CONFIDENTIAL TREATMENT REQUESTED
Exhibit 10.4
CONFIDENTIAL TREATMENT REQUESTED
CONFIDENTIAL PORTIONS OF THIS DOCUMENT HAVE BEEN REDACTED AND HAVE BEEN SEPARATELY FILED WITH THE SECURITIES AND EXCHANGE COMMISSION. INFORMATION THAT WAS OMITTED IN THE EDGAR VERSION HAS BEEN NOTED IN THIS DOCUMENT WITH A PLACEHOLDER IDENTIFIED BY THE MARK [***].
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT | 1. CONTRACT ID CODE | PAGE OF PAGES 1 | 1 | ||||||||||||||
2. AMENDMENT/MODIFICATION NO. 0015 | 3. EFFECTIVE DATE See Block 16C | 4. REQUISITION/PURCHASE REQ. NO. | 5 PROJECT NO, (If applicable)
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6. ISSUED BY | CODE | ASPR-BARDA | 7. ADMINISTERED BY (If other than Item 6) | CODE | ASPR-BARDA02 | |||||||||||
ASPR-BARDA 200 Independence Ave., S.W. Room 640-G Washington DC 20201
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ASPR-BARDA 330 Independence Ave, SW, Rm G640 Washington DC 20201 |
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and ZIP code
PFENEX, INC 1358378 FENEX BIOPHARMACEUTICALS, INC. 10790 ROSELLE ST SAN DIEGO CA 921211718
| 9A. AMENDMENT OF SOLICITATION NO. | |||||||||||||
(x) | ||||||||||||||
9B. DATED (SEE ITEM 11)
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x | 10A. MODIFICATION OF CONTRACT/ORDER NO. HHSO100201000045C
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10B. DATED (SEE ITEM 13) | ||||||||||||||
CODE 1358378 | FACILITY CODE
| 07/30/2010
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11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers is extended. is not extended. Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods: (a) By completing Items 8 and 15, and returning copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA (if required) See Schedule |
13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS. IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.
CHECK ONE
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.
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X | B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).
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C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:
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D. OTHER (Specify type of modification and authority)
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E. IMPORTANT: Contractor is not X is required to sign this document and return 2 copies to the issuing office.
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)
Tax ID Number: 27-1356759
DUNS Number: 013603710
A. The purpose of this modification is to transfer the inventory on the attached list from this expired contract HHS0100201000045C to active contract HHSO100201500011C.
SEE ATTACHED
B. This is a bilateral administrative no-cost modification. The total contract amount and all other terms and conditions remain the same.
Period of Performance: 07/30/2010 to 08/31/2015
Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.
15A. NAME AND TITLE OF SIGNER (Type or print) | 16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
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PATRICK LUCY, CBO
| THOMAS P. HASTINGS
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15B. CONTRACTOR/OFFEROR | 15C. DATE SIGNED | 16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED | |||||||
/s/ Patrick Lucy
(Signature of person authorized to sign) | 3/11/16
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/s/ Thomas P. Hastings (Signature of Contracting Officer)
| 3/14/16
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NSN 7540-01-152-8070 Previous edition unusable | STANDARD FORM 30 (REV. 10-83) Prescribed by GSA FAR (48 CFR) 53.243 |
[***] | Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions. |
CONFIDENTIAL TREATMENT REQUESTED
CONFIDENTIAL PORTIONS OF THIS DOCUMENT HAVE BEEN REDACTED AND HAVE BEEN SEPARATELY FILED WITH THE SECURITIES AND EXCHANGE COMMISSION. INFORMATION THAT WAS OMITTED IN THE EDGAR VERSION HAS BEEN NOTED IN THIS DOCUMENT WITH A PLACEHOLDER IDENTIFIED BY THE MARK [***].
