ProPhase Labs, Inc. Contracts & Agreements

93 Contracts & Agreements
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Filed
Common Stock Purchase Agreement between ProPhase Labs, Inc. and Keystone Capital Partners, LLC (January 29, 2025)
Purchase Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2025
Underwriting Agreement between ProPhase Labs, Inc. and ThinkEquity LLC as Representative of the Underwriters
Underwriting Agreements
ProPhase Labs, Inc.
Pharmaceuticals
CA
2024
Standstill Agreement between Prophase Labs, Inc. and ThinkEquity LLC (April 2024)
Waiver Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2024
ProPhase Labs, Inc. 2022 Equity Compensation Plan Option Award Agreement
Equity Distribution Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2023
ProPhase Labs, Inc. 2022 Directors’ Equity Compensation Plan Option Award Agreement
Equity Distribution Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2023
Asset Purchase Agreement among ProPhase Labs, Inc., Stella Diagnostics, Inc., and Stella DX, LLC dated December 15, 2022
Purchase Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2022
License Agreement between ProPhase BioPharma, Inc. and Global BioLife, Inc. (July 18, 2022)
License Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2022
Lease Agreement between BRG OFFICE L.L.C., UNIT 2 ASSOCIATES L.L.C., and ProPhase Diagnostics, Inc. for 711 Stewart Avenue, Garden City, NY
Lease Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2022
Guaranty Agreement between ProPhase Labs Inc. and BRG Office L.L.C./Unit 2 Associates L.L.C.
Guaranty Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2022
First Amendment to Lease Agreement between BRG Office L.L.C., Unit 2 Associates L.L.C., and ProPhase Diagnostics, Inc.
Lease Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2022
Termination Agreement for Unsecured Convertible Promissory Note and Guaranty between ProPhase Labs, Inc. and Justin J. Leonard
Termination Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2022
ProPhase Labs, Inc. $100,000,000 Common Stock Sales Agreement with ThinkEquity LLC (December 28, 2021)
Equity Distribution Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2021
Stock Purchase Agreement among Nebula Genomics, Inc., Seller Parties, ProPhase Labs, Inc., and ProPhase Precision Medicine, Inc. dated August 10, 2021
Purchase Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2021
Lease Agreement between BRG Office L.L.C., Unit 2 Associates L.L.C., and ProPhase Diagnostics, Inc.
Lease Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2021
Securities Purchase Agreement between ProPhase Labs, Inc. and Purchasers (January 5, 2021)
Purchase Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2021
Stock Purchase Agreement among Confucius Plaza Medical Laboratory Corp., Pride Diagnostics LLC, Seller Members, and ProPhase Diagnostics, Inc. dated October 22, 2020
Purchase Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2020
ProPhase Labs, Inc. Common Stock Sales Agreement with A.G.P./Alliance Global Partners (September 23, 2020)
Equity Distribution Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2020
Unsecured Convertible Promissory Note and Guaranty between ProPhase Labs, Inc. and JXVII Trust
Note Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2020
Agreement of Sale and Purchase between Quigley Corporation d/b/a ProPhase Labs, Inc. and Lenape Valley Foundation (July 10, 2020)
Purchase Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2020
ProPhase Labs, Inc. Description of Common Stock Registered under Section 12 of the Exchange Act
Stock Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2020
Stock Option Amendment Agreement between ProPhase Labs, Inc. and Ted Karkus
Modification Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2018
Asset Purchase Agreement by and between ProPhase Labs, Inc., Meda Consumer Healthcare Inc., and Mylan Inc. (as Amended)
Purchase Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2017
Plan of Conversion by ProPhase Labs, Inc. from Nevada to Delaware
Plan of Reorganization Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2015
Settlement Agreement and Mutual General Release between ProPhase Labs, Inc. and John C. Godfrey, Estate of Nancy Jane Godfrey, and Godfrey Science and Design, Inc.
Settlement Agreements
ProPhase Labs, Inc.
Pharmaceuticals
PA
2013
Redemption Agreement between Phosphagenics Ltd. and ProPhase Labs, Inc. dated September 23, 2011
Purchase Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2011
ProPhase Labs, Inc. Restricted Stock Award Agreement under Amended and Restated 2010 Equity Compensation Plan
Equity Distribution Agreements
ProPhase Labs, Inc.
Pharmaceuticals
PA
2011
The Quigley Corporation 2010 Equity Compensation Plan Option Award Agreement with Participant
Equity Distribution Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2010
The Quigley Corporation 2010 Directors’ Equity Compensation Plan Option Award Agreement
Warrant Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2010
Limited Liability Company Operating Agreement of Phusion Laboratories, LLC, Quigley Corporation, Phosphagenics Inc., and Phosphagenics Ltd.
Limited Liability Company Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2010
Contribution Agreement among Phusion Laboratories, LLC, The Quigley Corporation, Phosphagenics Inc., and Phosphagenics Ltd.
