PERNIX THERAPEUTICS HOLDINGS, INC. Contracts & Agreements

Order Confirming Third Amended Joint Plan of Liquidation of Pernix Sleep, Inc (Filed With SEC on June 26, 2019)

Amended and Restated Asset Purchase Agreement, dated as of April 15, 2019, by and among Pernix Therapeutics Holdings, Inc. and Currax Holdings LLC (Filed With SEC on April 19, 2019)

Letter Agreement, dated February 13, 2019, by and between Pernix Therapeutics LLC and John Sedor (Filed With SEC on February 19, 2019)

Letter Agreement, dated February 13, 2019, by and between Pernix Therapeutics LLC and Kenneth R. Pia (Filed With SEC on February 19, 2019)

Letter Agreement, dated February 13, 2019, by and between Pernix Therapeutics LLC and Glenn Whaley (Filed With SEC on February 19, 2019)

Asset Purchase Agreement, dated as of February 18, 2019, by and among Pernix Therapeutics Holdings, Inc., the other Sellers party thereto, and Phoenix Top Holdings LLC (Filed With SEC on February 19, 2019)

Amendment to Employment Agreement, dated November 20, 2018, by and between John A. Sedor and Pernix Therapeutics Holdings, Inc (Filed With SEC on November 21, 2018)

Stockholders Agreement, dated July 27, 2018, by and among Nalpropion Pharmaceuticals, Inc., 1992 MSF International Ltd., 1992 Tactical Credit Master Fund, L.P., 1992 Master Fund... (Filed With SEC on November 13, 2018)

Services Agreement, dated July 27, 2018, between Nalpropion Pharmaceuticals, Inc. and Pernix Therapeutics, LLC (Filed With SEC on November 13, 2018)

Amendment No. 3 to the ABL Facility, August 1, 2018, by and among Pernix, the guarantors and lenders party thereto and Cantor Fitzgerald Securities, as agent (Filed With SEC on November 13, 2018)

Amendment No. 2 to the Term Facility, dated August 1, 2018, by and among PIP DAC, the lenders party thereto and Cantor Fitzgerald Securities, as agent (Filed With SEC on November 13, 2018)

First Supplemental Indenture, dated July 27, 2018, between Pernix Therapeutics Holdings, Inc. and Wilmington Trust, National Trust Association, as Trustee (Filed With SEC on November 13, 2018)

Form of Articles Supplementary for 0% Series C Perpetual Convertible Preferred Stock (Filed With SEC on August 1, 2018)

Form of Exchange Agreement, dated August 1, 2018, by and among Pernix Therapeutics Holdings, Inc., Deerfield Management L.P. and certain of its affiliates (Filed With SEC on August 1, 2018)

Form of Equitization Exchange Agreement, dated August 1, 2018, by and among Pernix Therapeutics Holdings, Inc. and 1992 Tactical Credit Master Fund, L.P (Filed With SEC on August 1, 2018)

Form of Equitization Exchange Agreement, dated August 1, 2018, by and among Pernix Therapeutics Holdings, Inc. and 1992 MSF International Ltd (Filed With SEC on August 1, 2018)

Form of Amendment No. 3 to the ABL Facility, August 1, 2018, by and among Pernix, the guarantors and lenders party thereto and Cantor Fitzgerald Securities, as agent (Filed With SEC on August 1, 2018)

Form of Amendment No. 2 to the Term Facility, dated August 1, 2018, by and among PIP DAC, the lenders party thereto and Cantor Fitzgerald Securities, as agent (Filed With SEC on August 1, 2018)

Pernix Therapeutics Holdings, Inc. 2017 Omnibus Incentive Plan, as amended (Filed With SEC on May 22, 2018)

Form of Restricted Stock Unit Agreement under Pernix Therapeutics Holdings, Inc. 2017 Omnibus Incentive Plan, as amended (Filed With SEC on May 22, 2018)

Form of Nonqualified Stock Option Agreement under Pernix Therapeutics Holdings, Inc. 2017 Omnibus Incentive Plan, as amended (Filed With SEC on May 22, 2018)

Amendment Number 1 to Credit Agreement, dated April 23, 2018, by and among Pernix Therapeutics Holdings, Inc. and certain of its subsidiaries as borrowers and guarantors, Pernix... (Filed With SEC on April 24, 2018)

Offer Letter, dated September 22, 2017, by and between Pernix Therapeutics Holdings, Inc. and John R. Leone (Filed With SEC on March 8, 2018)

