Undertaking to Furnish Debt Instruments to SEC by Providence and Worcester Railroad Company

Contract Categories: Business Finance Note Agreements
Summary

Providence and Worcester Railroad Company has filed its quarterly report for the period ending March 31, 2015. The company states that it will provide copies of certain long-term debt agreements to the Securities and Exchange Commission upon request, as these documents are not required to be filed since the total debt does not exceed 10% of the company's total assets. This letter is a formal undertaking to comply with SEC regulations regarding disclosure of debt instruments.

EX-4.1 2 d903876dex41.htm EXHIBIT 4.1 Exhibit 4.1

Exhibit 4.1

May 13, 2015

Securities and Exchange Commission

100 F Street, N.E.

Washington, D.C. 20549

 

  Re: Providence and Worcester Railroad Company – Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2015

Ladies and Gentlemen:

Providence and Worcester Railroad Company, a Rhode Island corporation (the “Registrant”), is today filing its Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2015 (the “Form 10-Q”).

Pursuant to Item 601(b)(4)(iii) of Regulation S-K, copies of certain instruments defining the rights of holders of certain long-term debt obligations of the Registrant under which the total amount of long-term debt authorized does not exceed ten percent (10%) of the total assets of the Registrant and its subsidiaries on a consolidated basis are not filed with the 10-Q. In accordance with the provisions of Item 601(b)(4)(iii) of Regulation S-K, the Registrant hereby agrees to furnish to the Securities and Exchange Commission, upon request, a copy of each such instrument or agreement.

 

Very truly yours,
PROVIDENCE AND WORCESTER RAILROAD COMPANY

/s/ Daniel T. Noreck

Name: Daniel T. Noreck
Title: Treasurer and Chief Financial Officer