Principal Financial Group Contracts & Agreements

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Description of the Registrant's Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Principal Financial Group
Insurance
2025
Principal Financial Group, Inc. 2021 Stock Incentive Plan, as amended and restated effective November 20, 2023
Bonus & Incentive Agreements
Principal Financial Group
Insurance
DE
2024
Description of the Registrants Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Principal Financial Group
Insurance
2024
Guarantee of Principal Financial Services, Inc. with respect to the 5.500% Senior Notes due 2053
Note Agreements
Principal Financial Group
Insurance
NY
2023
Guarantee of Principal Financial Services, Inc. with respect to the 5.375% Senior Notes due 2033
Note Agreements
Principal Financial Group
Insurance
NY
2023
Sixteenth Supplemental Indenture (including the form of 5.500% Senior Note due 2053), dated as of March 8, 2023, among Principal Financial Group, Inc., as issuer, Principal...
Indenture Agreements
Principal Financial Group
Insurance
NY
2023
Fifteenth Supplemental Indenture (including the form of 5.375% Senior Note due 2033), dated as of March 8, 2023, among Principal Financial Group, Inc., as issuer, Principal...
Indenture Agreements
Principal Financial Group
Insurance
NY
2023
Underwriting Agreement, dated March 6, 2023, among Principal Financial Group, Inc., Principal Financial Services, Inc. and Citigroup Global Markets Inc., BofA Securities, Inc.,...
Underwriting Agreements
Principal Financial Group
Insurance
NY
2023
Description of the Registrants Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Principal Financial Group
Insurance
2023
Five-Year Credit Agreement, dated as of October 18, 2022, by and among Principal Life Insurance Company, as borrower, Principal Financial Group, Inc., as guarantor, Principal...
Credit Agreements
Principal Financial Group
Insurance
IA
2022
Description of the Registrants Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Principal Financial Group
Insurance
2022
Form of Principal Financial Group, Inc. and Principal Life Insurance Company Change of Control Employment Agreement, effective December 18. 2021
Change of Control Agreements
Principal Financial Group
Insurance
IA
2022
The Principal Financial Group, Inc. Executive Severance Plan, effective September 1, 2021
Severance Agreements
Principal Financial Group
Insurance
2021
Cooperation Agreement, dated as of February 21, 2021, by and among Principal Financial Group, Inc., Elliott Investment Management L.P., a Delaware limited partnership, Elliott...
Management Agreements
Principal Financial Group
Insurance
DE
2021
Description of the Registrants Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Principal Financial Group
Insurance
2021
Underwriting Agreement, dated August 3, 2020, among Principal Financial Group, Inc., Principal Financial Services, Inc. and Credit Suisse Securities (USA) LLC, relating to the...
Underwriting Agreements
Principal Financial Group
Insurance
NY
2020
Guarantee of Principal Financial Services, Inc. with respect to the 2.125% Senior Notes due 2030
Note Agreements
Principal Financial Group
Insurance
NY
2020
Fourteenth Supplemental Indenture (including the form of 2.125% Senior Note due 2030), dated as of June 12, 2020, among Principal Financial Group, Inc., as issuer, Principal...
Indenture Agreements
Principal Financial Group
Insurance
NY
2020
Underwriting Agreement, dated June 9, 2020, among Principal Financial Group, Inc., Principal Financial Services, Inc. and Credit Suisse Securities (USA) LLC, Citigroup Global...
Underwriting Agreements
Principal Financial Group
Insurance
NY
2020
The Principal Financial Group Nonqualified Defined Benefit Plan for Employees
Principal Financial Group
Insurance
2020
Description of the Registrants Securities Registered under Section 12 of the Securities Exchange Act of 1934
Principal Financial Group
Insurance
2020
Thirteenth Supplemental Indenture (including the form of 3.700% Senior Note due 2029), dated as of May 10, 2019, among Principal Financial Group, Inc., as issuer, Principal...
Indenture Agreements
Principal Financial Group
Insurance
NY
2019
Underwriting Agreement, dated May 7, 2019, among Principal Financial Group, Inc., Principal Financial Services, Inc. and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC and...
Underwriting Agreements
Principal Financial Group
Insurance
NY
2019
Guarantee of Principal Financial Services, Inc. with respect to the 3.700% Senior Notes due 2029
Note Agreements
Principal Financial Group
Insurance
NY
2019
Purchase Agreement, dated as of April 9, 2019, by and between Wells Fargo Bank, N.A., Principal Financial Services, Inc. and (for certain limited purposes) Wells Fargo & Company
Purchase Agreements
Principal Financial Group
Insurance
NY
2019
Revised Summary of Standard Compensatory Arrangement for Non-Employee Directors of the Principal Financial Group, Inc., effective November 28, 2017
Principal Financial Group
Insurance
2018
Principal Financial Group, Inc. $350,000,000 3.100% Senior Notes due 2026 $300,000,000 4.300% Senior Notes due 2046 Underwriting Agreement
Underwriting Agreements
Principal Financial Group
Insurance
2016
4.300% Senior Notes due 2046 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November...