Waiver, Amendment and Consent Agreement, dated November 2, 2017, among Pernix Therapeutics Holdings, Inc. and the other signatories thereto (Filed With SEC on March 8, 2018)

Amended and Restated Code of Business Conduct and Ethics of Pernix Therapeutics Holdings, Inc (Filed With SEC on March 8, 2018)

Employment Agreement, dated February 6, 2018, between Pernix Therapeutics Holdings, Inc. and Angus Smith (Filed With SEC on February 6, 2018)

Form of Indemnification Agreement between Pernix Therapeutics Holdings, Inc. and Certain Executive Officers and Directors (Filed With SEC on February 6, 2018)

Third Supplemental Indenture, dated December 29, 2017, by and among Pernix Therapeutics Holdings, Inc., and U.S. Bank National Association, as trustee (Filed With SEC on December 29, 2017)

Pernix Therapeutics Holdings, Inc. 2017 Omnibus Incentive Plan (Filed With SEC on November 15, 2017)

Employment Agreement, dated July 21, 2017, by and between Pernix Therapeutics Holdings, Inc. and Kenneth R. Pina (Filed With SEC on November 7, 2017)

EXCHANGEAGREEMENT (Filed With SEC on July 20, 2017)

Amendment No. 1 to the Credit Agreement by and among Wells Fargo Bank, National Association, as Administrative Agent, the Lenders that are parties thereto, as Lenders and Pernix... (Filed With SEC on April 20, 2017)

Amended and Restated 2010 Employee Stock Purchase Plan (Filed With SEC on March 28, 2017)

Amended and Restated Golf Trust of America, Inc. 2007 Stock Option Plan (Filed With SEC on March 28, 2017)

Form of Amended and Restated Merger Partner Stockholder Agreement (Filed With SEC on March 28, 2017)

Credit Agreement by and among Wells Fargo Bank, National Association, as Administrative Agent, the Lenders that are parties thereto, as Lenders and Pernix Therapeutics Holdings,... (Filed With SEC on March 28, 2017)

Resignation and Release Agreement, dated December 21, 2016, by and between Pernix Therapeutics Holdings, Inc. and Terence Novak (Filed With SEC on March 28, 2017)

Form of Nonqualified Stock Option Agreement under the Amended and Restated Pernix Therapeutics Holdings, Inc. 2009 Stock Incentive Plan (Filed With SEC on March 28, 2017)

Form of Nonqualified Stock Option Agreement under the Amended and Restated Pernix Therapeutics Holdings, Inc. 2015 Omnibus Incentive Plan (Filed With SEC on March 28, 2017)

Restricted Share Unit Agreement under the Amended and Restated Pernix Therapeutics Holdings, Inc. 2015 Omnibus Incentive Plan (Filed With SEC on March 28, 2017)

Subsidiaries of the Company (Filed With SEC on March 28, 2017)

Amendment to the Interim Settlement Agreement dated March 17, 2017 (Filed With SEC on March 21, 2017)

Resignation and Release Agreement, dated December 21, 2016, by and between Pernix Therapeutics Holdings, Inc. and Terence Novak (Filed With SEC on December 28, 2016)

Form of Indemnification Agreement between Pernix Therapeutics Holdings, Inc. and Certain Executive Officers and Directors (Filed With SEC on December 23, 2016)

Offer Letter, dated November 16, 2016, by and between Pernix Therapeutics Holdings, Inc. and Gabriel Leung (Filed With SEC on November 22, 2016)

Offer Letter, dated October 27, 2016, by and between Pernix Therapeutics Holdings, Inc. and Dennis H. Langer, M.D., J.D (Filed With SEC on November 7, 2016)

Employment Agreement, dated November 3, 2016, by and between Pernix Therapeutics Holdings, Inc. and John A. Sedor (Filed With SEC on November 7, 2016)

Nonqualified Stock Option Agreement under the Amended and Restated Pernix Therapeutics Holdings, Inc. 2009 Stock Incentive Plan, dated November 3, 2016, by and between Pernix... (Filed With SEC on November 7, 2016)

Nonqualified Stock Option Agreement under the Amended and Restated Pernix Therapeutics Holdings, Inc. 2015 Omnibus Incentive Plan, dated November 3, 2016, by and between Pernix... (Filed With SEC on November 7, 2016)

