PennantPark Floating Rate Capital Ltd. Contracts & Agreements

31 Contracts & Agreements
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Filed
Equity Distribution Agreement, dated as of July 17, 2024, by and among PennantPark Floating Rate Capital Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
2024
Equity Distribution Agreement, dated as of August 11, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
2023
Equity Distribution Agreement, dated as of August 11, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
2023
Equity Distribution Agreement, dated as of August 11, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
2023
Equity Distribution Agreement, dated as of March 31, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Equity Distribution Agreement, dated as of March 31, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Equity Distribution Agreement, dated as of March 31, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Underwriting Agreement, dated January 23, 2023, among PennantPark Floating Rate Capital Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment Administration, LLC, and...
Underwriting Agreements
PennantPark Floating Rate Capital Ltd.
2023
First Amendment to Revolving Credit and Security Agreement, dated September 15, 2022, among PennantPark Floating Rate Funding I, LLC, PennantPark Investment Advisers, LLC, the...
Credit Agreements
PennantPark Floating Rate Capital Ltd.
2022
Underwriting Agreement, dated August 8, 2022, among PennantPark Floating Rate Capital Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment Administration, LLC, and...
Underwriting Agreements
PennantPark Floating Rate Capital Ltd.
2022
Amended and Restated Administration Agreement between the Registrant and PennantPark Investment Administration LLC, dated July 1, 2022
Administration Agreements
PennantPark Floating Rate Capital Ltd.
2022
Equity Distribution Agreement JMP Securities LLC
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
2022
Equity Distribution Agreement Raymond James & Associates, Inc
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2022
Underwriting Agreement, dated October 6, 2021, by and among the Company, PennantPark Investment Advisers, LLC, and Goldman Sachs & Co. LLC, Keefe, Bruyette & Woods, Inc. and...
Underwriting Agreements
PennantPark Floating Rate Capital Ltd.
2021
Equity Distribution Agreement, dated as of August 20, 2021, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2021
Equity Distribution Agreement, dated as of August 20, 2021, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2021
Underwriting Agreement, dated March 18, 2021 by and among the Company, PennantPark Investment Advisers, LLC, and Goldman Sachs & Co. LLC, Keefe, Bruyette & Woods, Inc. and Truist...
Underwriting Agreements
PennantPark Floating Rate Capital Ltd.
2021
Indenture, dated as of March 23, 2021, by and between the Company and American Stock Transfer & Trust Company, LLC, as trustee
Indenture Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2021
First Supplemental Indenture, dated as of March 23, 2021, by and between the Company and American Stock Transfer & Trust Company, LLC, as trustee
Indenture Agreements
PennantPark Floating Rate Capital Ltd.
2021
Description of Securities
PennantPark Floating Rate Capital Ltd.
Capital Markets
2019
First Amendment to Purchase and Contribution Agreement, dated as of January 16, 2018, between PennantPark Floating Rate Capital Ltd., as the seller, and PennantPark Floating Rate...
Purchase Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2018
Second Amendment to Third Amended and Restated Revolving Credit and Security Agreement, dated as of November 9, 2017, among PennantPark Floating Rate Funding I, LLC, as borrower,...
Credit Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2017
PENNANTPARK SENIOR SECURED LOAN FUND I LLC LIMITED LIABILITY COMPANY AGREEMENT
Loan Agreements
PennantPark Floating Rate Capital Ltd.
2017
INDEMNIFICATION AGREEMENT
Indemnification Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
MD
2016
SECOND AMENDED AND RESTATED INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN PENNANTPARK FLOATING RATE CAPITAL LTD. AND PENNANTPARKINVESTMENT ADVISERS, LLC
Management Agreements
PennantPark Floating Rate Capital Ltd.
2016
FIRST AMENDMENT TO THIRD AMENDED AND RESTATED REVOLVING CREDITAND SECURITY AGREEMENT
Security Agreements
PennantPark Floating Rate Capital Ltd.
2015
AGREEMENT AND PLAN OF MERGER by and among MCG CAPITAL CORPORATION, PENNANTPARK FLOATING RATE CAPITAL LTD., PFLT PANAMA, LLC, PFLTFUNDING II, LLC and SOLELY FOR THE PURPOSES OF...
Merger Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
DE
2015
THIRD AMENDMENTTO AMENDED AND RESTATED REVOLVINGCREDIT AND SECURITY AGREEMENT
Security Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2013
Exhibit 3.2 PENNANTPARK FLOATING RATE CAPITAL LTD. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES
PennantPark Floating Rate Capital Ltd.
Capital Markets
MD
2011
JOINT CODE OF ETHICS FOR PENNANTPARK FLOATING RATE CAPITAL LTD. PENNANTPARK INVESTMENT ADVISERS, LLC
Code of Ethics
PennantPark Floating Rate Capital Ltd.
2011
CERTIFICATION PURSUANT TO SECTION 302 CHIEF EXECUTIVE OFFICER CERTIFICATION
PennantPark Floating Rate Capital Ltd.
2011
Period Ended
PennantPark Floating Rate Capital Ltd.
2011