J. B. POINDEXTER & CO., INC. As Issuer
Exhibit 4.11
J. B. POINDEXTER & CO., INC.
As Issuer
THE SUBSIDIARY GUARANTORS NAMED HEREIN
As Guarantors
WILMINGTON TRUST COMPANY
As Trustee
FIFTH SUPPLEMENTAL INDENTURE
Dated as of October 19, 2006
to
INDENTURE
Dated as of March 15, 2004
8¾ % Senior Notes Due 2014
FIFTH SUPPLEMENTAL INDENTURE, dated as of October 19, 2006, (herein called this Supplemental Indenture) among J.B. POINDEXTER & CO., INC., a corporation duly organized and existing under the laws of the State of Delaware (herein called the Company), having its principal office at 1100 Louisiana Street, Suite 5400, Houston, Texas 77002, each of MORGAN TRUCK BODY, LLC, a Delaware limited liability company (as successor in interest to Morgan Corporation, a New Jersey corporation Morgan), TRUCK ACCESSORIES GROUP, LLC, a Delaware limited liability company (as successor in interest to Truck Accessories Group, Inc., a Delaware corporation TAG), LOWY GROUP, INC., a Delaware corporation (Lowy), EFP, LLC, a Delaware limited liability company (as successor in interest to EFP Corporation, a Delaware corporation EFP), MIC GROUP, LLC, a Delaware limited liability company (as successor in interest to MIC Group, Inc., a Delaware corporation MIC), RAIDER INDUSTRIES, INC., a Saskatchewan corporation (Raider), SWK HOLDINGS, INC., a Texas corporation (SWK), UNIVERSAL BRIXIUS, LLC, a Delaware limited liability company (as successor in interest to Universal Brixius, Inc., a Wisconsin corporation Brixius), MORGAN TRAILER FINANCIAL CORPORATION, a Nevada corporation (MTFC), MORGAN TRAILER FINANCIAL MANAGEMENT, L.P., a Texas limited partnership (MTFMLP), MORGAN OLSON, LLC, a Delaware limited liability company (as successor in interest to Morgan Olson Corporation, a Delaware corporation MOC), COMMERCIAL BABCOCK INC., an Ontario corporation (CB), FEDERAL COACH LLC, a Delaware limited liability company (Federal), EAGLE SPECIALTY VEHICLES, LLC, a Delaware limited liability company (as successor in interest to Eagle Specialty Vehicles, Inc., an Ohio corporation (Eagle), and STATE WIDE ALUMINUM, INC., an Indiana corporation (State Wide) (Morgan, TAG, Lowy, EFP, MIC, Raider, SWK, Brixius, MTFC, MTFMLP, MOC, CB, Federal, Eagle and State Wide are collectively called the Subsidiary Guarantors), and WILMINGTON TRUST COMPANY, a Delaware banking corporation, having its principal corporate trust office at Rodney Square North, 1100 North Market Street, Wilmington, Delaware, as Trustee (herein called the Trustee).
R E C I T A L
WHEREAS, the Company, the Subsidiary Guarantors and the Trustee are parties to that certain Indenture, dated as of March 15, 2004, as amended by the First Supplemental Indenture dated as of December 14, 2004, the Second Supplemental Indenture dated as of June 10, 2005, the Third Supplemental Indenture dated as of January 9, 2006, and the Fourth Supplemental Indenture dated as of April 17, 2006 (the Indenture) governing the Companys 8¾ % Senior Notes due 2014 (the Securities) issued thereunder;
WHEREAS, Section 9.01(4) of the Indenture provides that, without the consent of any Holders, the Company, the Subsidiary Guarantors, and the Trustee, at any time and from time to time, may supplement the Indenture, in form satisfactory to the Trustee, for the purpose of allowing additional guarantors to become Subsidiary Guarantors of the obligations of the Company and those of each other Subsidiary Guarantor under the Indenture and the Securities; provided such action pursuant to Section 9.01 shall not adversely affect the interests of the Holders in any material respect;
WHEREAS, on September 30, 2006 (i) Truck Accessories Group, Inc. was converted from a Delaware corporation into a Delaware limited liability company named Truck
1
Accessories Group, LLC; (ii) EFP Corporation was converted from a Delaware corporation into a Delaware limited liability company named EFP, LLC; (iii) MIC Group, Inc. was converted from a Delaware corporation into a Delaware limited liability company named MIC, LLC; (iv) Universal Brixius, Inc. was converted from a Wisconsin corporation into a Delaware limited liability company named Universal Brixius, LLC and (v) Morgan Olson Corporation was converted from a Delaware corporation into a Delaware limited liability company named Morgan Olson, LLC (collectively, the LLC Conversions);
WHEREAS, on September 30, 2006 (i) Eagle Specialty Vehicles, Inc., an Ohio corporation was merged into Eagle Specialty Vehicles, LLC, a Delaware limited liability company, with such limited liability company being the surviving entity and (ii) Morgan Corporation was merged into Morgan Truck Body, LLC, a Delaware limited liability company, with such limited liability company being the surviving entity (collectively, the Mergers); and
WHEREAS, the Board of Directors of the Company has determined that making the surviving entities of the LLC Conversions and the Mergers Subsidiary (the Additional Guarantors) Guarantors of the Indenture does not adversely affect the interests of the Holders in any material respect;
WHEREAS, the Company and the Subsidiary Guarantors pursuant to the foregoing authority, propose in and by this Supplemental Indenture to amend and supplement the Indenture as provided in this Supplemental Indenture, and request the Trustee to enter into this Supplemental Indenture; and
WHEREAS, all things necessary to make this Supplemental Indenture a valid agreement of the Company, the Subsidiary Guarantors, the Additional Guarantors and the Trustee and a valid amendment of and supplement to the Indenture have been done;
NOW, THEREFORE, for and in consideration of the premises, it is mutually covenanted and agreed for the equal and proportionate benefit of all Holders of the Securities:
SECTION 1. Definitions. All terms used in this Supplemental Indenture which are not defined in this Supplemental Indenture and which are defined in the Indenture shall have the meanings assigned to them in the Indenture.
