Principal Financial Group Contracts & Agreements

120 Contracts & Agreements
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Eleventh Supplemental Indenture for 4.111% Senior Notes due 2028 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2025
Description of Principal Financial Group, Inc. Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Stock Agreements
Principal Financial Group
Insurance
2025
Description of Principal Financial Group, Inc. Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Stock Agreements
Principal Financial Group
Insurance
2024
Principal Financial Group, Inc. 2021 Stock Incentive Plan (Amended and Restated as of November 20, 2023)
Bonus & Incentive Agreements
Principal Financial Group
Insurance
DE
2024
Underwriting Agreement for $700 Million Senior Notes between Principal Financial Group, Inc. and Underwriters (Citigroup, BofA, HSBC, J.P. Morgan)
Underwriting Agreements
Principal Financial Group
Insurance
NY
2023
Fifteenth Supplemental Indenture for 5.375% Senior Notes due 2033 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2023
Sixteenth Supplemental Indenture for 5.500% Senior Notes due 2053 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2023
Guarantee Agreement for 5.375% Senior Notes due 2033 by Principal Financial Services, Inc. to The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2023
Guarantee Agreement for 5.500% Senior Notes due 2053 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2023
Description of Principal Financial Group, Inc. Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Stock Agreements
Principal Financial Group
Insurance
2023
Five-Year Credit Agreement among Principal Life Insurance Company, Principal Financial Group, Inc., Principal Financial Services, Inc., and Lenders, with Wells Fargo as...
Credit Agreements
Principal Financial Group
Insurance
IA
2022
Description of Principal Financial Group, Inc. Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Stock Agreements
Principal Financial Group
Insurance
2022
Principal Financial Group, Inc. and Principal Life Insurance Company Change of Control Employment Agreement (Approved November 22, 2021)
Change of Control Agreements
Principal Financial Group
Insurance
IA
2022
Principal Financial Group, Inc. Executive Severance Plan (Effective September 1, 2021)
Severance Agreements
Principal Financial Group
Insurance
2021
Cooperation Agreement between Principal Financial Group, Inc. and Elliott Investment Management L.P. (February 2021)
Cooperation Agreements
Principal Financial Group
Insurance
DE
2021
Description of Principal Financial Group, Inc. Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Stock Agreements
Principal Financial Group
Insurance
2021
Underwriting Agreement for $500,000,000 2.125% Senior Notes due 2030 between Principal Financial Group, Inc. and Underwriters
Underwriting Agreements
Principal Financial Group
Insurance
NY
2020
Fourteenth Supplemental Indenture for 2.125% Senior Notes due 2030 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2020
Guarantee Agreement for 2.125% Senior Notes due 2030 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2020
Description of Principal Financial Group, Inc. Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Stock Agreements
Principal Financial Group
Insurance
2020
Thirteenth Supplemental Indenture for 3.700% Senior Notes due 2029 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2019
Ninth Supplemental Indenture for 3.100% Senior Notes due 2026 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2016
Tenth Supplemental Indenture for 4.300% Senior Notes due 2046 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2016
Guarantee Agreement for 3.100% Senior Notes due 2026 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2016
Guarantee Agreement for 4.300% Senior Notes due 2046 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2016
Eighth Supplemental Indenture for 3.400% Senior Notes due 2025 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2015
Junior Subordinated Indenture among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust Company, N.A. dated May 7, 2015
Indenture Agreements
Principal Financial Group
Insurance
IA
2015
First Supplemental Indenture for 4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055 among Principal Financial Group, Inc., Principal Financial Services, Inc., and...
Indenture Agreements
Principal Financial Group
Insurance
NY
2015
Guarantee Agreement for 3.400% Senior Notes due 2025 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2015
Guarantee Agreement for 4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company,...
