Principal Financial Group Contracts & Agreements
85 Contracts & Agreements
- Business Finance (53 contracts)
- Business Operations (2)
- Human Resources (14)
- Uncategorized (16)
- Principal Financial Group, Inc. 2021 Stock Incentive Plan, as amended and restated effective November 20, 2023 (Filed With SEC on February 20, 2024)
- Description of the Registrants Securities Registered Under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 20, 2024)
- Guarantee of Principal Financial Services, Inc. with respect to the 5.375% Senior Notes due 2033 (Filed With SEC on March 8, 2023)
- Sixteenth Supplemental Indenture (including the form of 5.500% Senior Note due 2053), dated as of March 8, 2023, among Principal Financial Group, Inc., as issuer, Principal... (Filed With SEC on March 8, 2023)
- Fifteenth Supplemental Indenture (including the form of 5.375% Senior Note due 2033), dated as of March 8, 2023, among Principal Financial Group, Inc., as issuer, Principal... (Filed With SEC on March 8, 2023)
- Underwriting Agreement, dated March 6, 2023, among Principal Financial Group, Inc., Principal Financial Services, Inc. and Citigroup Global Markets Inc., BofA Securities, Inc.,... (Filed With SEC on March 8, 2023)
- Guarantee of Principal Financial Services, Inc. with respect to the 5.500% Senior Notes due 2053 (Filed With SEC on March 8, 2023)
- Description of the Registrants Securities Registered Under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 16, 2023)
- Five-Year Credit Agreement, dated as of October 18, 2022, by and among Principal Life Insurance Company, as borrower, Principal Financial Group, Inc., as guarantor, Principal... (Filed With SEC on October 24, 2022)
- Description of the Registrants Securities Registered Under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 11, 2022)
- Form of Principal Financial Group, Inc. and Principal Life Insurance Company Change of Control Employment Agreement, effective December 18. 2021 (Filed With SEC on February 11, 2022)
- The Principal Financial Group, Inc. Executive Severance Plan, effective September 1, 2021 (Filed With SEC on October 28, 2021)
- Cooperation Agreement, dated as of February 21, 2021, by and among Principal Financial Group, Inc., Elliott Investment Management L.P., a Delaware limited partnership, Elliott... (Filed With SEC on February 22, 2021)
- Description of the Registrants Securities Registered Under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 12, 2021)
- Underwriting Agreement, dated August 3, 2020, among Principal Financial Group, Inc., Principal Financial Services, Inc. and Credit Suisse Securities (USA) LLC, relating to the... (Filed With SEC on August 6, 2020)
- Underwriting Agreement, dated June 9, 2020, among Principal Financial Group, Inc., Principal Financial Services, Inc. and Credit Suisse Securities (USA) LLC, Citigroup Global... (Filed With SEC on June 12, 2020)
- Fourteenth Supplemental Indenture (including the form of 2.125% Senior Note due 2030), dated as of June 12, 2020, among Principal Financial Group, Inc., as issuer, Principal... (Filed With SEC on June 12, 2020)
- Guarantee of Principal Financial Services, Inc. with respect to the 2.125% Senior Notes due 2030 (Filed With SEC on June 12, 2020)
- The Principal Financial Group Nonqualified Defined Benefit Plan for Employees (Filed With SEC on February 14, 2020)
- Description of the Registrants Securities Registered under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 14, 2020)
- Thirteenth Supplemental Indenture (including the form of 3.700% Senior Note due 2029), dated as of May 10, 2019, among Principal Financial Group, Inc., as issuer, Principal... (Filed With SEC on May 10, 2019)
- Underwriting Agreement, dated May 7, 2019, among Principal Financial Group, Inc., Principal Financial Services, Inc. and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC and... (Filed With SEC on May 10, 2019)
- Guarantee of Principal Financial Services, Inc. with respect to the 3.700% Senior Notes due 2029 (Filed With SEC on May 10, 2019)
- Purchase Agreement, dated as of April 9, 2019, by and between Wells Fargo Bank, N.A., Principal Financial Services, Inc. and (for certain limited purposes) Wells Fargo & Company (Filed With SEC on May 2, 2019)