SECTION 2. Agreement to Guarantee. Each Additional Guarantor hereby agrees and confirms that, by its execution and delivery of this Second Supplemental Indenture, it will be deemed to be a Guarantor for all purposes of the obligations of the Company and those of each other Subsidiary Guarantor under the Indenture and the Securities, and shall have all the obligations of a Subsidiary Guarantor hereunder with the same effect as if it had been named a Subsidiary Guarantor in the Indenture and the Securities. Each Additional Guarantor hereby ratifies, as of the date hereof, and agrees to be bound by, all of the terms, provisions and conditions in the Indenture and the Securities applicable to a Subsidiary Guarantor.
SECTION 3. Incorporation of Supplemental Indenture. All provisions of this Supplemental Indenture shall be deemed to be incorporated in, and made a part of, the Indenture, and the Indenture, as supplemented and amended by this Supplemental Indenture, shall be read, taken and construed as one and the same instrument.
2
SECTION 4. Headings. The Article and Section headings of this Supplemental Indenture are for convenience only and shall not affect the construction hereof.
SECTION 5. Counterparts. This Supplemental Indenture may be executed in any number of counterparts, each of which so executed shall be deemed to be an original, but all such counterparts shall together constitute but one and the same instrument.
SECTION 6. Conflict with Trust Indenture Act. If any provision hereof limits, qualifies or conflicts with a provision of the Trust Indenture Act that is required under such Act to be part of and govern this Supplemental Indenture, the latter provision shall control. If any provision of this Supplemental Indenture modifies or excludes any provision of the Trust Indenture Act that may be so modified or excluded, the latter provision shall be deemed to apply to this Supplemental Indenture as so modified or to be excluded, as the case may be.
SECTION 7. Successors and Assigns. All covenants and agreements in this Supplemental Indenture by the Company or any Subsidiary Guarantor shall bind its respective successors and assigns, whether so expressed or not.
SECTION 8. Separability Clause. In case any provisions in this Supplemental Indenture shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.
SECTION 9. Benefits of Supplemental Indenture. Nothing in this Supplemental Indenture, express or implied, shall give to any Person, other than the parties hereto, and their successors hereunder and the Holders of Securities, any benefit or any legal or equitable right, remedy or claim under this Supplemental Indenture.
SECTION 10. Governing Law. This Supplemental Indenture shall be governed by and construed in accordance with the laws of the State of New York.
THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK
3
IN WITNESS WHEREOF, the parties have caused this Supplemental Indenture to be duly executed, and their respective corporate seals to be hereunder affixed and attested, all as of the date and year first above written.