Guaranty Agreements
Principal Financial Group
Insurance
NY
2015
Sixth Supplemental Indenture for 3.125% Senior Notes due 2023 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2012
Seventh Supplemental Indenture for 4.350% Senior Notes due 2043 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2012
Guarantee Agreement for 1.850% Senior Notes due 2017 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2012
Guarantee Agreement for 3.125% Senior Notes due 2023 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2012
Guarantee Agreement for 4.350% Senior Notes due 2043 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2012
Sale and Purchase Promise Agreement for Shares of Administradora de Fondos de Pensiones Cuprum S.A. between Empresas Penta S.A., Inversiones Banpenta Limitada, and Principal...
Purchase Agreements
Principal Financial Group
Insurance
2012
Third Supplemental Indenture for 3.300% Senior Notes due 2022 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2012
Fourth Supplemental Indenture for 4.625% Senior Notes due 2042 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2012
Guarantee Agreement for 3.300% Senior Notes due 2022 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2012
Guarantee Agreement for 4.625% Senior Notes due 2042 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2012
Amended and Restated Principal Financial Group, Inc. 2010 Stock Incentive Plan
Bonus & Incentive Agreements
Principal Financial Group
Insurance
DE
2012
Principal Financial Group, Inc. and Principal Life Insurance Company Change of Control Employment Agreement
Change of Control Agreements
Principal Financial Group
Insurance
IA
2011
Senior Indenture among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust Company, N.A. dated May 21, 2009
Indenture Agreements
Principal Financial Group
Insurance
NY
2009
First Supplemental Indenture for 7.875% Senior Notes due 2014 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2009
Second Supplemental Indenture for 8.875% Senior Notes due 2019 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2009
Guarantee Agreement for 7.875% Senior Notes due 2014 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2009
Guarantee Agreement for 8.875% Senior Notes due 2019 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2009
Principal Severance Plan for Senior Executives (Restated March 1, 2009)
Severance Agreements
Principal Financial Group
Insurance
IA
2009
Amended and Restated Employment Agreement between Principal Financial Group, Inc. and Larry D. Zimpleman (May 1, 2008)
Employment Agreements
Principal Financial Group
Insurance
IA
2008
Amendment to Employment Agreement between Principal Financial Group, Principal Life Insurance Company, Principal Financial Securities, and J. Barry Griswell
Employment Agreements
Principal Financial Group
Insurance
2008
Amendment No. 1 and Waiver to Stock Purchase Agreement among Washington Mutual, New American Capital, Principal Financial Group, and Principal Management Corporation
Modification Agreements
Principal Financial Group
Insurance
WA
2007
Memorandum of Understanding among Washington Mutual, New American Capital, Principal Financial Group, and Principal Management Corporation (December 29, 2006)
MOUs
Principal Financial Group
Insurance
NY
2007
Employment Agreement between Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, and Larry D. Zimpleman dated June 1, 2006
Employment Agreements
Principal Financial Group
Insurance
IA
2007
Principal Financial Group, Inc. 6.05% Senior Notes Due 2036 Indenture Security Certificate
Note Agreements
Principal Financial Group
Insurance
2006
Underwriting Agreement for $100,000,000 6.05% Senior Notes due 2036 between Principal Financial Group, Inc. and Underwriters
Underwriting Agreements
Principal Financial Group
Insurance
2006
Stock Purchase Agreement among Washington Mutual, Inc., New American Capital, Inc., Principal Financial Group, Inc., and Principal Management Corporation for the Sale of WM...
