RAND CAPITAL CORP Contracts & Agreements

19 Contracts & Agreements
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Filed
Agreement and Plan of Merger, dated as of December 27, 2021, by and between Rand Capital Sub, Inc. and Rand Capital Sub LLC
Merger Agreements
RAND CAPITAL CORP
Capital Markets
DE
2021
Credit Agreement, dated June 27, 2022, by and between Rand Capital Corporation, as borrower, and M&T Bank, as lender
Credit Agreements
RAND CAPITAL CORP
2022
Revolving Line Note, dated June 27, 2022, by Rand Capital Corporation, as borrower
Note Agreements
RAND CAPITAL CORP
Capital Markets
NY
2022
Addendum to Line of Credit Note, dated June 27, 2022, by Rand Capital Corporation, as borrower
Credit Agreements
RAND CAPITAL CORP
Capital Markets
2022
Variable Rate Rider (Daily Simple SOFR), dated June 27, 2022, by Rand Capital Corporation, as borrower
RAND CAPITAL CORP
2022
General Security Agreement, dated June 27, 2022, by Rand Capital Corporation and each of the subsidiaries listed therein, as debtors, in favor of Manufacturers and Traders Trust...
Security Agreements
RAND CAPITAL CORP
2022
Investment Advisory and Management Agreement, dated as of December 31, 2020, between Rand Capital Corporation and Rand Capital Management LLC
Management Agreements
RAND CAPITAL CORP
2021
Administration Agreement, dated as of December 31, 2020, between Rand Capital Corporation and Rand Capital Management LLC
Management Agreements
RAND CAPITAL CORP
2021
Description of Securities of Rand Capital Corporation registered under Section 12 of the Securities Exchange Act of 1934, as amended
RAND CAPITAL CORP
Capital Markets
NY
2020
Investment Advisory and Management Agreement, dated as of November 8, 2019, by and between Rand Capital Corporation and Rand Capital Management LLC
Management Agreements
RAND CAPITAL CORP
Capital Markets
NY
2019
Administration Agreement, dated as of November 8, 2019, by and between Rand Capital Corporation and Rand Capital Management LLC
Management Agreements
RAND CAPITAL CORP
Capital Markets
NY
2019
Shareholder Agreement, dated as of November 8, 2019, by and between Rand Capital Corporation and East Asset Management, LLC
Management Agreements
RAND CAPITAL CORP
2019
Cancellation Agreement, dated as of November 8, 2019, by and between Rand Capital Corporation and Allen F. Grum
RAND CAPITAL CORP
2019
Cancellation Agreement, dated as of November 8, 2019, by and between Rand Capital Corporation and Daniel P. Penberthy
RAND CAPITAL CORP
2019
Stock Purchase Agreement, dated as of January 24, 2019, by and among East Asset Management, LLC, Rand Capital Corporation and, solely for purposes of being bound by Sections 7.10...
Stock Agreements
RAND CAPITAL CORP
Capital Markets
NY
2019
CHANGE IN CONTROL AGREEMENT
Change of Control Agreements
RAND CAPITAL CORP
2017
CHANGE IN CONTROL AGREEMENT
Change of Control Agreements
RAND CAPITAL CORP
Capital Markets
NY
2017
RAND CAPITAL SBIC, L.P.
RAND CAPITAL CORP
Capital Markets
DE
2002
Page
RAND CAPITAL CORP
2002