Undertaking to Furnish Debt Instruments to SEC by Providence and Worcester Railroad Company
Providence and Worcester Railroad Company has filed a letter with the SEC stating that, as part of its quarterly report, it will not include certain long-term debt agreements because the total debt authorized is less than 10% of its total assets. However, the company agrees to provide copies of these debt instruments to the SEC upon request. This letter is signed by the company's Treasurer and Chief Financial Officer.
EXHIBIT 4.1
May 12, 2016
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
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| Re: | Providence and Worcester Railroad Company – Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2016 |
Ladies and Gentlemen:
Providence and Worcester Railroad Company, a Rhode Island corporation (the “Registrant”), is today filing its Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2016 (the “Form 10-Q”).
Pursuant to Item 601(b)(4)(iii) of Regulation S-K, copies of certain instruments defining the rights of holders of certain long-term debt obligations of the Registrant under which the total amount of long-term debt authorized does not exceed ten percent (10%) of the total assets of the Registrant and its subsidiaries on a consolidated basis are not filed with the 10-Q. In accordance with the provisions of Item 601(b)(4)(iii) of Regulation S-K, the Registrant hereby agrees to furnish to the Securities and Exchange Commission, upon request, a copy of each such instrument or agreement.
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| Very truly yours, |
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| PROVIDENCE AND WORCESTER RAILROAD COMPANY |
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| /s/ Daniel T. Noreck |
| Name: Daniel T. Noreck |
| Title: Treasurer and Chief Financial Officer |