Purchase Agreements
Principal Financial Group
Insurance
WA
2006
Underwriting Agreement for $500,000,000 6.05% Senior Notes due 2036 between Principal Financial Group, Inc. and Underwriters
Underwriting Agreements
Principal Financial Group
Insurance
2006
Senior Indenture between Principal Financial Group, Inc. and The Bank of New York, dated October 11, 2006
Indenture Agreements
Principal Financial Group
Insurance
NY
2006
First Supplemental Indenture for $500,000,000 6.05% Senior Notes Due 2036 between Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York
Indenture Agreements
Principal Financial Group
Insurance
DE
2006
Principal Financial Group, Inc. 6.05% Senior Notes Due 2036 (Indenture with The Bank of New York)
Note Agreements
Principal Financial Group
Insurance
2006
Guarantee Agreement between Principal Financial Services, Inc. and The Bank of New York as Trustee (October 16, 2006)
Guaranty Agreements
Principal Financial Group
Insurance
NY
2006
Change of Control Supplement to Employment Agreement for J. Barry Griswell by Principal Financial Group, Inc., Principal Financial Services, Inc., and Principal Life Insurance...
Change of Control Agreements
Principal Financial Group
Insurance
IA
2006
Principal Financial Group, Inc. and Principal Life Insurance Company Change of Control Employment Agreement
Change of Control Agreements
Principal Financial Group
Insurance
IA
2006
Deferred Compensation Plan for Non-Employee Directors of Principal Financial Group, Inc. (Amended and Restated as of January 1, 2005)
Compensation Agreements
Principal Financial Group
Insurance
2006
Amendment No. 1 to The Principal Select Savings Excess Plan (Effective January 1, 2006)
Retirement Agreements
Principal Financial Group
Insurance
2006
Amendment No. 1 to The Principal Supplemental Executive Retirement Plan for Employees
Retirement Agreements
Principal Financial Group
Insurance
2006
Deferred Compensation Plan for Non-Employee Directors of Principal Financial Group, Inc. (Amended and Restated as of January 1, 2005)
Compensation Agreements
Principal Financial Group
Insurance
2005
Principal Financial Group, Inc. 2005 Stock Incentive Plan
Bonus & Incentive Agreements
Principal Financial Group
Insurance
DE
2005
Principal Financial Group, Inc. 2005 Directors Stock Plan
Equity Distribution Agreements
Principal Financial Group
Insurance
DE
2005
Underwriting Agreement for Series A and B Preferred Stock between Principal Financial Group, Inc. and Underwriters (Lehman Brothers Inc. as Representative)
Underwriting Agreements
Principal Financial Group
Insurance
NY
2005
Certificate of Designations of Series A Non-Cumulative Perpetual Preferred Stock of Principal Financial Group, Inc.
Stock Agreements
Principal Financial Group
Insurance
2005
Certificate of Designations of Series B Non-Cumulative Perpetual Preferred Stock of Principal Financial Group, Inc.
Articles of Amendment
Principal Financial Group
Insurance
2005
Specimen Certificate for Series A Non-Cumulative Perpetual Preferred Stock of Principal Financial Group, Inc.
Stock Agreements
Principal Financial Group
Insurance
2005
Specimen Stock Certificate for Series B Non-Cumulative Perpetual Preferred Stock of Principal Financial Group, Inc.
Stock Agreements
Principal Financial Group
Insurance
2005
Amendment to Amended and Restated Rights Agreement among Principal Financial Group, Mellon Investor Services, and Computershare
Investor Rights Agreements
Principal Financial Group
Insurance
2005
Principal Financial Group, Inc. Annual Incentive Plan
Bonus & Incentive Agreements
Principal Financial Group
Insurance
2005
Summary of Standard Compensatory Arrangement for Non-Employee Directors of Principal Financial Group, Inc.
