ONE Group Hospitality, Inc. Contracts & Agreements

First Amendment to Credit and Guaranty Agreement dated July 24, 2024 between The ONE Group, LLC, certain other parties, and Deutsche Bank AG New York Branch, as administrative... (Filed With SEC on November 7, 2024)

Warrant Certificate No. A-1, dated May 1, 2024, issued by the Company to HPC III Kaizen LP (Filed With SEC on May 1, 2024)

Warrant Certificate No. A-2, dated May 1, 2024, issued by the Company to HPS Special Situations Opportunity Fund II, L.P (Filed With SEC on May 1, 2024)

Warrant Certificate No. A-3, dated May 1, 2024, issued by the Company to SSOF II BH US Subsidiary, L.P (Filed With SEC on May 1, 2024)

Warrant Certificate No. A-4, dated May 1, 2024, issued by the Company to HPS Corporate Lending Fund (Filed With SEC on May 1, 2024)

Warrant Certificate No. A-5, dated May 1, 2024, issued by the Company to HPS Corporate Capital Solutions Fund (Filed With SEC on May 1, 2024)

Warrant Certificate No. B-1, dated May 1, 2024, issued by the Company to HPC III Kaizen LP (Filed With SEC on May 1, 2024)

Warrant Certificate No. B-2, dated May 1, 2024, issued by the Company to HPS Special Situations Opportunity Fund II, L.P (Filed With SEC on May 1, 2024)

Warrant Certificate No. B-3, dated May 1, 2024, issued by the Company to SSOF II BH US Subsidiary, L.P (Filed With SEC on May 1, 2024)

Warrant Certificate No. B-4, dated May 1, 2024, issued by the Company to HPS Corporate Lending Fund (Filed With SEC on May 1, 2024)

Warrant Certificate No. B-5, dated May 1, 2024, issued by the Company to HPS Corporate Capital Solutions Fund (Filed With SEC on May 1, 2024)

Registration Rights Agreement dated May 1, 2024 by and among the Company, HPC III Kaizen LP, HPS Special Situations Opportunity Fund II, L.P., SSOF II BH US Subsidiary, L.P., HPS... (Filed With SEC on May 1, 2024)

Form of Stock Option Grant Notice (2019 Equity Incentive Plan) (Filed With SEC on April 4, 2024)

Stock Purchase Agreement dated March 26, 2024 between Safflower Holdings LLC, Safflower Holdings Corp., TOG Kaizen Acquisition, LLC and The ONE Group Hospitality, Inc (Filed With SEC on March 26, 2024)

Investment Agreement dated March 26, 2024 between The One Group Hospitality, Inc., HPS Investment Partners, LLC and HPC III Kaizen LP (Filed With SEC on March 26, 2024)

Form of Certificate of Designation (Filed With SEC on March 26, 2024)

Form of Penny Warrant (Filed With SEC on March 26, 2024)

Form of Market Warrant (Filed With SEC on March 26, 2024)

Form of Registration Rights Agreement (Filed With SEC on March 26, 2024)

Amended and Restated Employment Agreement between Emanuel N. Hilario and the Company dated September 2, 2022 (Filed With SEC on September 7, 2022)

Notice of Grant of Restricted Stock Units (Time-Vesting) dated September 2, 2022 between Emanuel N. Hilario and the Company (Filed With SEC on September 7, 2022)

Notice of Grant of Restricted Stock Units (Performance-Vesting) dated September 2, 2022 between Emanuel N. Hilario and the Company (Filed With SEC on September 7, 2022)

Amended and Restated Employment Agreement dated September 24, 2021 between Emanuel N. Hilario and the Company (Filed With SEC on September 28, 2021)

Notice of Grant of Restricted Stock Units dated September 24, 2021 between Emanuel N. Hilario and the Company (Filed With SEC on September 28, 2021)

Second Amendment to Credit and Guaranty Agreement, dated August 10, 2020 between The ONE Group, LLC, certain other credit parties and Goldman Sachs Bank USA, as administrative... (Filed With SEC on August 12, 2020)

Promissory Note effective May 4, 2020 between The ONE Group, LLC and BBVA USA (Filed With SEC on May 8, 2020)

