR INTERWORKING PLURALITY OF APPLICATIONS | US | 11813295 | 7/3/2007 | ||||||||||
RN340cn | China | 200680001968.X | 7/9/2007 | ZL200680001968.X | 7/29/2009 | |||||||||
RN340id | Indonesia | W00200702094 | 6/27/2007 | ID 0 022 272 | 11/6/2008 | |||||||||
RN340jp | Japan | 2007-550303 | 7/6/2007 | 4818278 | 9/9/2011 | |||||||||
RN340kr | Korea | 10-2005-0002696 | 1/11/2005 | 10-0616157-00-00 | 8/18/2006 | |||||||||
RN341 | METHOD AND SYSTEM FOR SERVICING BGM REQUEST AND FOR PROVIDING SOUND SOURCE INFORMATION | US | 11831212 | 7/31/2007 | ||||||||||
RN341kr1 | Korea | 10-2006-0079150 | 8/22/2006 | 10-0811600-00-00 | 3/3/2008 | |||||||||
RN341kr2 | Korea | 10-2006-0072162 | 7/31/2006 | 10-0850321-00-00 | 7/29/2008 | |||||||||
RN342 | METHOD FOR PROVIDING CALLER IDENTIFICATION SERVICE AND SYSTEM OF ENABLING THE METHOD | US | 11913522 | 11/2/2007 | ||||||||||
RN342ep | EP | 6757622.3 | 11/14/2007 | |||||||||||
RN342kr | Korea | 10-2005-0044591 | 5/26/2005 | 10-0821689-00-00 | 4/4/2008 | |||||||||
RN343 | METHOD OF PROCESSING AUDIO SIGNALS FOR IMPROVING THE QUALITY OF OUTPUT AUDIO SIGNAL WHICH IS TRANSFERRED TO SUBSCRIBERS TERMINAL OVER NETWORK AND AUDIO SIGNAL PRE-PROCESSING APPARATUS | US | 12160090 | 7/3/2008 | ||||||||||
RN343id | Indonesia | W00200802255 | 7/7/2008 | |||||||||||
RN343in | India | 2710/KOL NP/2008 | 7/7/2008 | |||||||||||
RN343jp | Japan | 2008-549428 | 7/7/2008 | |||||||||||
RN343kr | Korea | 10-2006-0001902 | 1/6/2006 | 10-0760905-00-00 | 9/17/2007 | |||||||||
RN343kr2 | Korea | 10-2006-0001901 | 1/6/2006 | 10-0785471-00-00 | 12/6/2007 | |||||||||
RN348cn | CN | 200580010794.9 | ZL200580010794.9 | |||||||||||
RN348id | ID | W00200602669 | ID 0 021 257 | |||||||||||
RN348in | IN | 1206/MUMNP/2006 | 220636 | |||||||||||
RN348kr | KR | 10-2004-0021669 | 10-0584001-00-00 | |||||||||||
RN350cn | CN | 200680035907.5 | ||||||||||||
RN350in | IN | 2573/DELNP/2008 | ||||||||||||
RN350kr | KR | 10-2005-0091846 | 10-0757858-00-00 | |||||||||||
RN365kr | KR | 10-2001-0057006 | 10-0440673-00-00 | |||||||||||
RN374kr | KR | 10-2004-0082259 | 10-0689669-00-00 | |||||||||||
RN380kr | KR | 10-2006-0017579 | ||||||||||||
RN401c1 | METHOD FOR SELLING CONTENT OVER A NETWORK | US | 11762361 | 6/13/2007 | US 2007-0299738 A1 | 7734511 | 6/8/2010 | |||||||
RN401c2 | METHOD FOR SELLING CONTENT OVER A NETWORK | US | 12794624 | 6/4/2010 | US 2010-0250401 A1 | |||||||||
RN406 | CONTENT RECOMMENDATION DEVICE WITH AN ARRANGEMENT ENGINE | US | 10861133 | 6/4/2004 | US 2005-0021420 A1 | 7716220 | 5/11/2010 | |||||||
RN406EP | EP | 3012731 | 6/4/2003 | |||||||||||
RN406JP | Japan | JP2006-508269 | 6/3/2004 | 4723481 | 4/15/2011 | |||||||||
RN407 | CONTENT RECOMMENDATION DEVICE WITH USER FEEDBACK | US | 10861154 | 6/4/2004 | US 2005-0076093 A1 | 7337458 | 2/26/2008 | |||||||
RN407EP | EP | 3012729.4 | 6/4/2003 | |||||||||||
RN407JP | Japan | JP2006-508270 | 6/3/2004 | |||||||||||
RN408 | METHOD OF PROVIDING CONTENT ITEMS | US | 11540578 | 10/2/2006 | US 2007-0106672 A1 | 7756880 | 7/13/2010 | |||||||
RN408c1 | METHOD OF PROVIDING CONTENT ITEMS | US | 12829932 | 7/2/2010 | US 2010-0274849 A1 | |||||||||
RN408CN | China | CN200610148432.2 | 11/8/2006 | |||||||||||