Note Agreements
Principal Financial Group
Insurance
NY
2016
3.100% Senior Notes due 2026 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,...
Indenture Agreements
Principal Financial Group
Insurance
NY
2016
4.300% Senior Notes due 2046 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,...
Indenture Agreements
Principal Financial Group
Insurance
NY
2016
3.100% Senior Notes due 2026 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November...
Note Agreements
Principal Financial Group
Insurance
NY
2016
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Principal Financial Group
Insurance
DE
2016
THE PRINCIPAL SELECT SAVINGS EXCESS PLAN FOR EMPLOYEES (Amended and Restated Effective January 1, 2016)
Principal Financial Group
Insurance
2016
THE PRINCIPAL SELECT SAVINGS EXCESS PLAN FOR INDIVIDUAL FIELD (Amended and Restated Effective January 1, 2016)
Principal Financial Group
Insurance
2016
THE NONQUALIFIED DEFERRED COMPENSATION PLAN FOR SELECT INVESTMENT PROFESSIONALS OF PRINCIPAL FINANCIAL GROUP, INC. AND AFFILIATES (Effective January 1, 2016)
Compensation Agreements
Principal Financial Group
Insurance
2016
Principal Financial Group, Inc. $400,000,000 3.400% Senior Notes due 2025 Underwriting Agreement
Underwriting Agreements
Principal Financial Group
Insurance
2015
4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY,...
Note Agreements
Principal Financial Group
Insurance
NY
2015
3.400% Senior Notes due 2025 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of May 7, 2015
Note Agreements
Principal Financial Group
Insurance
NY
2015
PRINCIPAL FINANCIAL GROUP, INC. and PRINCIPAL FINANCIAL SERVICES, INC., as guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee JUNIOR SUBORDINATED INDENTURE...
Indenture Agreements
Principal Financial Group
Insurance
IA
2015
4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF...
Indenture Agreements
Principal Financial Group
Insurance
NY
2015
Principal Financial Group, Inc. $400,000,000 4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055 Underwriting Agreement
Underwriting Agreements
Principal Financial Group
Insurance
2015
3.400% Senior Notes due 2025 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,...
Indenture Agreements
Principal Financial Group
Insurance
NY
2015
Revised Summary of Standard Compensatory Arrangement for Non-Employee Directors of the Principal Financial Group, Inc. Board of Directors Effective January 1, 2015
Principal Financial Group
Insurance
2015
Principal Financial Group, Inc. $300,000,000 1.850% Senior Notes due 2017 $300,000,000 3.125% Senior Notes due 2023 $300,000,000 4.350% Senior Notes due 2043 Underwriting Agreement
Underwriting Agreements
Principal Financial Group
Insurance
NY
2012
1.850% Senior Notes due 2017
Note Agreements
Principal Financial Group
Insurance
NY
2012
3.125% Senior Notes due 2023 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,...
Indenture Agreements
Principal Financial Group
Insurance
NY
2012
4.350% Senior Notes due 2043 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,...
Indenture Agreements
Principal Financial Group
Insurance
NY
2012
1.850% Senior Notes due 2017 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November...
Note Agreements
Principal Financial Group
Insurance
NY
2012
3.125% Senior Notes due 2023 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November...
Note Agreements
Principal Financial Group
Insurance
NY
2012
4.350% Senior Notes due 2043 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November...
Note Agreements
Principal Financial Group
Insurance
NY
2012
ADMINISTRADORA DE FONDOS DE PENSIONES CUPRUM S.A. SALE AND PURCHASE PROMISE AGREEMENT EMPRESAS PENTA S.A. and INVERSIONES BANPENTA LIMITADA, as Promising Sellers and PRINCIPAL...
Purchase Agreements
Principal Financial Group
Insurance
2012
4.625% Senior Notes due 2042 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,...
Indenture Agreements
Principal Financial Group
Insurance
NY
2012
3.300% Senior Notes due 2022 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of September...
Note Agreements
Principal Financial Group
Insurance
NY
2012
4.625% Senior Notes due 2042 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of September...
Note Agreements
Principal Financial Group
Insurance
NY
2012
3.300% Senior Notes due 2022 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,...
Indenture Agreements
Principal Financial Group
Insurance
NY
2012
Principal Financial Group, Inc. $300,000,000 3.300% Senior Notes due 2022 $300,000,000 4.625% Senior Notes due 2042 Underwriting Agreement
Underwriting Agreements
Principal Financial Group
Insurance
NY
2012
AMENDED AND RESTATED PRINCIPAL FINANCIAL GROUP, INC. 2010 STOCK INCENTIVE PLAN SECTION 1. PURPOSE
Bonus & Incentive Agreements
Principal Financial Group
Insurance
DE
2012
Revised Summary of Standard Compensatory Arrangement for Non-Employee Directors of the Principal Financial Group, Inc. Board of Directors Effective January 1, 2012
Principal Financial Group
Insurance
2012
Revised Summary of Standard Compensatory Arrangement for Non-Employee Directors of the Principal Financial Group, Inc. Board of Directors Effective May 17, 2010
Principal Financial Group
Insurance
2011
PRINCIPAL FINANCIAL GROUP, INC. AND PRINCIPAL LIFE INSURANCE COMPANY CHANGE OF CONTROL EMPLOYMENT AGREEMENT
Change of Control Agreements
Principal Financial Group
Insurance
IA
2011
Principal Financial Group, Inc. $400,000,000 of 7.875% Senior Notes due 2014 $350,000,000 of 8.875% Senior Notes due 2019 Underwriting Agreement
Underwriting Agreements
Principal Financial Group
Insurance
NY
2009
PRINCIPALFINANCIAL GROUP, INC. and PRINCIPALFINANCIAL SERVICES, INC., as guarantor and THE BANK OF NEWYORK MELLON TRUST COMPANY, N.A., as Trustee SENIOR INDENTURE Dated as of May...
