Specimen Common Stock Certificate for Plumtree Software, Inc.
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This document is a specimen certificate representing shares of common stock in Plumtree Software, Inc., a Delaware corporation. It certifies that the named holder owns fully paid and nonassessable shares, which can be transferred on the company's books by the holder or an authorized agent upon proper endorsement and surrender of the certificate. The certificate is only valid when countersigned by the transfer agent and registered by the registrar. It also outlines procedures for transferring shares and obtaining information about stock rights upon request.
EX-4.1 4 0004.txt SPECIMEN COMMON STOCK CERTIFICATE EXHIBIT 4.1 Number Shares plumtree(TM) PLUMTREE SOFTWARE, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE THIS CERTIFICATE IS TRANSFERABLE SEE REVERSE FOR CERTAIN DEFINITIONS IN CANTON, MA OR NEW YORK, NY CUSIP 729400 10 4 This Certifies that is the record holder of FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.001 PAR VALUE, OF - --------------------------- PLUMTREE SOFTWARE, INC. ---------------------------- transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar. WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. Dated: [SEAL APPEARS HERE] /s/ ERIC BORRMANN /s/ JOHN KUNZE CORPORATE SECRETARY CHIEF EXECUTIVE OFFICER AND PRESIDENT ++++++++++++++++++++++++++++++++++++ +++++++++++++++++++++++++++++++++++++++++++ AMERICAN BANK NOTE COMPANY PRODUCTION COORDINATOR: MARY TARTAGLIA 65TH and SANSOM STREET PROOF OF NOVEMBER 15, 2000 PHILADELPHIA, PA PLUMTREE ###-###-#### H 68441 tc SALES: M. BANDHU ###-###-#### OPERATOR /HOME 45/LIVE JOBS/P/PLUMTREE 86441 NEW ++++++++++++++++++++++++++++++++++++ +++++++++++++++++++++++++++++++++++++++++++ COUNTERSIGNED AND REGISTERED EQUISERVE TRUST COMPANY, N.A. TRANSFER AGENT AND REGISTRAR AUTHORIZED SIGNATURE PLU [LOGO OF PLUMTREE] PLUMTREE SOFTWARE, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE THIS CERTIFICATE IS TRANSFERABLE SEE REVERSE FOR CERTAIN DEFINITIONS IN CANTON, MA OR NEW YORK, NY CUSIP 729400 10 4 This Certifies that is the record holder of FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.001 PAR VALUE, OF - --------------------------- PLUMTREE SOFTWARE, INC. ---------------------------- transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar. WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. Dated: [SEAL APPEARS HERE] /s/ ERIC BORRMANN /s/ JOHN KUNZE CORPORATE SECRETARY CHIEF EXECUTIVE OFFICER AND PRESIDENT ++++++++++++++++++++++++++++++++++++ +++++++++++++++++++++++++++++++++++++++++++ AMERICAN BANK NOTE COMPANY PRODUCTION COORDINATOR: MARY TARTAGLIA 65TH and SANSOM STREET PROOF OF NOVEMBER 15, 2000 PHILADELPHIA, PA PLUMTREE ###-###-#### H 68441 tc SALES: M. BANDHU ###-###-#### OPERATOR /HOME 45/LIVE JOBS/P/PLUMTREE 86441 NEW ++++++++++++++++++++++++++++++++++++ +++++++++++++++++++++++++++++++++++++++++++ COUNTERSIGNED AND REGISTERED EQUISERVE TRUST COMPANY, N.A. TRANSFER AGENT AND REGISTRAR By AUTHORIZED SIGNATURE The Corporation shall furnish without charge to each stockholder who so request a statement of the powers, designations, preferences and relative, participating, optional, or other special rights of each class of stock of the Corporation or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights. Such requests shall be made to the Corporation's Secretary at the principal office of the Corporation. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations.
Additional abbreviations my also be used though not in the above list For Value Received, ________________________hereby sell(s), assign(s), and transfer(s) unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE - -------------------------------------- - -------------------------------------- ________________________________________________________________________________ (PLEASE PRINT OR TYPEWRITE NAME AN ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) ________________________________________________________________________________ ________________________________________________________________________________ __________________________________________________________________________Shares of the common stock represented by the within certificate, and do hereby irrevocably constitute and appoint ________________________________________________________________________Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated ______________________________ X _________________________________________ X _________________________________________ NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE REST OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. Signature(s) Guaranteed By______________________________________________________________________________ THE SIGNATURE(S) MUST GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPORVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad- 15 ++++++++++++++++++++++++++++++++++++ +++++++++++++++++++++++++++++++++++++++++++ AMERICAN BANK NOTE COMPANY PRODUCTION COORDINATOR: MARY TARTAGLIA 65TH and SANSOM STREET PROOF OF NOVEMBER 15, 2000 PHILADELPHIA, PA PLUMTREE ###-###-#### H 68441 tc SALES: M. BANDHU ###-###-#### OPERATOR /HOME 45/LIVE JOBS/P/PLUMTREE 86441 NEW ++++++++++++++++++++++++++++++++++++ +++++++++++++++++++++++++++++++++++++++++++