Description of Registrants Securities Registered Pursuant to Section 12 of the Securities Exchange Act
Exhibit 4.1
Description of Registrant’s Securities Registered
Pursuant to Section 12 of the
Securities Exchange Act of 1934, as amended
As of December 31, 2023, OriginClear, Inc. (the “Company”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: common stock, par value $.0001 per share (“Common Stock”).
Description of Common Stock
The following description of Common Stock is a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to the Company’s Amended and Restated Certificate of Incorporation and Bylaws, each of which are incorporated by reference as an exhibit to Form 10-K of which this Exhibit 4.1 is a part.
Authorized Capital Stock
The total number of shares of all classes of stock which the Company has the authority to issue is 17,050,000,000 shares, consisting of 16,400,000,000 shares of Common Stock, par value $.0001, and 650,000,000 shares of Preferred Stock. The authorized shares of Common Stock are all one class with equal voting power and each such share is equal to every other such share.
Voting Rights
Holders of Common Stock are entitled to one (1) vote for each share, including with respect to election of directors. Common Stock does not have cumulative voting rights.
Dividend Rights
Holders of Common Stock are entitled to receive dividends if and when the Board of Directors, in its discretion, from time to time, declares and makes a distribution to shareholders out of assets legally available in respect of the outstanding Common Stock.
Liquidation Rights
Holders of Common Stock will share ratably in all assets legally available for distribution to shareholders in the event of a dissolution.
Other Rights and Preferences
Common Stock has no redemption, preemptive, conversion, or exchange rights.
Listing
Common Stock is quoted on the OTC Pink under the trading symbol “OCLN.”