Indenture Agreements
Principal Financial Group
Insurance
NY
2009
7.875% SeniorNotes due 2014 PRINCIPALFINANCIAL GROUP, INC., as Issuer, and PRINCIPALFINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEWYORK MELLON TRUST COMPANY, N.A., as...
Principal Financial Group
Insurance
NY
2009
8.875% SeniorNotes due 2019 PRINCIPALFINANCIAL GROUP, INC., as Issuer, and PRINCIPALFINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEWYORK MELLON TRUST COMPANY, N.A., as...
Indenture Agreements
Principal Financial Group
Insurance
NY
2009
7.875% SeniorNotes due 2014 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of May 21, 2009
Guarantee Agreements
Principal Financial Group
Insurance
NY
2009
8.875% SeniorNotes due 2019 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of May 21, 2009
Guarantee Agreements
Principal Financial Group
Insurance
NY
2009
PRINCIPAL FINANCIAL GROUP, INC. 50,650,000 Shares Common Stock, Par Value $0.01 Per Share UNDERWRITING AGREEMENT
Underwriting Agreements
Principal Financial Group
Insurance
NY
2009
The Principal Severance Planfor Senior Executives RestatementEffective March 1, 2009
Severance Agreements
Principal Financial Group
Insurance
IA
2009
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
Principal Financial Group
Insurance
IA
2008
AMENDMENT TOEMPLOYMENT AGREEMENT
Principal Financial Group
Insurance
2008
PRINCIPAL FINANCIAL GROUP, INC. 6.05% Senior Notes due 2036
Note Agreements
Principal Financial Group
Insurance
2006
Principal Financial Group, Inc. $100,000,000 6.05% Senior Notes due 2036 Underwriting Agreement
Underwriting Agreements
Principal Financial Group
Insurance
2006
STOCK PURCHASE AGREEMENT among WASHINGTON MUTUAL, INC., NEW AMERICAN CAPITAL, INC., PRINCIPAL FINANCIAL GROUP,INC., and PRINCIPAL MANAGEMENTCORPORATION for the purchase and sale...
Stock Agreements
Principal Financial Group
Insurance
WA
2006
Senior Note
Note Agreements
Principal Financial Group
Insurance
2006
Exhibit No
Principal Financial Group
Insurance
NY
2006
First Supplemental Indenture
Indenture Agreements
Principal Financial Group
Insurance
DE
2006
Senior Indenture
Indenture Agreements
Principal Financial Group
Insurance
NY
2006
Underwriting Agreement
Underwriting Agreements
Principal Financial Group
Insurance
2006
CHANGE OFCONTROL SUPPLEMENT TOEMPLOYMENT AGREEMENT FOR J.BARRY GRISWELL
Change of Control Agreements
Principal Financial Group
Insurance
IA
2006
PRINCIPALFINANCIAL GROUP, INC. AND PRINCIPALLIFE INSURANCE COMPANY CHANGE OFCONTROL EMPLOYMENT AGREEMENT
Change of Control Agreements
Principal Financial Group
Insurance
IA
2006
Deferred Compensation Plan for Non-Employee Directors of Principal Financial Group, Inc. (Amended and Restated as of January 1, 2005)
Compensation Agreements
Principal Financial Group
Insurance
2006
Amendment No. 1 THEPRINCIPAL SELECT SAVINGS EXCESS PLAN
Principal Financial Group
Insurance
2006
Amendment No. 1 THEPRINCIPAL SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN FOR EMPLOYEES
Retirement Agreements
Principal Financial Group
Insurance
2006
Deferred Compensation Plan for Non-Employee Directors of Principal Financial Group, Inc. (Amended and Restated as of January 1,2005)
Compensation Agreements
Principal Financial Group
Insurance
2005
PRINCIPALFINANCIAL GROUP, INC. 2005 DIRECTORS STOCK PLAN ARTICLE I. PURPOSE
Stock Agreements
Principal Financial Group
Insurance
DE
2005
PRINCIPALFINANCIAL GROUP, INC. 2005 STOCK INCENTIVE PLAN SECTION 1. PURPOSE
Bonus & Incentive Agreements
Principal Financial Group
Insurance
DE
2005