NewStar Financial, Inc. Contracts & Agreements

208 Contracts & Agreements
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Second Amendment to Sixth Amended and Restated Loan and Servicing Agreement (NewStar CP Funding LLC, NewStar Financial, Inc., Wells Fargo Bank, and Lenders)
Loan Agreements
NewStar Financial, Inc.
2017
Second Amendment to Loan and Servicing Agreement by and among NewStar Warehouse Funding I LLC, NewStar Financial, Inc., Lenders, and Citibank, N.A.
Loan Agreements
NewStar Financial, Inc.
2017
Restated Employment Agreement between NewStar Financial, Inc. and John K. Bray (March 17, 2017)
Employment Agreements
NewStar Financial, Inc.
MA
2017
Asset Purchase Agreement among NewStar Equipment Finance I, LLC, NewStar Commercial Lease Funding I, LLC, NewStar Commercial Lease Funding 2015-1 LLC, NewStar Financial, Inc., and...
Purchase Agreements
NewStar Financial, Inc.
DE
2016
Early Retirement Agreement and General Release between NewStar Financial, Inc. and John J. Frishkopf
Separation Agreements
NewStar Financial, Inc.
DE
2016
Restated Employment Agreement between NewStar Financial, Inc. and Timothy J. Conway (2016)
Employment Agreements
NewStar Financial, Inc.
MA
2016
Restated Employment Agreement between NewStar Financial, Inc. and Executive (October 9, 2015)
Employment Agreements
NewStar Financial, Inc.
MA
2016
Indenture Agreement between NewStar Commercial Lease Funding 2015-1 LLC and Wells Fargo Bank, N.A. for Equipment Contract Backed Notes, Series 2015-1
Indenture Agreements
NewStar Financial, Inc.
DE
2015
Restated Employment Agreement between NewStar Financial, Inc. and Executive (Tier II Agreement)
Employment Agreements
NewStar Financial, Inc.
MA
2015
NewStar Financial, Inc. Restricted Cash Incentive Plan Agreement with Employee (2014)
Bonus & Incentive Agreements
NewStar Financial, Inc.
DE
2014
Transition Agreement and General Release between NewStar Financial, Inc. and Robert T. Clemmens
Transition Agreements
NewStar Financial, Inc.
MA
2013
Restated Employment Agreement between NewStar Financial, Inc. and Executive (October 9, 2013)
Employment Agreements
NewStar Financial, Inc.
MA
2013
Restated Employment Agreement between NewStar Financial, Inc. and Executive (October 9, 2013)
Employment Agreements
NewStar Financial, Inc.
MA
2013
Amended and Restated Master Repurchase Agreement among NewStar CRE Finance I LLC, Macquarie Bank Limited, and NewStar Financial Inc.
Repurchase Agreements
NewStar Financial, Inc.
NY
2013
Separation Agreement and General Release between NewStar Financial, Inc. and David R. Dobies
Separation Agreements
NewStar Financial, Inc.
MA
2013
Loan and Security Agreement among NewStar Financial, Inc., NewStar Arlington Funding LLC, Lenders, Wells Fargo Securities, LLC, and U.S. Bank National Association dated April 4,...
Loan Agreements
NewStar Financial, Inc.
NY
2013
Note Purchase Agreement among NewStar Equipment Finance I, LLC, NewStar Financial, Inc., and Wells Fargo Entities (2011)
Note Agreements
NewStar Financial, Inc.
DC
2011
Amended and Restated 2006 Incentive Plan of NewStar Financial, Inc.
Bonus & Incentive Agreements
NewStar Financial, Inc.
DE
2010
Restated Employment Agreement between NewStar Financial, Inc. and Executive (December 11, 2009)
Employment Agreements
NewStar Financial, Inc.
MA
2009
Restated Employment Agreement between NewStar Financial, Inc. and Executive (December 11, 2009)
Employment Agreements
NewStar Financial, Inc.
MA
2009
Amended and Restated Sale and Servicing Agreement among NewStar Financial, Inc., NewStar Warehouse Funding 2005 LLC, and Lyon Financial Services, Inc.
Sales Agreements
NewStar Financial, Inc.
DE
2009
Employment Agreement between NewStar Financial, Inc. and Robert T. Clemmens
Employment Agreements
NewStar Financial, Inc.
MA
2009
Amended and Restated 2006 Incentive Plan of NewStar Financial, Inc.
Bonus & Incentive Agreements
NewStar Financial, Inc.
DE
2009
Separation Agreement between NewStar Financial, Inc. and Timothy C. Shoyer dated April 9, 2008
Separation Agreements
NewStar Financial, Inc.