RN408EP | EP | 5024286.6 | 11/8/2005 | |||||||||||
RN408JP | Japan | JP2006302857 | 11/8/2006 | |||||||||||
RN409cn | China | CN200480027788.X | 9/10/2004 | 200480027788 | 3/12/2010 | |||||||||
RN409EP | EP | 3021748.3 | 9/25/2003 | |||||||||||
RN409jp | Japan | 2006-527304 | 9/10/2004 | 4503018 | 4/30/2010 | |||||||||
RN410EP | EP | 5003085.7 | 2/14/2005 | |||||||||||
RN411EP | EP | 5003086.5 | 2/14/2005 | |||||||||||
RN414ep | EP | 4701123.4 | 8/8/2005 | |||||||||||
RN414kr | Korea | 2003-0001330 | 8/8/2005 | 754439 | ||||||||||
RN414us | PREPROCESSING OF DIGITAL AUDIO DATA FOR IMPROVING PERCEPTUAL SOUND QUALITY ON A MOBILE PHONE | US | 10753713 | 1/8/2004 | 7430506 | 9/30/2008 | ||||||||
RN415ep | EP | 3751533.5 | 10/14/2003 | 1554717 | 8/24/2011 | |||||||||
RN415kr | Korea | 10-2002-0062507 | 10/14/2002 | 10-0841096-00-00 | 6/18/2008 | |||||||||
RN416kr | Korea | 10-2006-0073290 | 8/3/2006 | |||||||||||
RN417kr | Korea | 10-2006-0091005 | 9/20/2006 |
8
Exhibit A
PART 2
RN | jurisdiction | serial number | filing date | publication number | patent number | |||||
RN010 | US | 9575403 | 5/22/2000 | |||||||
RN010pct | PCT | PCT/US01/16298 | 5/18/2001 | |||||||
RN011 | US | 9575405 | 5/22/2000 | |||||||
RN011PCT | PCT | PCT/US01/16299 | ||||||||
RN014c1 | US | 11823097 | 6/25/2007 | US 2008-0134051 A1 | ||||||
RN014PCT | PCT | PCT/US01/16230 | ||||||||
RN015 | US | 9300139 | 12/22/2004 | |||||||
RN018c2 | US | 12786342 | 5/24/2010 | US 2010-0277649 A1 | ||||||
RN018pct | PCT | PCT/US00/18182 | ||||||||
RN019PCT | PCT | PCT/US00/18386 | ||||||||
RN020pct | PCT | PCT/US00/18390 | ||||||||
RN021pct | PCT | PCT/US00/18228 | ||||||||
RN022PCT | PCT | PCT/US01/12222 | ||||||||
RN023 | US | 9550545 | 4/14/2000 | |||||||
RN023d1 | US | 11159885 | 6/23/2005 | US 2005-0240297 A1 | ||||||
RN023pct | PCT | PCT/US01/ | ||||||||
RN024PCT | PCT | PCT/US00/42392 | ||||||||
RN027c3 | US | 11105305 | 4/13/2005 | |||||||
RN029c1 | US | 8707773 | ||||||||
RN029jp | Japan | 216168/1994 | 9/9/1994 | |||||||
RN030c1c1 | US | 9653973 | ||||||||
RN030pct | PCT | PCT/US95/14765 | ||||||||
RN049PCT | PCT | PCT/US01/16297 | ||||||||
RN051 | US | 9710062 | 11/8/2000 | |||||||
RN051c1 | US | 11115807 | 4/26/2005 | |||||||
RN054c1 | US | 11401516 | 4/11/2006 | US 2006-0182356 A1 | ||||||
RN055c1 | US | 11540065 | 9/29/2006 | |||||||
RN057PR | US | 60174518 | ||||||||
RN062C1 | US | 11352944 | 2/13/2006 | |||||||
RN066 | US | 10056262 | 1/23/2002 | US 2003-0139966 A1 | ||||||
RN067pr | US | 60351161 | ||||||||
RN069 | US | 60367032 |
9
RN | jurisdiction | serial number | filing date | publication number | patent number | |||||
RN069PCT | PCT | PCT/US03/07884 | ||||||||
RN070PCT | PCT | PCT/US03/07472 | ||||||||
RN070pr | US | 60367075 | ||||||||
RN071 | US | 10143695 | 5/9/2002 | US 2003-0212804 A1 | ||||||
RN072 | US | 10185526 | 6/26/2002 | |||||||
RN073 | US | 10668824 | 9/22/2003 | US 2004-0205811 A1 | ||||||
RN073pr | US | 60413160 | ||||||||
RN076PR | US | 60408209 | ||||||||
RN077c1 | US | 11846493 | 8/28/2007 | |||||||
RN079PCT | PCT | PCT/US03/12847 | 4/22/2003 | |||||||
RN079PR | US | 60375289 | ||||||||
RN081p1 | US | 60414120 | ||||||||
RN081p2 | US | 60415447 | ||||||||
