Amendment No. 2 to PPL Employee Stock Ownership Plan, dated December 1, 2018
Contract Categories:
Business Finance
- Stock Agreements
EX-4.A-3 3 ppl-12312018ex4ax3.htm EXHIBIT 4.A-3 Exhibit
Exhibit 4(a)-3
AMENDMENT NO. 2
TO
PPL EMPLOYEE STOCK OWNERSHIP PLAN
WHEREAS, PPL Services Corporation (“PPL”) has adopted the PPL Employee Stock Ownership Plan (“Plan”) effective January 1, 2000; and
WHEREAS, the Plan was amended and restated effective December 1, 2016, and subsequently amended by Amendment No. 1; and
NOW, THEREFORE, the Plan is hereby amended as follows:
I. | Effective December 1, 2018, Appendix A is amended to read as follows: |
Appendix A
Participating Company
Name | Effective Date | |
1. | PPL Services Corporation | July 1, 2000 |
2. | PPL Electric Utilities Corporation | January 1, 1975 |
3. | PPL EnergyPlus, LLC | July 14, 1998 (not participating as of June 1, 2015) |
4. | PPL Generation, LLC | July 1, 2000 (not participating as of June 1, 2015) |
5. | PPL Brunner Island, LLC | July 1, 2000 (not participating as of June 1, 2015) |
6. | PPL Holtwood, LLC | July 1, 2000 (not participating as of June 1, 2015) |
7. | PPL Martins Creek, LLC | July 1, 2000 (not participating as of June 1, 2015) |
8. | PPL Montour, LLC | July 1, 2000 (not participating as of June 1, 2015) |
9. | PPL Susquehanna, LLC | July 1, 2000 (not participating as of June 1, 2015) |
10. | PPLSolutions, LLC | January 1, 2002 |
11. | Lower Mount Bethel Energy, LLC | September 30, 2002 (not participating as of June 1, 2015) |
12. | PPL Development Company, LLC | January 1, 2006 |
13. | PPL Global, LLC | January 1, 2006 |
14. | PPL Energy Services Group, LLC | September 25, 2006 (not participating as of June 1, 2015) |
15. | PPL Interstate Energy Company | January 1, 2008 (not participating as of June 1, 2015) |
16. | PPL Strategic Development, LLC | January 1, 2012 |
17. | PPL EnergyPlus Retail, LLC | June 23, 2011 (not participating as of June 1, 2015) |
18. | PPL Energy Supply, LLC | September 17, 2012 (not participating as of June 1, 2015) |
19. | PPL TransLink, Inc | February 11, 2016 |
20. | PPL EU Services Corporation | Effective January 1, 2015 |
21. | PPL Distributed Energy Resources, LLC | December 1, 2018 |
II. Except as provided in this Amendment No. 2, all other provisions of the Plan shall remain in full force and effect.
IN WITNESS WHEREOF, this Amendment No. 2 is executed this _____ day of _______________, 2018.
EMPLOYEE BENEFIT PLAN BOARD | ||
By:_________________________________ | ||
Julissa Burgos | ||
Chair, Employee Benefit Plan Board | ||