- Revised Summary of Standard Compensatory Arrangement for Non-Employee Directors of the Principal Financial Group, Inc., effective November 28, 2017 (Filed With SEC on February 9, 2018)
- 3.100% Senior Notes due 2026 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November... (Filed With SEC on November 10, 2016)
- Principal Financial Group, Inc. $350,000,000 3.100% Senior Notes due 2026 $300,000,000 4.300% Senior Notes due 2046 Underwriting Agreement (Filed With SEC on November 10, 2016)
- 3.100% Senior Notes due 2026 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,... (Filed With SEC on November 10, 2016)
- 4.300% Senior Notes due 2046 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,... (Filed With SEC on November 10, 2016)
- 4.300% Senior Notes due 2046 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November... (Filed With SEC on November 10, 2016)
- INDEMNIFICATION AGREEMENT (Filed With SEC on August 3, 2016)
- THE PRINCIPAL SELECT SAVINGS EXCESS PLAN FOR EMPLOYEES (Amended and Restated Effective January 1, 2016) (Filed With SEC on February 10, 2016)
- THE PRINCIPAL SELECT SAVINGS EXCESS PLAN FOR INDIVIDUAL FIELD (Amended and Restated Effective January 1, 2016) (Filed With SEC on February 10, 2016)
- THE NONQUALIFIED DEFERRED COMPENSATION PLAN FOR SELECT INVESTMENT PROFESSIONALS OF PRINCIPAL FINANCIAL GROUP, INC. AND AFFILIATES (Effective January 1, 2016) (Filed With SEC on February 10, 2016)
- Principal Financial Group, Inc. $400,000,000 3.400% Senior Notes due 2025 Underwriting Agreement (Filed With SEC on May 7, 2015)
- 4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY,... (Filed With SEC on May 7, 2015)
- 3.400% Senior Notes due 2025 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of May 7, 2015 (Filed With SEC on May 7, 2015)
- PRINCIPAL FINANCIAL GROUP, INC. and PRINCIPAL FINANCIAL SERVICES, INC., as guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee JUNIOR SUBORDINATED INDENTURE... (Filed With SEC on May 7, 2015)
- 3.400% Senior Notes due 2025 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,... (Filed With SEC on May 7, 2015)
- 4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF... (Filed With SEC on May 7, 2015)
- Principal Financial Group, Inc. $400,000,000 4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055 Underwriting Agreement (Filed With SEC on May 7, 2015)
- Revised Summary of Standard Compensatory Arrangement for Non-Employee Directors of the Principal Financial Group, Inc. Board of Directors Effective January 1, 2015 (Filed With SEC on February 11, 2015)
- Principal Financial Group, Inc. $300,000,000 1.850% Senior Notes due 2017 $300,000,000 3.125% Senior Notes due 2023 $300,000,000 4.350% Senior Notes due 2043 Underwriting Agreement (Filed With SEC on November 16, 2012)
- 1.850% Senior Notes due 2017 (Filed With SEC on November 16, 2012)
- 3.125% Senior Notes due 2023 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,... (Filed With SEC on November 16, 2012)
- 4.350% Senior Notes due 2043 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,... (Filed With SEC on November 16, 2012)
- 1.850% Senior Notes due 2017 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November... (Filed With SEC on November 16, 2012)
- 3.125% Senior Notes due 2023 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November... (Filed With SEC on November 16, 2012)
- 4.350% Senior Notes due 2043 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November... (Filed With SEC on November 16, 2012)
- ADMINISTRADORA DE FONDOS DE PENSIONES CUPRUM S.A. SALE AND PURCHASE PROMISE AGREEMENT EMPRESAS PENTA S.A. and INVERSIONES BANPENTA LIMITADA, as Promising Sellers and PRINCIPAL... (Filed With SEC on November 13, 2012)
- 3.300% Senior Notes due 2022 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,... (Filed With SEC on September 10, 2012)
- 4.625% Senior Notes due 2042 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,... (Filed With SEC on September 10, 2012)
- 3.300% Senior Notes due 2022 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of September... (Filed With SEC on September 10, 2012)