RN082au | Australia | 199894011 | 9/21/1998 | 750272 | ||||||
RN082bg | Bulgaria | 104353 | 9/21/1998 | 65408 | ||||||
RN082hu | HU0101023 | |||||||||
RN082pct | PCT | PCT/US98/19618 | ||||||||
RN083c2 | US | 12555727 | 9/10/2009 | US 2010-0225805 A1 | ||||||
RN084PCT | PCT | PCT/US04/00723 | ||||||||
RN086 | US | 10355970 | 1/31/2003 | US 2004-0153647 A1 | ||||||
RN088c1 | US | 11845732 | 8/27/2007 | |||||||
RN088PCT | PCT | PCT/US2004/005125 | ||||||||
RN089PR | US | 60451975 | ||||||||
RN091 | US | 10508568 | 9/21/2004 | US 2005-0105889 A1 | ||||||
RN092pct | PCT | PCT/US03/07882 | 3/12/2003 | |||||||
RN092pr | US | 60366835 | 3/22/2002 | |||||||
RN093 | US | 10430583 | 5/6/2003 | US 2004-0223054 A1 | ||||||
RN093EP | EP | 4751321.3 | ||||||||
RN093PCT | PCT | PCT/US04/13901 | 5/6/2004 | |||||||
RN095 | US | 10424490 | 4/24/2003 | |||||||
RN096C1 | US | 11823096 | 6/25/2007 | |||||||
RN097PCT | PCT | PCT/US05/24271 | 7/8/2005 | |||||||
RN097PR | US | 60464068 | ||||||||
RN099hk | Hong Kong | 5111247.3 | 3/12/2003 | |||||||
RN099pct | PCT | PCT/US03/07884 | 3/12/2003 | |||||||
RN099pr | US | 60367032 | ||||||||
RN100 | US | 10836646 | 4/30/2004 | US 2005-0108176 A1 |
10
RN | jurisdiction | serial number | filing date | publication number | patent number | |||||
RN100PR | US | 60467249 | ||||||||
RN101PR | US | 60482424 | ||||||||
RN102PR | US | 60482390 | ||||||||
RN103 | US | 10877828 | 6/24/2004 | US 2005-0044223 A1 | ||||||
RN103PR | US | 60482388 | ||||||||
RN104EP | EP | EP20030762992 20030612 | 6/12/2003 | EP01649697 | ||||||
RN104PCT | PCT | PCT/US03/18963 | ||||||||
RN105 | US | 10449863 | 5/30/2003 | US 2004-0243922 A1 | ||||||
RN106 | US | 10335551 | 12/31/2002 | US 2004-0128531 A1 | ||||||
RN106EP | EP | 3808619.5 | 12/31/2003 | |||||||
RN106PCT | PCT | PCT/US03/41669 | 12/31/2003 | |||||||
RN109PR | US | 60484018 | ||||||||
RN110de | Germany | 911842.3 | 2/16/2000 | 1155402 | ||||||
RN110pct | PCT | PCT/US00/04012 | 2/16/2000 | |||||||
RN111C1 | US | 11040787 | ||||||||
RN112 | US | 9777500 | 2/5/2001 | |||||||
RN112auD1 | Australia | 2007201307 | 3/27/2007 | |||||||
RN112PCT | PCT | PCT/US01/03675 | 2/5/2001 | |||||||
RN112pr | US | 60180248 | 2/4/2000 | |||||||
RN113EP | EP | 1988476.6 | 10/26/2001 | |||||||
RN113PCT | PCT | PCT/US01/51140 | ||||||||
RN115JP | Japan | 2001-544125 | 12/8/2000 | |||||||
RN115pr | US | 60169587 | 12/8/1999 | |||||||
RN116PR | US | 60244059 | ||||||||
RN117PCT | PCT | PCT/US00/01701 | ||||||||
RN120PCT | PCT | PCT/US04/05593 | 2/24/2004 | |||||||
RN120PR | US | 60450119 | ||||||||
RN128 | US | 10982704 | 11/5/2004 | |||||||
RN128PR | US | 60518061 | ||||||||
RN129PR | US | 60529193 | ||||||||
RN130 | US | 10783043 | 2/19/2004 | |||||||
RN132c1 | US | 12498994 | ||||||||
RN132PCT | PCT | PCT/US04/041654 | 12/14/2003 | |||||||
RN134pr | US | 60394524 | ||||||||
RN139GBd 1 | GB | 710355.9 | 5/31/2007 | |||||||
RN139pct | PCT | PCT/US04/42607 | 12/14/2004 | |||||||
RN140PCT | PCT | PCT/US04/39371 | 11/11/2004 | |||||||
RN142PR | US | 60511155 | ||||||||
RN144PR | US | 60562669 | ||||||||
RN145PR | US | 60520163 |
11
RN | jurisdiction | serial number | filing date | publication number | patent number | |||||
