PEN INC. Contracts & Agreements
76 Contracts & Agreements
- Business Finance (35 contracts)
- Business Operations (6)
- Human Resources (8)
- Intellectual Property (3)
- Mergers & Acquisitions (3)
- Real Estate (2)
- Uncategorized (19)
- Form of amendment to extend term of Warrant(s) (Filed With SEC on April 11, 2023)
- Form of Amendment to Option(s) to permit personal representative to exercise vested options (Filed With SEC on April 11, 2023)
- Form of Secured, Convertible Promissory Note (Filed With SEC on April 11, 2023)
- From of Amendment to Warrant[s] dated May 26, 2022 (Filed With SEC on August 22, 2022)
- Stock Purchase Agreement, dated as of May 27, 2022, by and among Jaqueline M Soptick, Richard Lee Fink and Nano Magic Holdings Inc (Filed With SEC on August 22, 2022)
- Secured Promissory Note dated May 31, 2022 made by Jacqueline M. Soptick and Richard Lee Fink (Filed With SEC on August 22, 2022)
- Form of Warrant issued to Magic Growth 3 LLC (Filed With SEC on March 30, 2022)
- Form of Convertible Promissory Note (Filed With SEC on March 30, 2022)
- Form of Indemnification and Advancement Agreement with directors (Filed With SEC on October 28, 2021)
- Form of Warrant issued to Magic Growth, LLC and to Magic Growth 2 LLC (Filed With SEC on May 28, 2021)
- Option dated March 2, 2020 issued to Tom J. Berman (Filed With SEC on May 28, 2021)
- Option dated March 2, 2020 issued to Ronald J. Berman (Filed With SEC on May 28, 2021)
- OPTIONTO PURCHASE SHARESOF COMMON STOCK OF NANOMAGIC HOLDINGS INC. (Filed With SEC on May 28, 2021)
- EXHIBITB (Filed With SEC on May 28, 2021)
- Nano Magic Holdings Inc. 2021 Equity Incentive Plan (Filed With SEC on May 28, 2021)
- U.S Small Business Administration Note, dated May 8, 2020, from Nano Magic LLC to Fifth Third Bank (Filed With SEC on May 28, 2021)
- Exhibit B executed March 2, 2020 to Employment Agreement dated April 3, 2019, between Nano Magic Inc. and Tom Berman (Filed With SEC on May 28, 2021)
- Form of Indemnification and Advancement Agreement between individual directors and Nano Magic Holdings Inc (Filed With SEC on May 28, 2021)
- Lease Agreement, dated August 10, 2020, by and between Nano Magic LLC and Team Financial Group, Inc (Filed With SEC on October 5, 2020)
- Pierce Capital Investing Agreement, dated August 11, 2020, by and between Pierce Capital Investing, LLC and Nano Magic LLC (Filed With SEC on October 5, 2020)
- Equipment Finance Agreement, dated August 24, 2020, by and between Regents Capital Corporation and Nano Magic LLC (Filed With SEC on October 5, 2020)
- NOWAccount Merchant Services Agreement dated September 1, 2020, by and between Nano Magic LLC and NOWaccount Network Corporation (Filed With SEC on October 5, 2020)
- Warrant to Purchase Shares of Class A Common Stock of Nano Magic Inc., dated May 31, 2020 issued to Magic Research LLC (Filed With SEC on June 29, 2020)
- Lease Agreement, effective May 31, 2020, between Magic Research LLC and Nano Magic LLC (Filed With SEC on June 29, 2020)
- Employment Agreement, dated April 3, 2019, between PEN Inc. and Tom Berman (Filed With SEC on May 13, 2020)
- U.S Small Business Administration Note, dated May 8, 2020, from Nano Magic LLC to Fifth Third Bank (Filed With SEC on May 13, 2020)
- Option dated April 4, 2019 issued to Tom J. Berman (Filed With SEC on November 14, 2019)
- Registration Rights Agreement, dated September 6, 2019, by and between PEN Inc., and PEN Comeback 2, LLC (Filed With SEC on November 14, 2019)
- Form of Warrant issued to PEN Comeback 2, LLC (Filed With SEC on November 14, 2019)
- Amendment to Commercial Promissory Note dated June 18, 2019, between PEN Brands LLC and KeyBank National Association (Filed With SEC on November 14, 2019)
- Registration Rights Agreement, dated October 16, 2018, by and between PEN Inc., and PEN Comeback, LLC (Filed With SEC on May 29, 2019)
- Form of Warrant issued to PEN Comeback, LLC (Filed With SEC on May 29, 2019)
- Form of Option issued to PEN Comeback, LLC (Filed With SEC on May 29, 2019)
