Pzena Investment Management, Inc. Contracts & Agreements

70 Contracts & Agreements
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Agreement and Plan of Merger, dated as of July 26, 2022, by and among Pzena Investment Management, Inc., Pzena Investment Management, LLC and Panda Merger Sub, LLC
Merger Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2022
Voting Agreement, dated as of July 26, 2022, by and among Pzena Investment Management, Inc. and each of the persons set forth on the signature pages thereto
Management Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2022
Senior Credit Facility Commitment Letter, dated as of July 26, 2022, by and between, JPMorgan Chase Bank, N.A. and Pzena Investment Management, LLC
Credit Agreements
Pzena Investment Management, Inc.
2022
Form of Class B-1 Unit Agreement
Pzena Investment Management, Inc.
2022
Second Amendment of Lease dated January 21, 2022 between 320 Park Avenue LLC (as successor-in-interest to Mutual of America Life Insurance Company) and Pzena Investment Management...
Lease Agreements
Pzena Investment Management, Inc.
2022
Indemnification Agreement for Chenyu Caroline Cai, dated as of October 19, 2021, by and among Pzena Investment Management, Inc. and Chenyu Caroline Cai
Indemnification Agreements
Pzena Investment Management, Inc.
2021
Form of Restricted Class A Common Stock Agreement
Stock Agreements
Pzena Investment Management, Inc.
2021
Indemnification Agreement for Shavar Jeffries, dated as of January 26, 2021, by and among Pzena Investment Management, Inc. and Shavar Jeffries
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2021
Form of Exchange Rights of Class B Members
Pzena Investment Management, Inc.
2020
Form of Exchange Rights of Class B-1 Members
Pzena Investment Management, Inc.
2020
Description of Capital Stock
Stock Agreements
Pzena Investment Management, Inc.
Capital Markets
2020
Form of Class B-1 Unit Agreement Immediate Vesting
Pzena Investment Management, Inc.
2020
Amended and Restated Agreement of Limited Partnership of Pzena Investment Management, LP, dated as of December 30, 2019
Management Agreements
Pzena Investment Management, Inc.
2020
Amended and Restated Operating Agreement of Pzena Investment Management, LLC, dated as of December 30, 2019, by and among Pzena Investment Management, Inc. and the Class B Members...
Management Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2020
First Amendment of Lease dated November 8th, 2018 amending the Lease, dated as of June 13, 2014, between Mutual of America Life Insurance Company, as Landlord and Pzena Investment...
Lease Agreements
Pzena Investment Management, Inc.
Capital Markets
2019
Form of Class B Unit Option Agreement - Delayed Exchange
Exchange Agreements
Pzena Investment Management, Inc.
Capital Markets
2018
Amendment, dated as of December 18, 2017, to Tax Receivable Agreement, dated as of October 30, 2007, as amended by and among Pzena Investment Management, Inc., Pzena Investment...
Management Agreements
Pzena Investment Management, Inc.
Capital Markets
2018
Amended and Restated Pzena Investment Management, LLC 2006 Equity Incentive Plan Table of Contents
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
2017
Amended and Restated Pzena Investment Management, Inc. 2007 Equity Incentive Plan
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2017
_________________________________________________________________ PZENA INVESTMENT MANAGEMENT, LP AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP...
Management Agreements
Pzena Investment Management, Inc.
2016
PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN Form of Class B Unit-Based Agreement Delayed Exchange
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
2016
PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN Form of Class B Unit Agreement Delayed Exchange
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
2016
PZENA INVESTMENT MANAGEMENT, LLC AMENDMENT NO. 3 TO AMENDED AND RESTATED OPERATING AGREEMENT
Management Agreements
Pzena Investment Management, Inc.
2015
AMENDMENT, DATED DECEMBER 2, 2014, TO AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN (Subject to Stockholder Approval)
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
2015
AMENDMENT, DATED DECEMBER 2, 2014, TO PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED BONUS PLAN (Subject to Stockholder Approval)
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
2015
PZENA INVESTMENT MANAGEMENT, LLC Amended and Restated 2006 Equity Incentive Plan Form of Unit-Based Award Agreement for Phantom Class B Units
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
2015
PZENA INVESTMENT MANAGEMENT, LLC Amended and Restated 2006 Equity Incentive Plan Form of Class B Unit Agreement Delayed Exchange
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
2015
Exhibit 10.1 INDEMNIFICATION AGREEMENT
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2014
AMENDMENT TO TAX RECEIVABLE AGREEMENT
Pzena Investment Management, Inc.
2013
AGREEMENT OF SUBLEASE between PZENA INVESTMENT MANAGEMENT LLC together, as Sublessor - and - PERIMETER INTERNETWORKING CORP., as Sublessee
Lease Agreements
Pzena Investment Management, Inc.