Compensation Agreements
Principal Financial Group
Insurance
2005
Deferred Compensation Plan for Non-Employee Directors of Principal Financial Group, Inc. (Amended and Restated May 19, 2003)
Compensation Agreements
Principal Financial Group
Insurance
2005
Underwriting Agreement for Principal Financial Group, Inc. Common Stock Offering (U.S. Version)
Underwriting Agreements
Principal Financial Group
Insurance
IA
2001
Principal Financial Group, Inc. Common Stock Certificate and Rights Agreement Notice
Stock Agreements
Principal Financial Group
Insurance
2001
Plan of Conversion of Principal Mutual Holding Company under Iowa Code Sections 521A.14(5)(b) and 508B.2
Plan of Reorganization Agreements
Principal Financial Group
Insurance
IA
2001
Share Sale Deed among BT Investments (Australia) LLC, Deutsche Bank AG, Bankers Trust Corporation, and Principal Financial Group (Australia) Pty Limited, dated June 17, 1999
Purchase Agreements
Principal Financial Group
Insurance
DE
2001
Deed of Amendment to Share Sale Deed among BT Investments (Australia) LLC, Deutsche Bank AG, Principal Financial Group (Australia) Pty Limited, and Others
Modification Agreements
Principal Financial Group
Insurance
2001
Second Amendment to Share Sale Deed among BT Investments (Australia) LLC, Deutsche Bank AG, Principal Financial Group (Australia) Pty Limited, and Others
Purchase Agreements
Principal Financial Group
Insurance
2001
Stockholder Rights Agreement between Principal Financial Group, Inc. and Rights Agent (2001)
Shareholders Agreements
Principal Financial Group
Insurance
DE
2001
Principal Financial Group, Inc. Stock Incentive Plan
Bonus & Incentive Agreements
Principal Financial Group
Insurance
IA
2001
Principal Financial Group Long-Term Performance Plan (Amended and Restated as of January 1, 2001)
Bonus & Incentive Agreements
Principal Financial Group
Insurance
DE
2001
Principal Financial Group Amended and Restated Incentive Pay Plan (Effective January 1, 2001)
Bonus & Incentive Agreements
Principal Financial Group
Insurance
IA
2001
Principal Financial Group, Inc. Directors Stock Plan
Stock Agreements
Principal Financial Group
Insurance
DE
2001
Amendment No. 5 to the Principal Select Savings Excess Plan
Retirement Agreements
Principal Financial Group
Insurance
2001
Amendment No. 3 to Supplemental Executive Retirement Plan for Employees – Principal Life Insurance Company
Retirement Agreements
Principal Financial Group
Insurance
2001
Employment Agreement between Principal Mutual Holding Company, Principal Financial Group, Principal Financial Services, Principal Life Insurance Company, and J. Barry Griswell
Employment Agreements
Principal Financial Group
Insurance
IA
2001
Change of Control Supplement and Amendment to Employment Agreement for J. Barry Griswell
Change of Control Agreements
Principal Financial Group
Insurance
IA
2001
Change of Control Employment Agreement (Tier One Executives) between Principal Mutual Holding Company and Principal Life Insurance Company
Change of Control Agreements
Principal Financial Group
Insurance
IA
2001
Fiscal Agency Agreement among Principal Financial Group (Australia) Holdings Pty Limited, Principal Financial Services, Inc., and U.S. Bank Trust National Association (August 25,...
Principal Financial Group
Insurance
IA
2001
Underwriting Agreement for $100,000,000 2.125% Senior Notes due 2030 between Principal Financial Group, Inc. and Credit Suisse Securities (USA) LLC
Underwriting Agreements
Principal Financial Group
Insurance
NY
2020
Principal Financial Group Nonqualified Defined Benefit Plan for Employees (Amended and Restated Effective January 1, 2019)
Retirement Agreements
Principal Financial Group
Insurance
2020
Underwriting Agreement for $500,000,000 3.700% Senior Notes due 2029 between Principal Financial Group, Inc. and Underwriters
Underwriting Agreements
Principal Financial Group
Insurance
NY
2019
Guarantee Agreement for 3.700% Senior Notes due 2029 between Principal Financial Services, Inc. and The Bank of New York Mellon Trust Company, N.A.
Guaranty Agreements
Principal Financial Group
Insurance
NY
2019
Purchase Agreement between Wells Fargo Bank, N.A., Principal Financial Services, Inc., and Wells Fargo & Company (April 9, 2019)
Purchase Agreements
Principal Financial Group
Insurance
NY
2019
Revised Compensatory Arrangement for Non-Employee Directors of Principal Financial Group, Inc.