- Form of Warrant Option issued to PEN Comeback, LLC (Filed With SEC on May 29, 2019)
- Fifth Amendment to Loan and Security Agreement and Loan Documents, dated as of August 8, 2018 by and between PEN Brands LLC and MBank (Filed With SEC on May 29, 2019)
- Fourth Amendment to Loan and Security Agreement and Loan Documents, dated March 30, 2018 between PEN Brands LLC and MBank assignee of Mackinac Commercial Credit (Filed With SEC on June 15, 2018)
- Third Amendment to Loan and Security Agreement and Loan Documents, dated October 17, 2017, between PEN Brands LLC and Mackinac Commercial Credit ABL Division of MBank (Filed With SEC on November 14, 2017)
- SECONDAMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 22, 2017)
- AMENDEDAND RESTATED REVOLVING CREDIT LOAN NOTE (Filed With SEC on May 22, 2017)
- FIRSTAMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on March 29, 2017)
- PENInc. 2015EQUITY INCENTIVE PLAN (Filed With SEC on March 30, 2016)
- FIRSTAMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 12, 2015)
- CORPORATEGUARANTY (Filed With SEC on May 12, 2015)
- NANOFILMLTD. EQUITY CREDIT INCENTIVE PROGRAM (adopted1997, as amended) (Filed With SEC on April 10, 2015)
- REVOLVINGCREDIT LOAN RIDER #1 (toLoan and Security Agreement dated as of April 4, 2014) (Filed With SEC on November 14, 2014)
- LOCK-UP AGREEMENT (Filed With SEC on September 2, 2014)
- SECOND AMENDMENT TO AGREEMENT AND PLAN OF MERGER AND EXCHANGE (Filed With SEC on July 7, 2014)
- AMENDMENT TO AGREEMENT AND PLAN OF MERGER AND EXCHANGE (Filed With SEC on May 30, 2014)
- AGREEMENT AND PLAN OF MERGER AND EXCHANGE BY AND AMONG APPLIED NANOTECH HOLDINGS, INC. PEN INC., NANOMERGER SUB INC. NANOHOLDINGS INC., AND CARL ZEISS, INC. Dated: March 10, 2014 (Filed With SEC on March 11, 2014)
- VOTING AND CONVERSION AGREEMENT (Filed With SEC on March 11, 2014)
- SEPARATION AND RELEASE AGREEMENT (Filed With SEC on March 11, 2014)
- CONSULTING AGREEMENT (Filed With SEC on March 11, 2014)
- APPLIED NANOTECH HOLDINGS, INC. Promissory Note (Filed With SEC on March 11, 2014)
- STOCK GRANT AGREEMENT (Filed With SEC on March 11, 2014)
- Piggyback RegistrationRights Agreement (Filed With SEC on March 11, 2014)
- TERMINATION OF EMPLOYMENT AGREEMENT AND MUTUAL RELEASES (Filed With SEC on March 11, 2014)
- AppliedNanotech Holdings, Inc. Convertible Promissory Note (Filed With SEC on March 1, 2013)
- SecuritiesPurchase Agreement (Filed With SEC on March 1, 2013)
- REGULATION D SUBSCRIPTION AND INVESTMENT AGREEMENT (Filed With SEC on February 17, 2011)
- Form ofConvertible Note Payable (Filed With SEC on March 4, 2010)
- SETTLEMENTAGREEMENT (Filed With SEC on June 20, 2008)
- SETTLEMENTAGREEMENT (Filed With SEC on March 12, 2008)
- NANO-PROPRIETARY, INC. AMENDED AND RESTATED 2002 EQUITY COMPENSATION PLAN ARTICLE I - GENERAL PROVISIONS (Filed With SEC on December 18, 2007)
- AMENDMENT NO.1 (Filed With SEC on March 9, 2007)
- Independent Contractor Agreement (Filed With SEC on July 13, 2006)
- ASSET PURCHASE AGREEMENT (Filed With SEC on June 28, 2006)
- PATENT PURCHASE AGREEMENT (Filed With SEC on June 28, 2006)
- LETTER OF INTENT (Filed With SEC on March 20, 2006)
- CHARTER OF THE COMPENSATION COMMITTEE NANO-PROPRIETARY, INC. (Filed With SEC on March 2, 2006)
- CHARTER OF THE NOMINATING COMMITTEE NANO-PROPRIETARY, INC. (Filed With SEC on March 2, 2006)
- REGULATION D SUBSCRIPTION AGREEMENT (Filed With SEC on October 25, 2005)
- SECOND ADDENDUM TO PATENT LICENSE AGREEMENT (Filed With SEC on November 18, 2002)
- ASSET PURCHASE AGREEMENT BY AND AMONG FITH, INC.; ELECTRONIC BILLBOARD TECHNOLOGY, INC.; AND SIGN BUILDERS OF AMERICA, INC. ATTACHMENTS (Filed With SEC on October 18, 2002)
- RESEARCH/DEVELOPMENT AND LICENSE AGREEMENT (Filed With SEC on September 30, 2002)
- CAUSE NO. 51,577-272 TEXAS DIGITAL SYSTEMS, INC., Plaintiff, VS. ELECTRONIC BILLBOARD TECHNOLOGY, INC., and SI DIAMOND TECHNOLOGY, INC. Defendants.§ § § § § § § § § § §... (Filed With SEC on September 12, 2002)
- OPTION AGREEMENT For a NON-EXCLUSIVE LICENSE (Filed With SEC on May 3, 2002)