Pfenex
Government Property - BARDA
500-200-200-100
Purchased under HHSO100201000045C
Month/Year | Invoice Number | Description | Vendor | Amount | ||||||||||||||
Aug-2010 | 08/09/2010 | Inv #  ###-###-#### | [***] | [***] | [***] | Equipment COA #2 | ||||||||||||
Aug-2010 | 08/09/2010 | Inv #  ###-###-#### | [***] | [***] | [***] | Equipment COA #2 | ||||||||||||
Aug-2010 | 08/09/2010 | Inv #  ###-###-#### | [***] | [***] | [***] | Equipment COA #2 | ||||||||||||
Aug-2010 | 08/09/2010 | Inv #  ###-###-#### | [***] | [***] | [***] | Equipment COA #2 | ||||||||||||
Sep-2010 | 08/06/2010 | Inv # 00002422 | [***] | [***] | [***] | Equipment COA #4 | ||||||||||||
Sep-2010 | 08/06/2010 | Inv # 00002422 | [***] | [***] | [***] | Equipment COA #4 | ||||||||||||
Sep-2010 | 08/06/2010 | Inv # 00002422 | [***] | [***] | [***] | Equipment COA #4 | ||||||||||||
Sep-2010 | 08/09/2010 | Inv #  ###-###-#### | [***] | [***] | [***] | Equipment COA #2 | ||||||||||||
Oct-2010 | 09/30/2010 | Inv # 140098091 | [***] | [***] | [***] | Equipment COA #3 | ||||||||||||
Oct-2010 | 09/30/2010 | Inv # 140098091 | [***] | [***] | [***] | |||||||||||||
Oct-2010 | 09/30/2010 | Inv # 140098091 | [***] | [***] | [***] | |||||||||||||
Oct-2010 | 10/13/2010 | Inv No.  ###-###-#### | [***] | [***] | [***] | Equipment COA #5 | ||||||||||||
Oct-2010 | 10/13/2010 | Inv No.  ###-###-#### | [***] | [***] | [***] | |||||||||||||
Nov-2010 | 10/27/2010 | Inv # 7187 | [***] | [***] | [***] | Equipment COA #7 | ||||||||||||
Nov-2010 | 10/27/2010 | Inv # 7187 | [***] | [***] | [***] | |||||||||||||
Dec-2010 | 8/31/2010 | Inv # SI00036149 | [***] | [***] | [***] | |||||||||||||
Jan-2011 | 2BARDA.00563.611.1.AB.LA | INV00003343 | [***] | [***] | Proj Start Up AB Lab | PO-0000075 | [***] | |||||||||||
Mar-2011 | 2BARDA.00563.611.1.AB.LA | 140103744 | [***] | [***] | Proj Start Up AB Lab | PO-0000063 | [***] | |||||||||||
Apr-2011 | 2BARDA.00563.623.1.DS.LA | 3607625 | [***] | [***] | WT DSP Dev DS Lab | PO-0000061 | [***] | |||||||||||
May-2011 | 2BARDA.00563.613.2.AB.NL | S100036785 | [***] | [***] | WT Purification AB No Lab | C-10453 | [***] | |||||||||||
Aug-2011 | 2BARDA.00563.613.4.AB.LA | 11-1405A | [***] | [***] | Sample Analysis AB Lab | [***] | ||||||||||||
Sep-2011 | 2BARDA.00563.613.4.AB.NL | 104277-RC | [***] | [***] | Sample Analysis AB No Lab | [***] | ||||||||||||
Sep-2011 | 2BARDA.00563.613.4.AB.NL | 269516538-RC | [***] | [***] | Sample Analysis AB No Lab | [***] | ||||||||||||
Sep-2011 | 2BARDA.00563.623.2.DS.NL | 311896-RC | [***] | [***] | Mutant DSP Dev DS No Lab | [***] | ||||||||||||
Oct-2011 | 2BARDA.00563.613.4.AB.LA | 11-1372RC | [***] | [***] | Sample Analysis AB Lab | [***] | ||||||||||||
Oct-2011 | 2BARDA.00563.613.4.AB.LA | 11-1373-RC | [***] | [***] | Sample Analysis AB Lab | [***] | ||||||||||||
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Total | [***] |
[***] | Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions. |