Amendment No. 1 to Registration Rights Agreement among The Immune Response Corporation, Spencer Trask Ventures, Inc., and Investors

Contract Categories: Business Finance › Registration Rights Agreements
Summary

This amendment updates a previous agreement between The Immune Response Corporation, Spencer Trask Ventures, Inc., and certain investors. The main change increases the number of units offered in a private placement from 50 ($5,000,000) to 80 ($8,000,000). All other terms of the original agreement remain unchanged. The amendment is effective as of March 7, 2006, and is executed by the involved parties.

Read More Arrow
EX-10.197.1 17 a18840orexv10w197w1.htm EXHIBIT 10.197.1 exv10w197w1  

Exhibit 10.197.1
AMENDMENT NO. 1 TO
REGISTRATION RIGHTS AGREEMENT
     This Amendment No. 1 to Registration Rights Agreement (the “Amendment”) is effective as of March 7, 2006, and amends the REGISTRATION RIGHTS AGREEMENT, dated as of February 9, 2006 (the “Agreement”), by and among The Immune Response Corporation, a Delaware corporation (the “Company”), Spencer Trask Ventures, Inc., a Delaware corporation, and certain accredited investors purchasing 8% senior secured convertible promissory notes and warrants to purchase shares of common stock, par value $.0025 per share, of the Company offered in private placement by the Company.
     1. In the recitals of the Agreement, the phrase “50 units ($5,000,000)” is amended to instead read “80 units ($8,000,000).”
     2. Except as expressly amended hereby, the Agreement remains unchanged and in full force and effect.
     3. This Amendment may be executed in counterparts and each of such counterparts shall for all purposes be deemed to be an original, and such counterparts shall together constitute one and the same instrument.
     IN WITNESS WHEREOF, the undersigned have executed, or have caused to be executed, this Amendment as of the date first written above.
             
The Company:   THE IMMUNE RESPONSE CORPORATION  
 
            
 
  By:        
 
     
 
    
 
  Name:        
 
  Title:        
 
            
The Placement Agent:   SPENCER TRASK VENTURES, INC.    
 
            
 
  By:        
 
     
 
    
 
  Name:   William P. Dioguardi    
 
  Title:   President    
The Purchasers:            [Contained in Omnibus Signature Page in Subscription Agreement]