Promissory Note effective May 4, 2020 between Kona Grill Acquisition, LLC and BBVA USA (Filed With SEC on May 8, 2020)

First Amendment to Credit and Guaranty Agreement dated May 8, 2020 between The ONE Group, LLC, certain other credit parties, and Goldman Sachs Bank USA, as administrative agent... (Filed With SEC on May 8, 2020)

Description of securities registered under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 26, 2020)

Employment Letter Agreement with Tyler Loy Effective April 1, 2019 (Filed With SEC on March 26, 2020)

Employment Letter Agreement with Linda Siluk Effective April 1, 2019 (Filed With SEC on March 26, 2020)

Form of Restricted Stock Unit Grant Notice and Agreement (Filed With SEC on March 26, 2020)

Asset Purchase Agreement dated August 30, 2019 between Kona Grill Acquisition, LLC and Kona Grill, Inc., Kona Restaurant Holdings, Inc., Kona Shushi, Inc., Kona Macadamia, Inc.,... (Filed With SEC on September 3, 2019)

Employment Agreement between Emanuel Hilario and The ONE Group Hospitality, Inc. dated September 3, 2019 (Filed With SEC on September 3, 2019)

The ONE Group Hospitality, Inc. 2019 Equity Incentive Plan (Filed With SEC on June 4, 2019)

Credit Agreement with Bank of America, N.A dated as of May 15, 2019 (Filed With SEC on May 16, 2019)

Agreement, dated March 23, 2018, by and among The ONE Group Hospitality, Inc., David Kanen, and Kanen Wealth Management LLC (Filed With SEC on March 28, 2018)

Form of Investor Warrant (Filed With SEC on November 17, 2017)

Form of Securities Purchase Agreement, dated as of November 15, 2017, by and among the Company and the Investors (Filed With SEC on November 17, 2017)

Letter Agreement Regarding Designee to Board of Directors, dated as of November 15, 2017, by and between the Company and Argyle Street Management Limited (Filed With SEC on November 17, 2017)

Employment Agreement between Emanuel Hilario and the Company dated October 30, 2017 (Filed With SEC on November 3, 2017)

Amended and Restated Employment Agreement between Jonathan Segal and the Company dated October 30, 2017 (Filed With SEC on November 3, 2017)

411 WEST 14TH STREET, NEW YORK, NY 10014 | 646 ###-###-#### | TOGRP.COM (Filed With SEC on May 15, 2017)

COMMON STOCK PURCHASE WARRANT THEONE GROUP HOSPITALITY, INC. (Filed With SEC on October 28, 2016)

LOAN AGREEMENT (Filed With SEC on October 28, 2016)

THEONE GROUP HOSPITALITY, INC. UNSECUREDPROMISSORY NOTE (Filed With SEC on October 28, 2016)

COMMON STOCK PURCHASE WARRANT THEONE GROUP HOSPITALITY, INC. (Filed With SEC on August 17, 2016)

LOAN AGREEMENT (Filed With SEC on August 17, 2016)

THEONE GROUP HOSPITALITY, INC. UNSECUREDPROMISSORY NOTE (Filed With SEC on August 17, 2016)

TERMINATION AND MUTUAL RELEASE AGREEMENT (Filed With SEC on October 21, 2015)

SECOND AMENDMENT TO ASSET PURCHASE AGREEMENT (Filed With SEC on October 2, 2015)

FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT (Filed With SEC on September 2, 2015)

SECOND TERM LOAN AGREEMENT among BANKUNITED, N.A. and THE ONE GROUP, LLC, ONE 29 PARK MANAGEMENT, LLC, STK-LAS VEGAS, LLC, STKATLANTA, LLC, CA ALDWYCH LIMITED, HIP HOSPITALITY... (Filed With SEC on August 14, 2015)

SECOND TERM NOTE $6,000,000.00June 2, 2015 (Filed With SEC on August 14, 2015)

GRANT OF SECURITY INTEREST (TRADEMARKS) (Filed With SEC on August 14, 2015)

SECOND AMENDED AND RESTATED PLEDGE AGREEMENT [SUBSIDIARY BORROWERS] (Filed With SEC on August 14, 2015)

FIFTH AMENDED AND RESTATED SECURITY AGREEMENT (Filed With SEC on August 14, 2015)