MA
2008
Amendment No. 2 to Note Purchase Agreement among NewStar Structured Finance Opportunities, LLC, NewStar Financial, Inc., MMP-5 Funding, LLC, Fenway Capital, LLC, Fenway Funding,...
Note Agreements
NewStar Financial, Inc.
NY
2008
Nomination Rights Letter Agreement between NewStar Financial, Inc. and Union Square Partners, L.P.
Investor Rights Agreements
NewStar Financial, Inc.
2007
Management Rights Letter between NewStar Financial, Inc. and Union Square Partners, L.P.
Investor Rights Agreements
NewStar Financial, Inc.
2007
Separation and Release Agreement between NewStar Financial, Inc. and Phillip R. Burnaman (November 9, 2007)
Severance Agreements
NewStar Financial, Inc.
MA
2007
2006 Incentive Plan of NewStar Financial, Inc.
Bonus & Incentive Agreements
NewStar Financial, Inc.
DE
2007
Employment Agreement between NewStar Financial, Inc. and Timothy J. Conway, dated December 8, 2006
Employment Agreements
NewStar Financial, Inc.
MA
2006
Employment Agreement between NewStar Financial, Inc. and Peter A. Schmidt-Fellner dated December 8, 2006
Employment Agreements
NewStar Financial, Inc.
MA
2006
Employment Agreement between NewStar Financial, Inc. and John K. Bray, dated December 8, 2006
Employment Agreements
NewStar Financial, Inc.
MA
2006
Employment Agreement between NewStar Financial, Inc. and Phillip R. Burnaman II (December 8, 2006)
Employment Agreements
NewStar Financial, Inc.
MA
2006
Employment Agreement between NewStar Financial, Inc. and David R. Dobies dated December 8, 2006
Employment Agreements
NewStar Financial, Inc.
MA
2006
Employment Agreement between NewStar Financial, Inc. and Timothy C. Shoyer (December 8, 2006)
Employment Agreements
NewStar Financial, Inc.
MA
2006
Employment Agreement between NewStar Financial, Inc. and Peter Schmidt-Fellner
Employment Agreements
NewStar Financial, Inc.
MA
2006
Employment Agreement between NewStar Financial, Inc. and John Kirby Bray
Employment Agreements
NewStar Financial, Inc.
MA
2006
Employment Agreement between NewStar Financial, Inc. and Phillip R. Burnaman
Employment Agreements
NewStar Financial, Inc.
MA
2006
Employment Agreement between NewStar Financial, Inc. and David R. Dobies
Employment Agreements
NewStar Financial, Inc.
MA
2006
Employment Agreement between NewStar Financial, Inc. and Timothy C. Shoyer
Employment Agreements
NewStar Financial, Inc.
MA
2006
NewStar Financial, Inc. Restricted Stock Award Agreement under 2006 Incentive Plan
Bonus & Incentive Agreements
NewStar Financial, Inc.
DE
2006
Employment Agreement between NewStar Financial, Inc. and Timothy J. Conway
Employment Agreements
NewStar Financial, Inc.
MA
2006
NewStar Financial, Inc. 2006 Incentive Plan
Bonus & Incentive Agreements
NewStar Financial, Inc.
DE
2006
Agreement and Plan of Merger among First Eagle Holdings, Inc., FE Holdco, LLC, FE Merger Sub, Inc., and NewStar Financial, Inc. dated October 16, 2017
Merger Agreements
NewStar Financial, Inc.
NY
2017
Asset Purchase Agreement between GSO Diamond Portfolio Holdco LLC and NewStar Financial, Inc. (October 16, 2017)
Purchase Agreements
NewStar Financial, Inc.
NY
2017
Purchase Agreement between NewStar Financial, Inc. and Fifth Street Holdings L.P.
Purchase Agreements
NewStar Financial, Inc.
DE
2017
Common Stock Purchase Agreement between NewStar Financial, Inc. and Capital Z Financial Services Fund II, L.P. and Capital Z Financial Services Private Fund II, L.P.
Purchase Agreements
NewStar Financial, Inc.
2017
Termination Agreement and General Release between NewStar Financial, Inc. and Peter A. Schmidt-Fellner
Termination Agreements
NewStar Financial, Inc.
DE
2016
Amendment to Note Purchase Agreement among NewStar Capital LLC, Credit Suisse, Arch Street CLO, Ltd., and U.S. Bank (June 15, 2016)
Note Agreements
NewStar Financial, Inc.