Attest: |
| J. B. POINDEXTER & CO., INC. | |
|
|
| |
|
|
| |
|
| By: |
|
|
|
| Robert S. Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
Attest: |
| MORGAN TRUCK BODY, LLC | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S. Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
Attest: |
| TRUCK ACCESSORIES GROUP, LLC | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S. Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
Attest: |
| LOWY GROUP, INC. | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S. Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
Attest: |
| EFP, LLC | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S. Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
Attest: |
| MIC GROUP, LLC | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S. Whatley |
|
|
| Vice President |
4
Attest: |
| RAIDER INDUSTRIES, INC. | |
|
| a Saskatchewan corporation | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
Attest: |
| SWK HOLDINGS, INC. | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
Attest: |
| UNIVERSAL BRIXIUS, LLC | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
|
|
|
|
Attest: |
| MORGAN TRAILER FINANCIAL CORPORATION | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S. Whatley |
|
|
| Secretary |
|
|
|
|
|
|
|
|
|
| MORGAN TRAILER FINANCIAL | |
|
| MANAGEMENT, L.P. | |
|
|
|
|
Attest: |
| By: | Morgan Truck Body, LLC, its general partner |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S. Whatley |
|
|
| Vice President |
5
Attest: |
| MORGAN OLSON, LLC | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
Attest: |
| COMMERCIAL BABCOCK INC. | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
Attest: |
| FEDERAL COACH LLC | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
|
|
|
|
Attest: |
| EAGLE SPECIALTY VEHICLES, LLC | |
|
|
|
|
|
|
|
|
|
| By: |
|
|
|
| Robert S. Whatley |
|
|
| Vice President |
|
|
|
|
|
|
|
|
Attest: |
| STATE WIDE ALUMINUM, INC. | |
|
|
| |
|
|
|
|
|
| By: |
|
|
|
| Robert S. Whatley |
|
|
| Vice President |
6
Attest: |
| WILMINGTON TRUST COMPANY | |
|
|
| |
|
|
|
|
|
| By: |
|
|
| Name: |
|
|
| Title: |
|
7
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of J. B. Poindexter & Co., Inc., a Delaware corporation, one of the corporations described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Directors of said corporation.
|
| |
|
| Notary Public |
|
|
|
|
|
|
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of Morgan Truck Body, LLC, a Delaware limited liability company, one of the companies described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Managers of said company.
|
| |
|
| Notary Public |
8
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of Truck Accessories Group, LLC, a Delaware limited liability company, one of the companies described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Managers of said company.
|
| |
|
| Notary Public |
|
|
|
|
|
|
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of Lowy Group, Inc., a Delaware corporation, one of the corporations described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Directors of said corporation.
|
| |
|
| Notary Public |
9
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of EFP, LLC, a Delaware limited liability company, one of the companies described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Managers of said company.
|
| |
|
| Notary Public |
|
|
|
|
|
|
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of MIC Group, LLC, a Delaware limited liability company, one of the companies described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Managers of said company.
|
| |
|
| Notary Public |
10
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of Raider Industries Inc., a corporation formed in Saskatchewan, Canada, one of the corporations described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Directors of said corporation.
|
| |
|
| Notary Public |
|
|
|
|
|
|
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of SWK Holdings, Inc., a Texas corporation, one of the corporations described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Directors of said corporation.
|
| |
|
| Notary Public |
11
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of Universal Brixius, LLC, a Delaware limited liability company, one of the companies described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Managers of said company.
|
| |
|
| Notary Public |
|
|
|
|
|
|
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Secretary of Morgan Trailer Financial Corporation, a Nevada corporation, one of the corporations described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Directors of said corporation.
|
| |
|
| Notary Public |
12
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of Morgan Truck Body, LLC, a Delaware limited liability company and the general partner of Morgan Trailer Financial Management, L.P., a Texas limited partnership, one of the legal entities described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Managers of Morgan Truck Body, LLC as General Partner of Morgan Trailer Financial Management, L.P.
|
| |
|
| Notary Public |
|
|
|
|
|
|
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of Morgan Olson, LLC, a Delaware limited liability company, one of the companies described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Managers of said company.
|
| |
|
| Notary Public |
13
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley, to me known, who, being by me duly sworn, did depose and say that he is Vice President of Commercial Babcock, Inc., a corporation formed in Ontario, Canada, one of the corporations described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Directors of said corporation.
|
| |
|
| Notary Public |
|
|
|
|
|
|
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley to me known, who, being by me duly sworn, did depose and say that he is Vice President of Federal Coach LLC, a Delaware limited liability company, one of the companies described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Managers of said company.
|
| |
|
| Notary Public |
14
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley to me known, who, being by me duly sworn, did depose and say that he is Vice President of Eagle Specialty Vehicles, LLC, a Delaware limited liability company, one of the companies described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Managers of said company.
|
| |
|
| Notary Public |
|
|
|
|
|
|
STATE OF TEXAS | § |
|
| § | ss. |
COUNTY OF HARRIS | § |
|
On the 2nd day of October 2006, before me personally came Robert S. Whatley to me known, who, being by me duly sworn, did depose and say that he is Vice President of State Wide Aluminum, Inc., an Indiana corporation, one of the corporations described in and which executed the foregoing instrument, and that he signed his name thereto by authority of the Board of Directors of said corporation.
|
| |
|
| Notary Public |
15
STATE OF TEXAS | § |
| ||
| § | ss. | ||
COUNTY OF |
|
| § |
|
On the day of October 2006, before me personally came to me known, who, being by me duly sworn, did depose and say that [he she] is of Wilmington Trust Company, as Trustee described in and which executed the foregoing instrument, and that [he she] signed [his her] name thereto by authority of the Board of Directors of said corporation.
|
| |
|
| Notary Public |
16