Contribution Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2010
License Agreement between Phosphagenics Limited and The Quigley Corporation
License Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2010
Amended and Restated License Agreement between Phosphagenics Limited and Phusion Laboratories, LLC
License Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2010
Indemnification Agreement between The Quigley Corporation and Officer/Director (August 19, 2009)
Indemnification Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NV
2009
Share Exchange Agreement between The Quigley Corporation and Suncoast Naturals, Inc. (December 31, 2002)
Exchange Agreements
ProPhase Labs, Inc.
Pharmaceuticals
FL
2003
ProPhase Labs, Inc. Chief Operating Officer Employment Offer to Stuart Hollenshead
Employment Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2025
ProPhase Labs, Inc. Inducement Option Award Agreement with Stuart Hollenshead (February 17, 2025)
Warrant Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2025
Amended and Restated Unsecured Promissory Note and Guaranty between ProPhase Labs, Inc. and JXVII Trust
Note Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2024
ProPhase Labs, Inc. Inducement Option Award Agreement with Jed Latkin
Warrant Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2024
ProPhase Labs, Inc. Chief Operating Officer Employment Agreement with Jed Latkin
Employment Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2024
ProPhase Labs, Inc. 2022 Equity Compensation Plan Option Award Agreement
Warrant Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2023
Unsecured Promissory Note and Guaranty between ProPhase Labs, Inc., JXVII Trust, and Pharmaloz Manufacturing, Inc.
Note Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2023
Common Stock Purchase Warrant Agreement between ProPhase Labs, Inc. and JXVII Trust (January 27, 2023)
Warrant Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2023
Separation Agreement and Release between ProPhase Labs, Inc. and Bill White (October 2022)
Separation Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NJ
2022
ProPhase Labs, Inc. Amended and Restated 2022 Equity Compensation Plan
Bonus & Incentive Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2022
ProPhase Labs, Inc. Amended and Restated 2022 Directors’ Equity Compensation Plan
Bonus & Incentive Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2022
Employment Agreement between ProPhase Labs, Inc. and Bill White (Chief Financial Officer)
Employment Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2022
ProPhase Labs, Inc. Inducement Option Award Agreement with Bill White (May 9, 2022)
Warrant Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2022
ProPhase Labs, Inc. Amended and Restated 2010 Equity Compensation Plan
Bonus & Incentive Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2021
ProPhase Labs, Inc. Amended and Restated 2010 Directors’ Equity Compensation Plan
Bonus & Incentive Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2021
Underwriting Agreement between ProPhase Labs, Inc. and ThinkEquity as Representative of the Underwriters
Underwriting Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2021
Amendment and Termination Agreement between ProPhase Labs, Inc. and Predictive Laboratories, Inc. (January 13, 2021)
Modification Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2021
Common Stock Purchase Warrant Agreement between ProPhase Labs, Inc. and Holder (January 7, 2021)
Warrant Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2021
Consulting Agreement between ProPhase Labs, Inc. and Predictive Laboratories, Inc. (Effective September 25, 2020)
Consulting Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2020
Amended and Restated Promissory Note and Security Agreement between Predictive Laboratories, Inc. and ProPhase Labs, Inc.
Note Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2020
Unsecured Convertible Promissory Note and Guaranty between ProPhase Labs, Inc. and Justin J. Leonard, Guaranteed by Pharmaloz Manufacturing, Inc.
Note Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2020
ProPhase Labs, Inc. Amended and Restated 2010 Equity Compensation Plan
Bonus & Incentive Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2018
ProPhase Labs, Inc. Amended and Restated 2010 Directors’ Equity Compensation Plan
Bonus & Incentive Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2018
ProPhase Labs, Inc. 2018 Stock Incentive Plan
Bonus & Incentive Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2018
Amendment No. 2 to Amended and Restated Rights Agreement between ProPhase Labs, Inc. and American Stock Transfer & Trust Company, LLC
Registration Rights Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NV
2018
Amended and Restated Executive Employment Agreement between ProPhase Labs, Inc. and Ted Karkus (2018)
Employment Agreements
ProPhase Labs, Inc.
Pharmaceuticals
PA
2018
ProPhase Labs, Inc. Stock Option Grant Notice and Award Agreement with Ted Karkus
Warrant Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2018
Employment Agreement Termination and Release Agreement between ProPhase Labs, Inc. and Robert V. Cuddihy, Jr.
Separation Agreements
ProPhase Labs, Inc.
Pharmaceuticals
PA
2017
Stock Purchase Agreement between ProPhase Labs, Inc. and Mark S. Leventhal (June 12, 2017)
Stock Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2017
Stock Purchase Agreement between ProPhase Labs, Inc. and Mark S. Leventhal & Donna R. Leventhal (June 12, 2017)
Stock Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2017
Stock Purchase Agreement between ProPhase Labs, Inc. and The Mark S. and Donna R. Family Foundation, Inc.