- 4.625% Senior Notes due 2042 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of September... (Filed With SEC on September 10, 2012)
- Principal Financial Group, Inc. $300,000,000 3.300% Senior Notes due 2022 $300,000,000 4.625% Senior Notes due 2042 Underwriting Agreement (Filed With SEC on September 10, 2012)
- AMENDED AND RESTATED PRINCIPAL FINANCIAL GROUP, INC. 2010 STOCK INCENTIVE PLAN SECTION 1. PURPOSE (Filed With SEC on May 2, 2012)
- Revised Summary of Standard Compensatory Arrangement for Non-Employee Directors of the Principal Financial Group, Inc. Board of Directors Effective January 1, 2012 (Filed With SEC on February 15, 2012)
- PRINCIPAL FINANCIAL GROUP, INC. AND PRINCIPAL LIFE INSURANCE COMPANY CHANGE OF CONTROL EMPLOYMENT AGREEMENT (Filed With SEC on February 16, 2011)
- Revised Summary of Standard Compensatory Arrangement for Non-Employee Directors of the Principal Financial Group, Inc. Board of Directors Effective May 17, 2010 (Filed With SEC on February 16, 2011)
- Principal Financial Group, Inc. $400,000,000 of 7.875% Senior Notes due 2014 $350,000,000 of 8.875% Senior Notes due 2019 Underwriting Agreement (Filed With SEC on May 21, 2009)
- PRINCIPALFINANCIAL GROUP, INC. and PRINCIPALFINANCIAL SERVICES, INC., as guarantor and THE BANK OF NEWYORK MELLON TRUST COMPANY, N.A., as Trustee SENIOR INDENTURE Dated as of May... (Filed With SEC on May 21, 2009)
- 7.875% SeniorNotes due 2014 PRINCIPALFINANCIAL GROUP, INC., as Issuer, and PRINCIPALFINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEWYORK MELLON TRUST COMPANY, N.A., as... (Filed With SEC on May 21, 2009)
- 8.875% SeniorNotes due 2019 PRINCIPALFINANCIAL GROUP, INC., as Issuer, and PRINCIPALFINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEWYORK MELLON TRUST COMPANY, N.A., as... (Filed With SEC on May 21, 2009)
- 7.875% SeniorNotes due 2014 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of May 21, 2009 (Filed With SEC on May 21, 2009)
- 8.875% SeniorNotes due 2019 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of May 21, 2009 (Filed With SEC on May 21, 2009)
- PRINCIPAL FINANCIAL GROUP, INC. 50,650,000 Shares Common Stock, Par Value $0.01 Per Share UNDERWRITING AGREEMENT (Filed With SEC on May 15, 2009)
- The Principal Severance Planfor Senior Executives RestatementEffective March 1, 2009 (Filed With SEC on May 6, 2009)
- AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on August 6, 2008)
- AMENDMENT TOEMPLOYMENT AGREEMENT (Filed With SEC on May 7, 2008)
- PRINCIPAL FINANCIAL GROUP, INC. 6.05% Senior Notes due 2036 (Filed With SEC on December 6, 2006)
- Principal Financial Group, Inc. $100,000,000 6.05% Senior Notes due 2036 Underwriting Agreement (Filed With SEC on December 4, 2006)
- STOCK PURCHASE AGREEMENT among WASHINGTON MUTUAL, INC., NEW AMERICAN CAPITAL, INC., PRINCIPAL FINANCIAL GROUP,INC., and PRINCIPAL MANAGEMENTCORPORATION for the purchase and sale... (Filed With SEC on November 1, 2006)
- Underwriting Agreement (Filed With SEC on October 17, 2006)
- Senior Indenture (Filed With SEC on October 17, 2006)
- First Supplemental Indenture (Filed With SEC on October 17, 2006)
- Senior Note (Filed With SEC on October 17, 2006)
- Exhibit No (Filed With SEC on October 17, 2006)
- CHANGE OFCONTROL SUPPLEMENT TOEMPLOYMENT AGREEMENT FOR J.BARRY GRISWELL (Filed With SEC on May 4, 2006)
- PRINCIPALFINANCIAL GROUP, INC. AND PRINCIPALLIFE INSURANCE COMPANY CHANGE OFCONTROL EMPLOYMENT AGREEMENT (Filed With SEC on May 4, 2006)
- Deferred Compensation Plan for Non-Employee Directors of Principal Financial Group, Inc. (Amended and Restated as of January 1, 2005) (Filed With SEC on March 2, 2006)
- Amendment No. 1 THEPRINCIPAL SELECT SAVINGS EXCESS PLAN (Filed With SEC on March 2, 2006)
- Amendment No. 1 THEPRINCIPAL SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN FOR EMPLOYEES (Filed With SEC on March 2, 2006)
- Deferred Compensation Plan for Non-Employee Directors of Principal Financial Group, Inc. (Amended and Restated as of January 1,2005) (Filed With SEC on November 2, 2005)
- PRINCIPALFINANCIAL GROUP, INC. 2005 DIRECTORS STOCK PLAN ARTICLE I. PURPOSE (Filed With SEC on August 3, 2005)
- PRINCIPALFINANCIAL GROUP, INC. 2005 STOCK INCENTIVE PLAN SECTION 1. PURPOSE (Filed With SEC on August 3, 2005)