RN146PCT | PCT | PCT/US05/24271 | ||||||||
RN146PR | US | 60587731 | ||||||||
RN147EP | EP | 4795120.7 | 10/13/2004 | |||||||
RN147PCT | PCT | PCT/US04/33917 | ||||||||
RN147PR | US | 60511155 | ||||||||
RN148 | US | 11073365 | 3/4/2005 | US 2006-0200776 A1 | ||||||
RN150 | US | 11321748 | 12/29/2005 | US 2007-0162876 A1 | ||||||
RN150PCT | PCT | PCT/US06/62768 | 12/29/2006 | |||||||
RN152pct | PCT | PCT/US06/62769 | 12/29/2006 | |||||||
RN152PR | US | 60754840 | 12/29/2005 | |||||||
RN155pct | PCT | PCT/US06/38596 | ||||||||
RN156pct | PCT | PCT/US06/38496 | ||||||||
RN157PCT | PCT | PCT/US06/38705 | ||||||||
RN158pct | PCT | PCT/US06/38708 | ||||||||
RN159pct | PCT | PCT/US06/42144 | ||||||||
RN160 | US | 11322716 | 12/30/2005 | US 2007-0174147 A1 | ||||||
RN160pct | PCT | PCT/US06/42141 | ||||||||
RN161pct | PCT | PCT/US06/42143 | 10/30/2006 | |||||||
RN162pct | PCT | PCT/US06/42142 | ||||||||
RN163pct | PCT | PCT/US07/65470 | ||||||||
RN164 | US | 11624899 | 1/19/2007 | US 2007-0247755 A1 | ||||||
RN164pct | PCT | PCT/US07/60778 | 1/19/2007 | |||||||
RN164PR | US | 60760531 | ||||||||
RN167PR | US | 60705764 | ||||||||
RN168pr | US | 60705969 | ||||||||
RN169PR | US | 60705747 | ||||||||
RN171 | US | 11501165 | 8/7/2006 | US 2007-0073726 A1 | ||||||
RN172 | US | 11501170 | 8/7/2006 | US 2007-0061835 A1 | ||||||
RN172pct | PCT | PCT/US06/30795 | ||||||||
RN177 | US | 11500585 | 8/7/2006 | US 2007-0061364 A1 | ||||||
RN178 | US | 11501203 | 8/7/2006 | US 2007-0061309 A1 | ||||||
RN179 | US | 11500586 | 8/7/2006 | US 2007-0061759 A1 | ||||||
RN179pct | PCT | PCT/US06/30825 | 8/7/2006 | |||||||
RN182 | US | 11501202 | 8/7/2006 | US 2007-0058832 A1 | ||||||
RN182pct | PCT | PCT/US06/30900 | 8/7/2006 | |||||||
RN194PCT | PCT | PCT/US05/12738 | 4/14/2005 | |||||||
RN195 | US | 11506449 | 8/18/2006 | US 2008-0046537 A1 |
12
RN | jurisdiction | serial number | filing date | publication number | patent number | |||||
RN196 | US | 11506447 | 8/18/2006 | US 2008-0046543 A1 | ||||||
RN203pr | US | 60711039 | 8/18/2005 | |||||||
RN221 | US | 11456358 | 7/10/2006 | US 2008-0010135 A1 | ||||||
RN227pr | US | 60711039 | 8/18/2005 | |||||||
RN228 | US | 11045424 | 1/27/2005 | US 2006-0167956 A1 | ||||||
RN229 | US | 11499996 | 8/7/2006 | US 2007-0033402 A1 | ||||||
RN229pct | PCT | PCT/US06/30504 | 8/7/2006 | |||||||
RN233o1pct | PCT | PCT/US08/09888 | 8/18/2008 | |||||||
RN233o2pct | PCT | PCT/US08/09919 | 8/18/2008 | |||||||
RN233o3pct | PCT | PCT/US08/73532 | 8/18/2008 | |||||||
RN233PR | US | 60956545 | 8/17/2007 | |||||||
RN233y | US | PCT/US08/09887 | 8/18/2008 | |||||||
RN233z | US | PCT/US08/09917 | 8/19/2008 | |||||||
RN234pct | PCT | PCT/US08/65337 | 5/30/2008 | |||||||
RN235br | Brazil | PI0814131-2 | 3/26/2010 | |||||||
RN235pct | PCT | PCT/US08/70861 | 7/23/2008 | |||||||
RN236br | Brazil | PI0814173-8 | 3/29/2010 | |||||||
RN236pct | PCT | PCT/US08/70859 | 7/23/2008 | |||||||
RN242pr | US | 60986821 | 11/9/2007 | |||||||
RN244pct | PCT | PCT/US09/33539 | 2/9/2009 | |||||||
RN244pr | US | 61065053 | 2/7/2008 | |||||||
RN247pr | US | 60890708 | 2/20/2007 | |||||||
RN249pct | PCT | PCT/US09/32085 | 1/27/2009 | |||||||