Compensation Agreements
Principal Financial Group
Insurance
2018
Underwriting Agreement for $650,000,000 Senior Notes between Principal Financial Group, Inc. and Underwriters (2016)
Underwriting Agreements
Principal Financial Group
Insurance
2016
Indemnification Agreement between Principal Financial Group, Inc. and Indemnitee (June 9, 2016)
Indemnification Agreements
Principal Financial Group
Insurance
DE
2016
Principal Select Savings Excess Plan for Employees (Amended and Restated Effective January 1, 2016)
Retirement Agreements
Principal Financial Group
Insurance
2016
Principal Select Savings Excess Plan for Individual Field (Amended and Restated Effective January 1, 2016)
Retirement Agreements
Principal Financial Group
Insurance
2016
Nonqualified Deferred Compensation Plan for Select Investment Professionals of Principal Financial Group, Inc. and Affiliates (Effective January 1, 2016)
Compensation Agreements
Principal Financial Group
Insurance
2016
Underwriting Agreement for $400,000,000 3.400% Senior Notes due 2025 between Principal Financial Group, Inc. and Underwriters
Underwriting Agreements
Principal Financial Group
Insurance
2015
Underwriting Agreement for $400,000,000 4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055 by Principal Financial Group, Inc. and Underwriters
Underwriting Agreements
Principal Financial Group
Insurance
2015
Revised Compensatory Arrangement for Non-Employee Directors of Principal Financial Group, Inc. (Effective January 1, 2015)
Compensation Agreements
Principal Financial Group
Insurance
2015
Underwriting Agreement for $900,000,000 Senior Notes by Principal Financial Group, Inc. and Underwriters
Underwriting Agreements
Principal Financial Group
Insurance
NY
2012
Fifth Supplemental Indenture for 1.850% Senior Notes due 2017 among Principal Financial Group, Inc., Principal Financial Services, Inc., and The Bank of New York Mellon Trust...
Indenture Agreements
Principal Financial Group
Insurance
NY
2012
Underwriting Agreement for $600,000,000 Senior Notes between Principal Financial Group, Inc. and Underwriters (Citigroup, Barclays, Wells Fargo)
Underwriting Agreements
Principal Financial Group
Insurance
NY
2012
Revised Compensatory Arrangement for Non-Employee Directors of Principal Financial Group, Inc. (Effective January 1, 2012)
Compensation Agreements
Principal Financial Group
Insurance
2012
Revised Compensatory Arrangement for Non-Employee Directors of Principal Financial Group, Inc. (Effective May 17, 2010)
Compensation Agreements
Principal Financial Group
Insurance
2011
Amendment to Employment Agreement between Larry D. Zimpleman and Principal Financial Group, Inc. (December 1, 2009)
Employment Agreements
Principal Financial Group
Insurance
2010
Underwriting Agreement for $750,000,000 Senior Notes between Principal Financial Group, Inc. and Underwriters (2009)
Underwriting Agreements
Principal Financial Group
Insurance
NY
2009
Underwriting Agreement between Principal Financial Group, Inc. and Merrill Lynch & Co. for Common Stock Offering
Underwriting Agreements
Principal Financial Group
Insurance
NY
2009
Revised Compensatory Arrangement for Non-Employee Directors of Principal Financial Group, Inc. (Effective March 28, 2009)
Compensation Agreements
Principal Financial Group
Insurance
2009
Amendment to Employment Agreement between Larry D. Zimpleman and Principal Financial Group, Inc. (March 2009)
Employment Agreements
Principal Financial Group
Insurance
2009
Revised Compensatory Arrangement for Non-Employee Directors of Principal Financial Group, Inc.
Compensation Agreements
Principal Financial Group
Insurance
2008