EX-4.1: FORM OF SPECIMEN CERTIFICATE

EX-4.1 2 y18025a2exv4w1.htm EX-4.1: FORM OF SPECIMEN CERTIFICATE exv4w1
 

 

PGT, Inc.
     THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO REQUESTS THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OR SERIES THEREOF AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND/OR RIGHTS. ANY SUCH REQUEST SHOULD BE ADDRESSED TO THE SECRETARY OF THE CORPORATION AT ITS PRINCIPAL PLACE OF BUSINESS.
     The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

         
TEN COM
  –   as tenants in common
TEN ENT
  –   as tenants by the entireties
JT TEN
  –   as joint tenants with right of
 
      survivorship and not as tenants
 
      in common
         
UNIF GIFT MIN ACT –                       Custodian                    
 
      (Cust)           (Minor)
 
        
    under Uniform Gifts to Minors
 
        
    Act                                                            
    (State)
 
        
UNIF TRANS MIN ACT –                       Custodian                    
 
      (Cust)           (Minor)
 
        
    under Uniform Transfers to Minors
 
        
    Act                                                            
    (State)


Additional abbreviations may also be used though not in the above list.
For value received,                                                                                      hereby sell, assign and transfer unto
     
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE		    
 
 
Please print or typewrite name and address including postal zip code of assignee
 
 
                                                                                                                                                                                               Shares
of the Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
 
Attorney to transfer the said Shares on the books of the within-named Corporation with full power of substitution in the premises.
Dated                                         

      
NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE, IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER.
 
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.


 
 
KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.