SECOND AMENDED AND RESTATED PLEDGE AGREEMENT [THE ONE GROUP, LLC / THE ONE GROUP HOSPITALITY, INC.] (Filed With SEC on August 14, 2015)

GUARANTEE AGREEMENT [The ONE Group Hospitality, Inc.] (Filed With SEC on August 14, 2015)

ASSET PURCHASE AGREEMENT BY AND AMONG SBEEG HOLDINGS, LLC, SBE RESTAURANT GROUP, LLC, SBE/KATSUYA MIDDLE EAST, LLC AND SBE LICENSING, LLC Collectively as Seller Entities WASABI... (Filed With SEC on July 10, 2015)

AGREEMENT AND PLAN OF MERGER DATED AS OF JULY 9, 2015 by and among KATSUYA-H&V, LLC, SBEEG HOLDINGS, LLC, SBE/KATSUYA USA, LLC, THE ONE GROUP HOSPITALITY, INC., and WASABI... (Filed With SEC on July 10, 2015)

AGREEMENT AND PLAN OF MERGER DATED AS OF JULY 9, 2015 by and among KATSU USA, LLC, SBEEG HOLDINGS, LLC, SBE/KATSUYA USA, LLC, THE ONE GROUP HOSPITALITY, INC., and WASABI... (Filed With SEC on July 10, 2015)

AGREEMENT AND PLAN OF MERGER DATED AS OF JULY 9, 2015 by and among KATSU-GLENDALE, LLC, SBEEG HOLDINGS, LLC, SBE/KATSUYA USA, LLC, THE ONE GROUP HOSPITALITY, INC., and WASABI... (Filed With SEC on July 10, 2015)

AGREEMENT AND PLAN OF MERGER DATED AS OF JULY 9, 2015 by and among KATSUYA-DOWNTOWN L.A., LLC, SBEEG HOLDINGS, LLC, SBE/KATSUYA USA, LLC, THE ONE GROUP HOSPITALITY, INC., and... (Filed With SEC on July 10, 2015)

COMMITTED CAPITAL ACQUISITION CORPORATION 2013 EMPLOYEE, DIRECTOR AND CONSULTANTEQUITY INCENTIVE PLAN (Filed With SEC on November 27, 2013)

GUARANTEE AGREEMENT [CommittedCapital Acquisition Corporation] (Filed With SEC on October 29, 2013)

PLEDGE AGREEMENT [THE ONE GROUP,LLC / COMMITTED CAPITAL ACQUISITION CORPORATION] (Filed With SEC on October 29, 2013)

AGREEMENT AND PLAN OF MERGER by and among COMMITTED CAPITAL ACQUISITION CORPORATION, CCAC ACQUISITION SUB, LLC, THE ONE GROUP, LLC and SAMUEL GOLDFINGER, AS COMPANY REPRESENTATIVE... (Filed With SEC on October 16, 2013)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on October 16, 2013)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on October 16, 2013)

Form of Lock-Up Agreement [Holdersof more than 10%] (Filed With SEC on October 16, 2013)

Form of Lock-Up Agreement [Holdersof less than 10%] (Filed With SEC on October 16, 2013)

ESCROW AGREEMENT (Filed With SEC on October 16, 2013)

CREDIT AGREEMENT among HERALD NATIONAL BANK and THE ONE GROUP, LLC, ONE 29 PARK MANAGEMENT, LLC, STK-LASVEGAS, LLC and STK ATLANTA, LLC Dated as of October 31, 2011 (Filed With SEC on October 16, 2013)

NOTE [NO. 1] (Filed With SEC on October 16, 2013)

GUARANTEE AGREEMENT (Filed With SEC on October 16, 2013)

PLEDGE AGREEMENT [SUBSIDIARY BORROWERS] (Filed With SEC on October 16, 2013)

HERALD NATIONAL BANK 623 Fifth Avenue New York, New York 10022 (Filed With SEC on October 16, 2013)

PLEDGE AGREEMENT [THE ONE GROUP, LLC] (Filed With SEC on October 16, 2013)

HERALD NATIONAL BANK 623 Fifth Avenue New York, New York 10022 (Filed With SEC on October 16, 2013)

SUBORDINATION AGREEMENT [RCI II, LTD] (Filed With SEC on October 16, 2013)