RN250pr | US | 60952031 | 7/26/2007 | |||||||
RN251pct | PCT | PCT/US08/65283 | 5/30/2008 | |||||||
RN260pr | US | 60941526 | 6/1/2007 | |||||||
RN261pct | PCT | PCT/US09/47089 | 6/11/2009 | |||||||
RN261pr | US | 61095249 | 9/8/2008 | |||||||
RN290pct | PCT | PCT/US08/10711 | 9/11/2008 | |||||||
RN290pr1 | US | 60993386 | 9/11/2007 | |||||||
RN290pr2 | US | 61002106 | 11/5/2007 | |||||||
RN301pct | PCT | PCT/US07/77420 | 8/31/2007 | |||||||
RN301pr | US | 60842056 | 8/31/2006 | |||||||
RN302pr | US | 60843212 | 9/8/2006 | |||||||
RN303 | US | 11852552 | 9/10/2007 | US 2008-0077626 A1 | ||||||
RN303cn | China | 2.0078E+11 | ||||||||
RN303ep | EP | 7842126 | ||||||||
RN303pct | PCT | PCT/US07/77987 | 9/10/2007 | |||||||
RN303pr | US | 60843166 | 9/8/2006 | |||||||
RN306pct | PCT | PCT/US09/45026 | 5/22/2009 |
13
RN | jurisdiction | serial number | filing date | publication number | patent number | |||||
RN306pr | US | 61012500 | 12/10/2007 | |||||||
RN307pct | PCT | PCT/US09/45028 | 5/22/2009 | |||||||
RN307pr | US | 61073794 | 6/19/2008 | |||||||
RN310pct | PCT | PCT/US09/57022 | 9/15/2009 | |||||||
RN310pr | US | 61097201 | 9/15/2008 | |||||||
RN311pr | US | 61156799 | 3/2/2009 | |||||||
RN312pr | US | 61331639 | 5/5/2010 | |||||||
RN326pct | PCT | PCT/US02/14908 | 5/10/2002 | |||||||
RN326re | US | 12687061 | 1/13/2010 | |||||||
RN327pct | PCT | PCTUS0214594 | 5/10/2002 | |||||||
RN329pr | US | 60883987 | 1/8/2007 | |||||||
RN330pr | US | 60947273 | 6/29/2007 | |||||||
RN337pct | PCT | PCT/KR2005/002447 | 7/28/2005 | |||||||
RN339 | US | 11813192 | 6/29/2007 | |||||||
RN339ep | EP | EP1839189 | ||||||||
RN339jp | Japan | tbd | ||||||||
RN340ep | EP | 6700114.9 | 8/6/2007 | |||||||
RN340pct | PCT | PCT/KR2006/000093 | 1/10/2006 | |||||||
RN342pct | PCT | PCT/KR2006/001662 | 5/3/2006 | |||||||
RN343ep | EP | 7700892.8 | 8/4/2008 | |||||||
RN343pct | PCT | PCT/KR2007/000115 | 1/8/2007 | |||||||
RN346 | 10585455 | |||||||||
RN346pct | PCT/KR2005/000014 | |||||||||
RN348 | 11547065 | |||||||||
RN348pct | PCT/KR2005/000907 | |||||||||
RN350pct | PCT/KR2006/003903 | |||||||||
RN401 | US | 10832186 | 4/26/2004 | US 2005-0240487 A1 | ||||||
RN406c1 | US | 12777102 | 5/10/2010 | |||||||
RN406cn | China | 200480015378.3 | 6/3/2004 | 200480015378.3 | ||||||
RN406PCT | PCT | PCT/EP2004/006017 | 6/3/2004 | |||||||
RN407PCT | PCT | PCT/EP2004/006018 | 6/3/2004 | |||||||
RN409 | US | 10572585 | 3/20/2006 | US 2007-0124791 A1 | ||||||
RN409PCT | PCT | PCT/EP04/10165 | 9/10/2004 | |||||||
RN410pct | PCT | PCT/EP06/000769 | 1/30/2006 | |||||||
RN411PCT | PCT | PCT/EP06/000768 | 1/30/2006 | |||||||
RN414pct | PCT | PCT/KR04/00023 | 1/9/2004 | |||||||
RN415pct | PCT | PCT/KR2003/02117 | 10/14/2003 | |||||||
RN415us | US | 10686389 | 10/14/2003 |
14
Exhibit B
ASSIGNMENT AND ASSUMPTION AGREEMENT
This Assignment and Assumption Agreement, dated as of , 20 (the Agreement), is made between (Assignee), and (Assignor).
The parties agree as follows:
1. Assignor hereby assigns to Assignee all right, title and interest in and under the Patent License Agreement between RealNetworks, Inc. and Intel Corporation, dated as of January 26, 2012 (the License) as of (Effective Date).
