Specimen Common Stock Certificate of PECO II, Inc.

Summary

This document is a specimen of a common stock certificate for PECO II, Inc., incorporated in Ohio. It certifies ownership of fully paid, non-assessable common shares, which can be transferred by the holder or an authorized attorney upon proper endorsement and surrender of the certificate. The certificate is only valid when countersigned by the transfer agent and registrar, National City Bank. Shareholders may request a statement of share terms from the company. The certificate includes standard legal language for share transfer and assignment.

EX-4.1 3 0003.txt SPECIMEN OF THE STOCK SHARE CERTIFICATE COMMON SHARES COMMON SHARES PIII- [LOGO OF PECO II, INC.] ----------------- CUSIP 705221 10 9 ----------------- INCORPORATED UNDER THE LAWS OF THE STATE OF OHIO THIS CERTIFIES THAT is the owner of the above stated number of fully paid and non-assessable Common Shares, without par value, of PECO II, Inc. transferable on the books of the Company by the holder hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate is not valid unless countersigned by the Transfer Agent and Registrar. WITNESS the facsimile signature of the duly authorized officer of the Company. Dated: /s/ Sandra C. Frankhouse /s/ Matthew P. Smith Secretary President and Chief Executive Officer COUNTERSIGNED AND REGISTERED: NATIONAL CITY BANK TRANSFER AGENT AND REGISTRAR BY: AUTHORIZED SIGNATURE PECO II, Inc. THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS WITHIN FIVE DAYS AFTER RECEIPT OF SUCH REQUEST, A STATEMENT OF THE EXPRESS TERMS OF EACH CLASS AND EACH SERIES OF EACH CLASS OF SHARES WHICH THE CORPORATION IS AUTHORIZED TO ISSUE. SUCH REQUEST SHOULD BE IN WRITING AND ADDRESSED TO THE SECRETARY OF THE CORPORATION AT 1376 STATE ROUTE 598, GALION, OHIO 44833. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM -- as tenant in common TEN ENT -- as tenants by the entireties JT TEN -- as joint tenants with right of survivorship and not as tenants in common UNIF GIFT MIN ACT -- __________ Custodian __________ (Cust) (Minor) under Uniform Gift to Minors Act ___________________________ (State) For Value Received, ______________________ HEREBY SELL, ASSIGN AND TRANSFER UNTO PLEASE PRINT OR INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE - -------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS - -------------------------------------------------------------------------------- SHARES - ------------------------------------------------------------------------- REPRESENTED BY THE WITHIN CERTIFICATE, AND DO HEREBY IRREVOCABLY CONSTITUTE AND APPOINT ATTORNEY, ---------------------------------------------------------------- TO TRANSFER THE SAID SHARES ON THE BOOKS OF THE WITHIN-NAMED CORPORATION WITH FULL POWER OF SUBSTITUTION IN THE PREMISES. Dated: Signatures(s): ---------------------- ----------------------------------- -------------------------------------------------------- NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. Signature(s) Guaranteed: -------------------------------------------------------- THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS) WITH MEMBERSHIP BY AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM PURSUANT TO S.E.C. RULE 17AO-15