2016
First Amendment to Sixth Amended and Restated Loan and Servicing Agreement (NewStar CP Funding LLC, NewStar Financial, Inc., Wells Fargo Securities, LLC)
Loan Agreements
NewStar Financial, Inc.
2016
Note Purchase Agreement among NewStar Capital LLC, Credit Suisse AG, Arch Street CLO, Ltd., and U.S. Bank National Association (March 28, 2016)
Note Agreements
NewStar Financial, Inc.
2016
Warehouse Collateral Administration Agreement among Arch Street CLO, Ltd., NewStar Capital LLC, Credit Suisse AG, and U.S. Bank National Association dated March 28, 2016
Administration Agreements
NewStar Financial, Inc.
2016
Unit Purchase Agreement among Sterling National Bank, NewStar Business Credit LLC, and NewStar Financial, Inc. dated March 31, 2016
Purchase Agreements
NewStar Financial, Inc.
DE
2016
Underwriting Agreement for $80,000,000 7.250% Senior Notes due 2020 between NewStar Financial, Inc. and J.P. Morgan Securities LLC
Underwriting Agreements
NewStar Financial, Inc.
NY
2015
Purchase Agreement among NewStar Financial, Inc., Andrea S. Feingold, and R. Ian O’Keeffe (Feingold O’Keeffe Capital, L.L.C.)
Purchase Agreements
NewStar Financial, Inc.
DE
2015
Purchase and Contribution Agreement between NewStar Equipment Finance I, LLC and NewStar Commercial Lease Funding 2015-1 LLC (September 1, 2015)
Purchase Agreements
NewStar Financial, Inc.
DE
2015
First Amendment to Loan and Servicing Agreement among NewStar Warehouse Funding I LLC, NewStar Financial, Inc., and Citibank, N.A.
Loan Agreements
NewStar Financial, Inc.
2015
Indenture for NewStar Financial, Inc. 7.25% Senior Notes Due 2020 with U.S. Bank National Association as Trustee
Indenture Agreements
NewStar Financial, Inc.
NY
2015
Registration Rights Agreement between NewStar Financial, Inc. and J.P. Morgan Securities LLC (April 22, 2015)
Registration Rights Agreements
NewStar Financial, Inc.
NY
2015
Seventh Amendment to Note Purchase Agreement among NewStar Commercial Lease Funding I, LLC, Wells Fargo Bank, and Others
Note Agreements
NewStar Financial, Inc.
2015
Fourth Amendment to Fifth Amended and Restated Loan and Servicing Agreement (NewStar CP Funding LLC, NewStar Financial, Inc., Wells Fargo Securities, LLC, and Lenders)
Loan Agreements
NewStar Financial, Inc.
2015
Fifth Amendment to Note Purchase Agreement by and among NewStar Commercial Lease Funding I, LLC, NewStar Equipment Finance I, LLC, and Wells Fargo Bank, N.A.
Note Agreements
NewStar Financial, Inc.
2015
Sixth Amendment to Note Purchase Agreement among NewStar Commercial Lease Funding I, LLC, Wells Fargo Bank, and Others
Note Agreements
NewStar Financial, Inc.
2015
Second Amendment to Loan and Security Agreement among Wells Fargo, RBS Citizens, U.S. Bank, NewStar Business Funding 2012-1, LLC, and NewStar Business Credit, LLC
Loan Agreements
NewStar Financial, Inc.
NY
2015
Third Amendment to Fifth Amended and Restated Loan and Servicing Agreement (NewStar CP Funding LLC, NewStar Financial, Inc., Wells Fargo Securities, LLC)
Loan Agreements
NewStar Financial, Inc.
2015
Amended and Restated ISDA Confirmation Agreement between Citibank, N.A. and NewStar TRS I LLC (December 2014)
Financing Agreements
NewStar Financial, Inc.
2014
Third Amendment to Loan and Security Agreement among Wells Fargo, Citizens Business Capital, U.S. Bank, NewStar Business Funding 2012-1, LLC, and NewStar Business Credit, LLC
Loan Agreements
NewStar Financial, Inc.
NY
2014
2002 ISDA Master Agreement between Citibank, N.A. and NewStar TRS I LLC
Financing Agreements
NewStar Financial, Inc.
NY
2014
ISDA Confirmation Agreement between Citibank, N.A. and NewStar TRS I LLC dated December 4, 2014
Financing Agreements
NewStar Financial, Inc.
2014
Amendment No. 1 to Investment Agreement among NewStar Financial, Inc. and FS Investment Corporations I, II, and III
Investment Agreements
NewStar Financial, Inc.