Capital Markets
2012
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Pzena Investment Management, Inc.
2012
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Pzena Investment Management, Inc.
2012
PZENA INVESTMENTMANAGEMENT, LLC AMENDMENT TO AMENDED AND RESTATED OPERATINGAGREEMENT AS OF March 5, 2012
Operating Agreements
Pzena Investment Management, Inc.
2012
PZENAINVESTMENT MANAGEMENT, LLC AMENDMENT TO AMENDED ANDRESTATED OPERATING AGREEMENT
Management Agreements
Pzena Investment Management, Inc.
Capital Markets
2010
[FORM OF WAIVER]
Waiver Agreements
Pzena Investment Management, Inc.
2009
PZENA INVESTMENT MANAGEMENT, INC. NON-EMPLOYEE DIRECTORDEFERRED COMPENSATION PLAN
Compensation Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2009
Pzena Investment Management, Inc. Equity Incentive Plan
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
2009
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2008
EX-4.3: RESALE AND REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
EX-4.4: CLASS B STOCKHOLDERS' AGREEMENT
Pzena Investment Management, Inc.
Capital Markets
DE
2007
EX-10.1: AMENDED AND RESTATED OPERATING AGREEMENT
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
EX-10.2: TAX RECEIVABLE AGREEMENT
Pzena Investment Management, Inc.
2007
EX-10.3: PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
2007
EX-10.4: PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED BONUS PLAN
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
EX-10.5: PZENA INVESTMENT MANAGEMENT, INC. 2007 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
2007
EX-10.8: EXECUTIVE EMPLOYMENT AGREEMENT: PZENA
Employment Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
EX-10.9: EXECUTIVE EMPLOYMENT AGREEMENT: GOETZ
Employment Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
EX-10.10: AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT: KRISHNA
Employment Agreements
Pzena Investment Management, Inc.
2007
EX-10.11: AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT: LIPSEY
Employment Agreements
Pzena Investment Management, Inc.
2007
EX-10.12: INDEMNIFICATION AGREEMENT: PZENA
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
EX-10.13: INDEMNIFICATION AGREEMENT: GALBRAITH
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
EX-10.14: INDEMNIFICATION AGREEMENT: GREENBLATT
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
EX-10.15: INDEMNIFICATION AGREEMENT: MEYEROWICH
Indemnification Agreements
Pzena Investment Management, Inc.
2007
EX-10.16: INDEMNIFICATION AGREEMENT: ULLMAN
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
EX-1.1: FORM OF UNDERWRITING AGREEMENT
Underwriting Agreements
Pzena Investment Management, Inc.
2007
EX-4.1: FORM OF CERTIFICATE OF CLASS A COMMON STOCK
Stock Agreements
Pzena Investment Management, Inc.
2007
EX-4.2: FORM OF EXCHANGE RIGHTS OF CLASS B MEMBERS
Pzena Investment Management, Inc.
2007
EX-4.3: FORM OF RESALE AND REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Pzena Investment Management, Inc.
2007
EX-4.4: FORM OF CLASS B STOCKHOLDERS' AGREEMENT
Pzena Investment Management, Inc.
2007
EX-10.2: FORM OF EXECUTIVE EMPLOYMENT AGREEMENT FOR EACH OF RICHARD S. PZENA, JOHN P. GOETZ AND WILLIAM L. LIPSEY
Employment Agreements
Pzena Investment Management, Inc.
2007
EX-10.9: FORM OF INDEMNIFICATION AGREEMENT
Indemnification Agreements
Pzena Investment Management, Inc.
2007
EX-10.10: FORM OF EXECUTIVE EMPLOYMENT AGREEMENT FOR A. RAMA KRISHNA
Employment Agreements
Pzena Investment Management, Inc.
2007
AMENDED AND RESTATED OPERATING AGREEMENT PZENA INVESTMENT MANAGEMENT, LLC (A Delaware Limited Liability Company) Organized as of November 27, 1995 Restated as of January 3, 1996...
Management Agreements
Pzena Investment Management, Inc.
2007
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Pzena Investment Management, Inc.
2007
PZENA INVESTMENT MANAGEMENT, LLC
Pzena Investment Management, Inc.
2007
PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED BONUS PLAN Effective As Of [ , 2007]
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
2007
Pzena Investment Management, Inc. Equity Incentive Plan
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
2007
TAX RECEIVABLE AGREEMENT
Pzena Investment Management, Inc.
2007
EX-10.7: CREDIT AGREEMENT
Credit Agreements
Pzena Investment Management, Inc.
2007
EX-10.8: LEASE
Lease Agreements
Pzena Investment Management, Inc.
2007