2. Assignee hereby accepts the foregoing assignment of all right, title and interest in and under the License and hereby assumes all duties, limitations, and obligations of Assignor in and under the License and agrees to be bound by the terms of the License in all respects. Nothing in this Agreement shall be deemed to release or otherwise affect the liability of Assignor for the failure of Assignor to perform any of its duties and obligations under the License prior to the date of this Agreement.
3. This Agreement will be binding upon and inure to the benefit of Assignee and Assignor and their respective successors and assigns.
4. This Agreement is governed by, and shall be construed and enforced in accordance with, the laws of , without reference to rules governing choice of laws. If a lawsuit is filed that arises out of this Agreement, the prevailing party, as determined by the court, shall be entitled to recover its reasonable attorneys fees, expenses and costs from the other party.
5. This Agreement may be executed in one or more counterparts, each of which will be deemed an original, but all of which will constitute one agreement.
IN WITNESS WHEREOF, each of Assignor and Assignee has caused this Agreement to be signed by its duly authorized officer as of the date first written above.
ASSIGNOR: | ASSIGNEE: | |||||||
By: |
| By: |
| |||||
Name: |
| Name: |
| |||||
Title: |
| Title: |
|
Exhibit C
CHANGE OF CONTROL PROVISIONS
Exhibit C
CHANGE OF CONTROL PROVISIONS
Terms not otherwise defined in this Exhibit C have the meanings set forth in the Patent License Agreement (the Agreement).
1. | Definitions. |
1.1 | Action means any actual or asserted judicial or administrative proceeding, claim or litigation alleging patent infringement with respect to the products and services of Licensee or Licensor as those products and services exist as of the Effective Date. Any actual or asserted judicial or administrative proceeding, claim or litigation alleging patent infringement will be an Action under the Agreement if it (a) is commenced during the 5 year period beginning on the Effective Date, or (b) seeks damages for infringement allegedly arising during the 5 year period beginning on the Effective Date. |
1.2 | Affiliate means, with respect to any Person, any other Person that directly or indirectly, through one or more intermediaries, Controls, is Controlled by, or is under common Control with, such Person. |
1.3 | Allowed Assignee means only if and to the extent that the transfer or deemed transfer resulting from such Change of Control, Change of Character or Permitted Assignment is permitted under Section 2.5: |
(a) | Licensee in the case of an assignment or transfer or deemed assignment or transfer resulting from a Change of Control in which Licensee survives the Change of Control, including without limitation a Change of Control by operation of law in which Licensee is a surviving entity, by acquisition of securities of Licensee, by a merger in which Licensee is the surviving entity in the merger, by contract or otherwise; |
(b) | the surviving entity in the case of an assignment or transfer or deemed assignment or transfer resulting from a merger in connection with a Change of Control in which the Licensee is not the surviving entity in such merger; |
(c) | Licensee in the case of a Change of Character; or |
(d) | the assignee or transferee or deemed assignee or transferee in any Permitted Assignment. |
1.4 | Annual Product Volume Growth Cap shall mean, with respect to Licensee Media Products and Licensee Products (in units), the number of units that were licensed under the Agreement (or that would have been licensed under this Agreement before the Effective Date) during the four fiscal quarters preceding the applicable Transfer (the Product Volume Baseline) increased by the greater of |
(i) *** of the Product Volume Baseline or (ii) ***. For clarity and notwithstanding the foregoing, no subsequent Transfer will be deemed to result in an Annual Product Growth Cap greater than that as calculated from any preceding Transfer.