Restricted Share Unit Agreement under the Amended and Restated Pernix Therapeutics Holdings, Inc. 2015 Omnibus Incentive Plan, dated November 3, 2016, by and between Pernix... (Filed With SEC on November 7, 2016)

Employment Agreement, dated November 3, 2016, by and between Pernix Therapeutics Holdings, Inc. and Graham G. Miao, Ph.D (Filed With SEC on November 7, 2016)

Nonqualified Stock Option Agreement under the Amended and Restated Pernix Therapeutics Holdings, Inc. 2009 Stock Incentive Plan, dated November 3, 2016, by and between Pernix... (Filed With SEC on November 7, 2016)

Restricted Share Unit Agreement under the Amended and Restated Pernix Therapeutics Holdings, Inc. 2015 Omnibus Incentive Plan, dated November 3, 2016, by and between Pernix... (Filed With SEC on November 7, 2016)

CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY... (Filed With SEC on May 1, 2015)

AMENDMENT TO ASSET PURCHASE AGREEMENT (Filed With SEC on May 1, 2015)

PERNIX THERAPEUTICS HOLDINGS, INC. AND WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee THIRD SUPPLEMENTAL INDENTURE Dated as of April 21, 2015 8.00% Convertible Senior Notes... (Filed With SEC on April 24, 2015)

PERNIX THERAPEUTICS HOLDINGS, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of April 21, 2015 12% Senior Secured Notes due 2020 (Filed With SEC on April 24, 2015)

PERNIX THERAPEUTICS HOLDINGS, INC. AND WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of April 22, 2015 4.25% Convertible Senior Notes due 2021 TABLE OF... (Filed With SEC on April 24, 2015)

Inducement Agreement, dated as of April 16, 2015, by and among Pernix Therapeutics Holdings, Inc. and the investors listed on Schedule 1 thereto (Filed With SEC on April 17, 2015)

Consent Solicitation Support Agreement, dated as of April 13, 2015, between the Company and each of the Noteholders party thereto (Filed With SEC on April 16, 2015)

Employment Offer Letter, dated June 20, 2014 , by and between Pernix Therapeutics Holdings, Inc. and Sanjay S. Patel (Filed With SEC on June 25, 2014)

COMMON STOCK PURCHASE WARRANT For the Purchase of 500,000 Shares of Common Stock of PERNIX THERAPEUTICS HOLDINGS, INC. (Filed With SEC on May 16, 2014)

AMENDMENT NO. 2 TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on May 12, 2014)

Amendment No. 1 to the Pernix Therapeutics Holdings, Inc. 2009 Stock Incentive Plan (Filed With SEC on March 17, 2014)

Employment Offer Letter between the Company and Terence Novak dated March 9, 2014 (Filed With SEC on March 11, 2014)

Amended and Restated License Agreement by and between Pernix Sleep, Inc. (formerly Somaxon Pharmaceuticals, Inc.) and ProCom One, Inc. dated September 15, 2010 (Filed With SEC on November 12, 2013)

Joinder Agreement and First Amendment to Asset Purchase Agreement dated September 11, 2013 among the Company and Cypress Pharmaceuticals, Inc., a Mississippi corporation... (Filed With SEC on September 17, 2013)

Asset Purchase Agreement by and among Breckenridge Pharmaceutical, Inc., on the one hand, and the Company and Cypress Pharmaceuticals, Inc., on the other hand, dated as of August... (Filed With SEC on August 9, 2013)

Offer letter between the Company and Cooper Collins dated May 8, 2013 (Filed With SEC on August 9, 2013)

Offer letter between the Company and Michael Pearce dated May 28, 2013 (Filed With SEC on August 9, 2013)

Severance letter between the Company and Tracy Clifford dated July 19, 2013 (Filed With SEC on August 9, 2013)

Offer Letter dated April 19, 2013 by and between Pernix Therapeutics Holdings, Inc. and Brian Dorsey (Filed With SEC on April 25, 2013)

AMENDMENT NO. ONE TO CREDIT AND GUARANTY AGREEMENT AND LIMITED WAIVER (Filed With SEC on March 18, 2013)

FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT (Filed With SEC on January 4, 2013)

CREDIT AND GUARANTY AGREEMENT DATED AS OF DECEMBER 31, 2012 AMONG PERNIX THERAPEUTICS HOLDINGS, INC., MIDCAP FUNDING V, LLC, as Administrative Agent, as a Lender and as... (Filed With SEC on January 4, 2013)