Stock Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2017
Stock Purchase Agreement between ProPhase Labs, Inc. and The Bonnybrook Trust (June 12, 2017)
Stock Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2017
ProPhase Labs, Inc. Amended and Restated 2010 Equity Compensation Plan Option Award Agreement
Warrant Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2017
Employment Agreement Termination and Release Agreement between ProPhase Labs, Inc. and Robert V. Cuddihy, Jr.
Separation Agreements
ProPhase Labs, Inc.
Pharmaceuticals
PA
2017
Manufacturing Agreement between Meda Consumer Healthcare Inc., Pharmaloz Manufacturing, Inc., and ProPhase Labs, Inc. dated March 29, 2017
Supply Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2017
Voting Agreement between Meda Consumer Healthcare Inc. and Stockholder of ProPhase Labs, Inc.
Voting Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2017
Amendment No. 1 to Amended and Restated Rights Agreement between ProPhase Labs, Inc. and American Stock Transfer & Trust Company, LLC
Investor Rights Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NV
2017
ProPhase Labs, Inc. 12% Secured Promissory Note – Series A and Warrant Subscription Agreement
Subscription Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2015
12% Secured Promissory Note – Series A between ProPhase Labs, Inc., Pharmaloz Manufacturing Inc., Quigley Pharma Inc., and Holder
Note Agreements
ProPhase Labs, Inc.
Pharmaceuticals
PA
2015
Common Stock Purchase Warrant Agreement between ProPhase Labs, Inc. and John E. Ligums, Jr. dated December 11, 2015
Warrant Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2015
Security Agreement among ProPhase Labs, Inc., Pharmaloz Manufacturing Inc., Quigley Pharma Inc., and John E. Ligums, Jr. as Collateral Agent
Security Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2015
Direct Response Production Agreement between Pacific Custom Video Productions, Inc. and TK Supplements, Inc.
Services Agreements
ProPhase Labs, Inc.
Pharmaceuticals
WA
2015
Rights Agreement between ProPhase Labs, Inc. and American Stock Transfer & Trust Company, LLC (June 18, 2014)
ProPhase Labs, Inc.
Pharmaceuticals
NV
2014
Investment Agreement between ProPhase Labs, Inc. and Dutchess Opportunity Fund, II, LP dated May 28, 2014
Investment Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2014
Registration Rights Agreement between ProPhase Labs, Inc. and Dutchess Opportunity Fund, II, LP (May 28, 2014)
Registration Rights Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2014
Letter Agreement Terminating Investment and Registration Rights Agreements between ProPhase Labs, Inc. and Dutchess Opportunity Fund, II, LP (May 28, 2014)
Modification Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2014
Amendment to Amended and Restated 2010 Equity Compensation Plan by ProPhase Labs, Inc.
Bonus & Incentive Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2013
Amendment to 2010 Directors’ Equity Compensation Plan of ProPhase Labs, Inc.
Compensation Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2013
Investment Agreement between ProPhase Labs, Inc. and Dutchess Opportunity Fund II, LP (November 26, 2012)
Investment Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2012
Registration Rights Agreement between ProPhase Labs, Inc. and Dutchess Opportunity Fund II, LP (November 26, 2012)
Registration Rights Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2012
First Amendment to Employment Agreement between ProPhase Labs, Inc. and Ted Karkus
Employment Agreements
ProPhase Labs, Inc.
Pharmaceuticals
PA
2011
Amendment to 2010 Directors’ Equity Compensation Plan of The Quigley Corporation
Compensation Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2010
The Quigley Corporation 2010 Directors’ Equity Compensation Plan Restricted Stock Award Agreement
Compensation Agreements
ProPhase Labs, Inc.
Pharmaceuticals
DE
2010
Share Transfer Restriction Agreement between The Quigley Corporation and Phosphagenics Ltd.
Stock Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2010
Employment Agreement between The Quigley Corporation and Ted Karkus (Chief Executive Officer)
Employment Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2009
Employment Agreement between The Quigley Corporation and Robert V. Cuddihy (Chief Operating Officer)
Employment Agreements
ProPhase Labs, Inc.
Pharmaceuticals
NY
2009
Second Amendment to Rights Agreement between The Quigley Corporation and American Stock Transfer & Trust Company, LLC
Modification Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2009
Agreement on Assignment and Compensation for Inventions between The Quigley Corporation and Dr. Richard Rosenbloom
Assignment Agreements
ProPhase Labs, Inc.
Pharmaceuticals
PA
2009
Third Amendment to United States Exclusive Supply Agreement between The Quigley Corporation and Joel, Inc.
Supply Agreements
ProPhase Labs, Inc.
Pharmaceuticals
2004