1.5 | Annual Services Revenue Growth Cap shall mean, with respect to the revenue (calculated as the higher of either the actual value received, including all bargained-for consideration, and the fair market value of non-cash consideration) for Licensee Services which were licensed under the Agreement (or that would have been licensed under this Agreement before the Effective Date) during the four fiscal quarters preceding the applicable Transfer (the Services Revenue Baseline), up to the greater of (i) *** of the Services Revenue Baseline, or (ii) ***. For clarity and notwithstanding the foregoing, no subsequent Transfer will be deemed to result in an Annual Services Revenue Growth Cap greater than that for the same period as calculated from any preceding Transfer. |
1.6 | Annual Services User Growth Cap shall mean, with respect to the number of recipients of those Licensee Services licensed under the Agreement (or that would have been licensed under this Agreement before the Effective Date) (Users) during the four fiscal quarters preceding the applicable Transfer (the User Baseline), up to the greater of (i) *** of the User Baseline, or (ii) ***. For clarity and notwithstanding the foregoing, no subsequent Transfer will be deemed to result in an Annual Services User Growth Cap greater than that as calculated from any preceding Transfer. |
1.7 | Change of Character means that Licensee or any of its Subsidiaries, whether through a transaction or series of related transactions, by operation of law, merger, acquisition of assets or securities or otherwise, acquires all or any portion of any other Person (Character Change Event) such that: |
(a) | Licensees total market capitalization after the Character Change Event exceeds the greater of one billion US dollars ($1,000,000,000) or three (3) times Licensees total market capitalization prior to such transaction(s) as reflected in the public stock exchange(s) in which Licensees stock is primarily traded, based on the average of the closing price of such stock on the last ten days on which such exchange is open for trading prior to the day such acquisition is announced if Licensee is and continues to be traded on a public stock exchange as compared to the average closing price of such stock on the ten days on which such exchange is open for trading immediately following the consummation of the Character Change Event; or |
(b) | In the event that Licensees stock is not publicly traded after the consummation of the Character Change Event, the fair market value of all of the capital stock or other equity interests (without duplication) in Licensee and its Subsidiaries after consummation of the Character Change Event exceeds the greater of one billion US dollars ($1,000,000,000) or three (3) such fair market value prior to the Character Change Event (with such fair market value |
*** | Indicates text has been omitted from this Exhibit pursuant to a confidential treatment request and has been filed separately with the Securities and Exchange Commission. |
before and after the Character Change Event being determined in good faith by the board of directors or similar managing authority of Licensee or by the independent accounting firm or investment banking firm described in the last paragraph of this Section 1.7); or |
(c) | Licensees and its Subsidiaries total assets after the transaction(s) exceed the greater of one billion dollars ($1,000,000,000) or three (3) times the previous assets of Licensee and its Subsidiaries (calculated based on Licensees last regularly prepared balance sheet before execution of the definitive agreement(s) that contemplate(s) the transaction (or in the case of a series of related transactions, the first of such transactions) and Licensees (including, if applicable, Licensees pro rata ownership of the acquired entity) first balance sheet prepared after the closing of the transaction (provided that, if such balance sheets are not prepared in accordance with generally accepted accounting principles consistently applied (GAAP), then such balance sheets shall be first adjusted to be in accordance with GAAP); or |
(d) | Licensees and its Subsidiaries annualized gross revenue after the transaction(s) exceeds the greater of one billion dollars ($1,000,000,000) per year or three (3) times the gross revenue generated by Licensee and its Subsidiaries over the four (4) completed fiscal quarters immediately preceding the closing of such transaction(s), in each case as determined from financial statements prepared in accordance with GAAP. For purposes hereof, the annualized gross revenues of Licensee and its Subsidiaries after the transaction(s) shall be the combined annualized revenue of Licensee and its Subsidiaries (including Licensees pro rata ownership of the revenues of the acquired entity, assets or operations) during the four (4) completed fiscal quarters immediately preceding the closing of such transaction(s), determined on a pro forma basis giving effect to the transaction(s) as if the transaction(s) had occurred at the beginning of such four-quarter period. |
Notwithstanding the foregoing, if Licensee is no longer a company traded on a public stock exchange, then Licensee will not be deemed to have undergone a subsequent Change of Character unless and until either (i) Licensees executives or its board of directors or similar managing authority have actual knowledge of the conditions set forth in (b), (c) or (d) above having occurred or (ii) Licensor has retained an independent accounting firm or investment banking firm reasonably acceptable to Licensee and such accounting firm or investment banking firm has confirmed that one of such conditions has occurred or Licensee has failed to reasonably cooperate with such independent accounting firm or investment banking firm in its determination.
1.8 | Change of Control means any transaction or series of related transactions in which a Person or group of related Persons who do not Control Licensee before such transaction or series of related transactions, obtain(s) Control by any means, whether by operation of law, acquisition of securities, merger, contract, or otherwise; except that with respect to any stockholder beneficially holding 25% or more of the outstanding stock of Licensee as of the date of the Agreement, the acquisition of Control by such stockholder shall not be deemed a Change of Control. |
1.9 | Control means (a) ownership of more than 50% of the outstanding stock or securities entitled to vote for the election of directors or similar managing authority of the subject Person, (b)ownership of more than 50% of the ownership interest that represents the right to make decisions for the subject Person or (c) |
any other ability to elect more than half of the board of directors or similar managing authority of the subject Person, whether by contract or otherwise. |