Agreement and Plan of Merger dated December 10, 2012 by and among Pernix Therapeutics Holdings, Inc., Pernix Acquisition Corp. I and Somaxon Pharmaceuticals, Inc (Filed With SEC on December 12, 2012)

Securities Purchase Agreement, dated as of November 13, 2012, by and among Pernix Therapeutics Holdings, Inc., Cypress Pharmaceuticals, Inc., all of the stockholders of Cypress... (Filed With SEC on November 15, 2012)

First Amendment to Loan Agreement effective as of September 8, 2012 by and among Pernix Therapeutics Holdings, Inc. and Pernix Therapeutics, LLC, as Borrowers, and Regions Bank,... (Filed With SEC on September 12, 2012)

AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AND NON-COMPETE AGREEMENT (Filed With SEC on March 29, 2012)

Sales Agreement, dated February 10, 2012, between Pernix Therapeutics Holdings, Inc. and Cantor Fitzgerald & Co (Filed With SEC on February 10, 2012)

Consulting Agreement by and between Pernix Therapeutics Holdings, Inc. and Jan Loeb dated August 29, 2011 (Filed With SEC on November 14, 2011)

4,000,000 Shares PERNIX THERAPEUTICS HOLDINGS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on July 21, 2011)

AMENDED AND RESTATED MERGER PARTNER STOCKHOLDER AGREEMENT (Filed With SEC on May 31, 2011)

AMENDED AND RESTATED EMPLOYMENT AND NON-COMPETE AGREEMENT (Filed With SEC on March 30, 2011)

STOCK PURCHASE AGREEMENT BY AND AMONG PERNIX THERAPEUTICS, LLC PERNIX THERAPEUTICS HOLDINGS, INC. AND JEFFREY S. KIEL, PAUL H. KREUTZER, KERRY L. MORTENSEN, H. GREG THOMAS, AND... (Filed With SEC on March 30, 2011)

Agreement and Plan of Merger By and Among Golf Trust of America, Inc., GTA Acquisition, LLC and Pernix Therapeutics, Inc. dated as of October 6, 2009 (Filed With SEC on October 7, 2009)

FIRST AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on May 14, 2009)

Resolutions of the Board of Directors dated March 9, 2009 and associated Exhibits re:Certification and Schedule 13D of Odyssey Value Advisors, LLC re an inadvertent acquisition of... (Filed With SEC on March 20, 2009)

SETTLEMENTAGREEMENT (Filed With SEC on October 8, 2008)

THIS AGREEMENT CONTAINS AN ARBITRATION PROVISIONPURSUANT TO THE SOUTH CAROLINA UNIFORM ARBITRATION ACT PURCHASEAND SALE AGREEMENT (WildewoodCountry Club and The Country Club at... (Filed With SEC on October 1, 2008)

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF SOUTH CAROLINA FLORENCE DIVISION (Filed With SEC on February 4, 2008)

PROMISSORY NOTE (Filed With SEC on February 4, 2008)

BUSINESS LOAN AGREEMENT (Filed With SEC on August 16, 2007)

COMMERCIAL SECURITYAGREEMENT (Filed With SEC on August 16, 2007)

PROMISSORY NOTE (Filed With SEC on August 16, 2007)

MORTGAGE (Filed With SEC on August 16, 2007)

ASSET PURCHASE AGREEMENT (Filed With SEC on June 26, 2007)

Exhibit A SCHEDULE OF PARTNERS, ALLOCATION OF PARTNERSHIP UNITS, PERCENTAGE INTERESTS AND THE AGREED UPON VALUE OF NON-CASH INTERCOMPANY ADVANCES (Filed With SEC on April 2, 2007)

FIRST AMENDMENT TODEFENSE AND ESCROW AGREEMENT (Filed With SEC on January 4, 2007)

LOAN SATISFACTIONAND TERMINATION OF ASSIGNMENT OF DEFENSE AND ESCROW AGREEMENT (Filed With SEC on January 4, 2007)

Exhibit A SCHEDULE OF PARTNERS, ALLOCATION OF PARTNERSHIP UNITS, PERCENTAGE INTERESTS AND THE AGREED UPON VALUE OF NON-CASH INTERCOMPANY ADVANCES (Filed With SEC on November 14, 2006)

TERMINATION AND RELEASE AGREEMENT (Filed With SEC on October 3, 2006)