SUBORDINATION AGREEMENT [TALIA LTD] (Filed With SEC on October 16, 2013)

SUBORDINATION AGREEMENT [JONATHAN SEGAL] (Filed With SEC on October 16, 2013)

GRANT OF SECURITY INTEREST (TRADEMARKS) (Filed With SEC on October 16, 2013)

NOTE (Filed With SEC on October 16, 2013)

AMENDMENTNo. 1 AND ADDENDUM TO CREDIT AGREEMENT (Filed With SEC on October 16, 2013)

AMENDEDAND RESTATED SECURITY AGREEMENT (Filed With SEC on October 16, 2013)

GRANT OF SECURITY INTEREST (TRADEMARKS) (Filed With SEC on October 16, 2013)

AMENDMENTNo. 2 TO CREDIT AGREEMENT, CONSENT AND TERMINATIONAGREEMENT (Filed With SEC on October 16, 2013)

EMPLOYMENTAGREEMENT (Filed With SEC on October 16, 2013)

DEMAND NOTE (STK-LA) (Filed With SEC on October 16, 2013)

DEMAND NOTE (ONE-LA) (Filed With SEC on October 16, 2013)

DEMAND NOTE (STK-MIAMI) (Filed With SEC on October 16, 2013)

DEMAND NOTE (The One Group) (Filed With SEC on October 16, 2013)

PROMISSORY NOTE (The One Group) (Filed With SEC on October 16, 2013)

DEMAND NOTE (The One Group) (Filed With SEC on October 16, 2013)

TRANSFER AGREEMENT (Filed With SEC on October 16, 2013)

TRANSFERAGREEMENT (Filed With SEC on October 16, 2013)

COMMITTED CAPITAL ACQUISITION CORPORATION 2013 EMPLOYEE, DIRECTOR AND CONSULTANTEQUITY INCENTIVE PLAN (Filed With SEC on October 16, 2013)

COMMITTED CAPITAL ACQUISITION CORPORATION Stock Option Grant Notice Stock Option Grant under the Company’s 2013 Employee, Director and Consultant EquityIncentive Plan (Filed With SEC on October 16, 2013)

5,000,000 Units COMMITTED CAPITAL ACQUISITION CORPORATION. UNDERWRITING AGREEMENT (Filed With SEC on October 25, 2011)

WARRANT AGREEMENT (Filed With SEC on October 25, 2011)

INVESTMENT MANAGEMENT TRUST AGREEMENT (Filed With SEC on October 25, 2011)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 25, 2011)

COMMITTED CAPITAL HOLDINGS LLC (Filed With SEC on August 16, 2011)

AMENDMENT TO PROMISSORY NOTE (Filed With SEC on July 27, 2011)

5,000,000 Units COMMITTED CAPITAL ACQUISITION CORPORATION. UNDERWRITING AGREEMENT (Filed With SEC on July 22, 2011)

COMMITTED CAPITAL ACQUISITION CORPORATION UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK (Filed With SEC on July 22, 2011)

COMMITTED CAPITAL ACQUISITION CORPORATION INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK (Filed With SEC on July 22, 2011)

WARRANT AGREEMENT (Filed With SEC on July 22, 2011)

INVESTMENT MANAGEMENT TRUST AGREEMENT (Filed With SEC on July 22, 2011)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 22, 2011)

INVESTMENT MANAGEMENT TRUST AGREEMENT (Filed With SEC on June 30, 2011)

PROMISSORY NOTE (Filed With SEC on June 30, 2011)

INDEMNITY AGREEMENT (Filed With SEC on June 30, 2011)

PROMISSORY NOTE (Filed With SEC on June 1, 2011)

PROMISSORY NOTE (Filed With SEC on May 27, 2011)

Purchase Agreement (Filed With SEC on April 26, 2011)

Allen Purchase Agreement (Filed With SEC on April 26, 2011)

COMMONSTOCK PURCHASE AGREEMENT (Filed With SEC on May 14, 2009)

PROMISSORYNOTE (Filed With SEC on March 19, 2009)

PROMISSORY NOTE (Filed With SEC on April 16, 2008)

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ONE Group Hospitality, Inc. Contracts & Agreements