1.10 | Permitted Assignment means a transaction or series of related transactions in which a Person or group of related Persons who do not Control Licensee before such transaction or series of related transactions, purchases all or substantially all of Licensees assets. |
1.11 | Transfer Date means (a) with respect to a Change of Control or a Permitted Assignment, the date on which the transaction (or in the case of a series of related transactions, the last of such transactions) takes legal effect and (b) with respect to a Change of Character, 30 days after the date on which any one (1) of the tests set forth in Section 1.7 is satisfied. |
2. | Transfers upon Change of Control, Change of Character or Permitted Assignment of Licensee. |
2.1 | Subject to the terms of this Exhibit C, the Agreement may be transferred or assigned (or deemed transferred or assigned) to an Allowed Assignee not more than a total of four (4) times in connection with Changes of Control, Changes of Character and Permitted Assignments of Licensee. |
2.2 | Following a transfer or assignment (or deemed transfer or assignment) of the Agreement to an Allowed Assignee as permitted under this Exhibit C (each, a Transfer): |
(a) | The applicable Allowed Assignee will be deemed the Licensee under the Agreement as of the effective date of, as applicable, the Change of Control, Change of Character or Permitted Assignment; and |
(b) | The limitations on Licensee Services, Licensee Media Products and Licensee Products will hereby be automatically amended to include the further condition that the products and services of the Allowed Assignee that are subject to the Agreement include only those products and services for which substantially all of the code is directly derived from, and which contain substantially the same functionality as, the Licensee Services, Licensee Media Products and Licensee Products of Licensee and its Subsidiaries that are subject to the Agreement on the effective date of, as applicable, the Change of Control, Permitted Assignment or Change of Character. For clarity, Licensee Services, Licensee Media Products and Licensee Products will only include products and services for which substantially all the code is derived from, and which contain substantially the same functionality as, the Licensee Services, Licensee Media Products and Licensee Products in existence as of the date of the first Change of Control, Change of Character or Permitted Assignment and the incorporation of a Licensee Product or Licensee Service into another product, service, or process or the combination of a Licensee Product or Licensee Service with any product, service, or process will not negate the license with respect to the Licensee Product or Licensee Service, but except as expressly set forth in the Agreement, no license or immunity is granted by Licensor under the Agreement for such combination or the use of such combination; and |
(c) | The Agreement will extend only to that portion of an Allowed Assignees Licensee Services each year (measured on each anniversary of the effective date of the Transfer) until those Licensee Services exceed during that year the greater of the Annual Services User Growth Cap or the Annual Services Revenue Growth Cap; and |
(d) | The Agreement will extend only to that portion of Allowed Assignees annual volume of Licensee Media Products and Licensee Products (in units) each year (measured on each anniversary of the effective date of the Transfer) until the Licensee Media Products and Licensee Products exceed during that year the Annual Product Volume Growth Cap. |
2.3 | After a Transfer, not more than once during every twelve (12) month period and upon Licensors advance request of at least ten (10) days, any Allowed Assignee will make its books and records related to the Annual Services Revenue Growth Cap, Annual Services User Growth Cap, and Annual Product Volume Growth Cap available for inspection by Licensor (or its successor in interest) or its agents during normal business hours for the purpose of verifying the Licensee Products and Licensee Services licensed under the Agreement. |
2.4 | After a Transfer: |
(a) | Licensee shall, no less than 30 days after the applicable Transfer Date, provide Licensor with written notice with a description of and the effective date of the subject Change of Control, Change of Character, or Permitted Assignment; and |
(b) | Licensee shall, no less than 60 days after the applicable Transfer Date, provide Licensor with written notice of the Transfer including (1) a list of the Licensee Services, Licensee Products and Licensee Media Products made, used, sold or otherwise distributed by Licensee and its Subsidiaries or the immediately preceding Allowed Assignee and its Subsidiaries, as the case may be, during the calendar year immediately preceding the subject Change of Control, Change of Character, or Permitted Assignment, (2) the gross revenues from or Users of (as applicable) each Licensee Service during the calendar year immediately preceding the subject Change of Control, Change of Character, or Permitted Assignment and (3) the volume (in units) of Licensee Products and Licensee Media Products made, used, sold, or otherwise distributed by Licensee and its Subsidiaries or the immediately preceding Allowed Assignee and its Subsidiaries, as the case may be, during the calendar year preceding the Transfer; and |
(c) | In connection with any Transfer that is a Permitted Assignment, the Allowed Assignee must execute an assignment and assumption agreement with Licensee or the immediately preceding Allowed Assignee, as the case may be, in the form attached as Exhibit B to the Agreement and deliver a |
signed copy of such assignment and assumption agreement to Licensor within 60 days after the Transfer Date. |
2.5 | The Agreement will automatically and immediately terminate upon: |
(a) | Licensees failure to deliver written notice of a Change of Control, Change of Character, or Permitted Assignment within 30 days after the applicable Transfer Date as required by Section 2.4(a); or |
(b) | Licensees failure to comply with Section 2.4(b) or 2.4(c). |
2.6 | If the then-current Allowed Assignee or one of its Subsidiaries (including, for clarity, the original Licensee and its Subsidiaries after a Change of Control, Change of Character or Permitted Assignment) commences an Action against Licensor or any of its Affiliates, Licensor may immediately, upon written notice to Allowed Assignee, suspend the terms of Sections 2 and 3 of the Agreement with respect to the Licensed Patents until the Action is finally withdrawn, settled or dismissed with prejudice prior to final judgment. |
2.7 | In the event of a Transfer, the rights granted to Licensee under Section 3 of the Agreement will hereby be automatically amended so that Licensor will only be required to consider any license request in good faith and make decisions with respect to how it will proceed in its sole and absolute discretion. |