Exhibit A SCHEDULE OF PARTNERS, ALLOCATION OF PARTNERSHIP UNITS, PERCENTAGE INTERESTS AND THE AGREED UPON VALUE OF NON-CASH INTERCOMPANY ADVANCES (Filed With SEC on August 21, 2006)

Exhibit A SCHEDULE OF PARTNERS, ALLOCATION OF PARTNERSHIP UNITS, PERCENTAGEINTERESTS AND THE AGREED UPON VALUE OF NON-CASHINTERCOMPANY ADVANCES (Filed With SEC on May 15, 2006)

Exhibit A SCHEDULE OF PARTNERS, ALLOCATION OF PARTNERSHIP UNITS, PERCENTAGE INTERESTS AND THE AGREED UPON VALUE OF NON-CASH CAPITAL CONTRIBUTIONS (Filed With SEC on April 17, 2006)

ASSETPURCHASE AGREEMENT SELLER GROUP: GOLF TRUST OF AMERICA, INC. GOLF TRUST OF AMERICA, L.P. GTA-IB, LLC GTA-IB GOLF RESORT, LLC GTA-IB CONDOMINIUM, LLC GTA-IB MANAGEMENT, LLC... (Filed With SEC on November 14, 2005)

AMENDED ANDRESTATED LOAN AGREEMENT (Filed With SEC on August 9, 2005)

NOTICE OF FUTURE ADVANCE, NOTE, MORTGAGE AND LOANDOCUMENT MODIFICATION AGREEMENT (Filed With SEC on August 9, 2005)

Exhibit A SCHEDULE OF PARTNERS, ALLOCATION OF PARTNERSHIP UNITS, PERCENTAGE INTERESTS AND THE AGREED UPON VALUE OF NON-CASH CAPITAL CONTRIBUTIONS (Filed With SEC on August 16, 2004)

SETTLEMENT AGREEMENT (Filed With SEC on July 29, 2004)

DEFENSE AND ESCROW AGREEMENT (Filed With SEC on July 29, 2004)

OPERATIONALBENEFITS AGREEMENT (Filed With SEC on July 29, 2004)

MANAGEMENT AGREEMENT (Innisbrook Resort) (Filed With SEC on July 29, 2004)

ASSIGNMENT,CONSENT, SUBORDINATION AND NONDISTURBANCE AGREEMENT (Filed With SEC on July 29, 2004)

FACILITY MANAGEMENT AGREEMENT FOR THE WESTIN INNISBROOK GOLF RESORT (Filed With SEC on July 29, 2004)

LOANAGREEMENT (Filed With SEC on July 29, 2004)

PARCEL F DEVELOPMENT AGREEMENT (Filed With SEC on July 29, 2004)

Exhibit A SCHEDULE OF PARTNERS, ALLOCATION OF PARTNERSHIP UNITS, PERCENTAGE INTERESTS AND THE AGREED UPON VALUE OF NON-CASH CAPITAL CONTRIBUTIONS (Filed With SEC on May 11, 2004)

Exhibit A SCHEDULE OF PARTNERS, ALLOCATION OF PARTNERSHIP UNITS, PERCENTAGE INTERESTS AND THE AGREED UPON VALUE OF NON-CASH CAPITAL CONTRIBUTIONS (Filed With SEC on November 14, 2003)

FOURTHAMENDED AND RESTATED EMPLOYMENT AGREEMENT (Scott D. Peters) August 29, 2003 (Filed With SEC on October 9, 2003)

GENERAL RELEASE (Filed With SEC on October 9, 2003)

Exhibit A SCHEDULE OF PARTNERS, ALLOCATION OF PARTNERSHIP UNITS, PERCENTAGE INTERESTS AND THE AGREED UPON VALUE OFNON-CASH CAPITAL CONTRIBUTIONS (Filed With SEC on August 14, 2003)

Exhibit A ALLOCATION OF PARTNERSHIP UNITS, PERCENTAGEOF INTERESTS AND THE AGREED UPON VALUE OF NON-CASH CAPITAL CONTRIBUTIONS (Filed With SEC on May 15, 2003)

Exhibit A SCHEDULE OF PARTNERS, ALLOCATION OF PARTNERSHIP UNITS, PERCENTAGEINTERESTS AND THE AGREED UPON VALUE OF NON-CASH CAPITALCONTRIBUTIONS (Filed With SEC on November 15, 2001)

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PERNIX THERAPEUTICS HOLDINGS, INC. Contracts & Agreements