Schedule of Related Parties Subscribing to Subordinated Debt Offering – N.A. Galvanizing & Coatings, Inc.
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Summary
This document lists related parties of N.A. Galvanizing & Coatings, Inc. who have participated in the company's subordinated debt offering. It details the names, relationships to the company (such as directors or their spouses), the principal amounts of notes they subscribed to, and the number of warrants issued to each. The total amount subscribed by these related parties is $5,450,000, with 817,500 warrants issued. The schedule is intended to disclose potential conflicts of interest and ensure transparency in the company's financial dealings.
EX-10.4.1 2 exhibit-1041_16749.htm SCHEDULE OF RELATED PARTIES WWW.EXFILE.COM, INC. -- 888 ###-###-#### -- N.A. GALVANIZING & COATINGS, INC. -- EXHIBIT 10.4.1 TO FORM 10-K
EXHIBIT 10.4.1
Schedule of related parties of the Company subscribed to the subordinated debt offering for the amounts listed.
Related Party | Nature of Relationship | Principal Note | Warrants | |||||||
Linwood J. Bundy | Director | $ | 1,000,000 | 150,000 | ||||||
C & M Management & Realty Partners | Director Joseph J. Morrow | 200,000 | 30,000 | |||||||
has a controlling interest | ||||||||||
Janice K Henry and John M Henry | Director and spouse | 250,000 | 37,500 | |||||||
Patrick J. Lynch | Director | 200,000 | 30,000 | |||||||
MCO Limited Partnership | Director Joseph J. Morrow has | 300,000 | 45,000 | |||||||
has a controlling interest | ||||||||||
Claire Morrow | Spouse of Director | 250,000 | 37,500 | |||||||
The Joseph J. & Claire Morrow | Spouse of Director is a | 1,000,000 | 150,000 | |||||||
Charitable Foundation | Trustee | |||||||||
Joseph J. Morrow Revocable Living Trust | Director | 1,000,000 | 150,000 | |||||||
Morrow & Co., LLC | Director Joseph J. Morrow | 1,000,000 | 150,000 | |||||||
has a controlling interest | ||||||||||
Nancy Sununu | Spouse of Director | 250,000 | 37,500 | |||||||
Total | $ | 5,450,000 | 817,500 |