NY
2014
Investment Agreement between NewStar Financial, Inc. and Purchasers for Subordinated Notes and Warrants (November 4, 2014)
Investment Agreements
NewStar Financial, Inc.
NY
2014
Standstill Agreement between NewStar Financial, Inc. and GSO Capital Partners L.P. (November 4, 2014)
NewStar Financial, Inc.
2014
Voting Agreement between NewStar Financial, Inc. and Stockholder Regarding Second Warrant Issuance Approval
Voting Agreements
NewStar Financial, Inc.
NY
2014
Joinder Agreement and First Amendment to Loan and Security Agreement among Wells Fargo, RBS Citizens Business Capital, U.S. Bank, NewStar Business Funding 2012-1, LLC, and NewStar...
Joinder Agreements
NewStar Financial, Inc.
NY
2014
Third Amendment and Joinder to Second Amended and Restated Note Agreement among NewStar Financial, Inc., AP MA Funding LLC, and Fortress Credit Corp.
Note Agreements
NewStar Financial, Inc.
2014
Joinder Agreement to Second Amended and Restated Note Agreement among NewStar Financial, Inc., New Term Holders, and Fortress Credit Corp.
Joinder Agreements
NewStar Financial, Inc.
2014
Second Amendment to Second Amended and Restated Note Agreement among NewStar Financial, Inc., Fortress Credit Corp., and Note Holders
Note Agreements
NewStar Financial, Inc.
CA
2014
Office Lease Agreement between Five Hundred Boylston West Venture and NewStar Financial, Inc. dated October 31, 2012
Lease Agreements
NewStar Financial, Inc.
MA
2014
First Amendment to Lease Agreement between Five Hundred Boylston West Venture and NewStar Financial, Inc.
Lease Agreements
NewStar Financial, Inc.
2014
First Amendment to Fifth Amended and Restated Loan and Servicing Agreement (NewStar CP Funding LLC, NewStar Financial, Inc., Wells Fargo Securities, LLC, Capital One, N.A.)
Modification Agreements
NewStar Financial, Inc.
2014
First Amendment to Revolving Credit and Security Agreement by and among NewStar Commercial Loan Funding 2012-1 LLC, Versailles Assets LLC, and Natixis, New York Branch
Modification Agreements
NewStar Financial, Inc.
NY
2014
Fourth Amendment to Note Purchase Agreement by NewStar Commercial Lease Funding I, LLC and Wells Fargo Bank
Note Agreements
NewStar Financial, Inc.
2014
Third Amendment to Note Purchase Agreement among NewStar Commercial Lease Funding I, LLC, Wells Fargo Bank, and Others
Note Agreements
NewStar Financial, Inc.
2014
Second Amendment to Note Purchase Agreement by NewStar Commercial Lease Funding I, LLC and Wells Fargo Bank
Note Agreements
NewStar Financial, Inc.
2013
Second Amendment to Fifth Amended and Restated Loan and Servicing Agreement (NewStar CP Funding LLC, NewStar Financial, Inc., and Wells Fargo Securities, LLC)
Loan Agreements
NewStar Financial, Inc.
2013
First Amendment to Note Purchase Agreement by and among NewStar Commercial Lease Funding I, LLC, NewStar Equipment Finance I, LLC, and Wells Fargo Bank, N.A.
Note Agreements
NewStar Financial, Inc.
2013
Third Amendment to Revolving Credit and Security Agreement among NewStar Commercial Loan Funding 2012-1 LLC, Versailles Assets LLC, and Natixis, New York Branch
Modification Agreements
NewStar Financial, Inc.
NY
2013
First Amendment to Second Amended and Restated Note Agreement among NewStar Financial, Inc., Fortress Credit Corp., and Note Holders
Note Agreements
NewStar Financial, Inc.
2013
Second Amendment to Revolving Credit and Security Agreement by and among NewStar Commercial Loan Funding 2012-1 LLC, Versailles Assets LLC, and Natixis, New York Branch
Modification Agreements
NewStar Financial, Inc.
NY
2013
Second Amended and Restated Note Agreement for $200,000,000 Term Loan Facility – NewStar Financial, Inc. and Fortress Credit Corp.
Note Agreements
NewStar Financial, Inc.
NY
2013
Amendment No. 2 to Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., Bleachers Finance 1 Limited, Natixis Financial Products LLC,...
Modification Agreements
NewStar Financial, Inc.
2013
Consent and Second Amendment to Amended and Restated Note Agreement among NewStar Financial, Inc., Fortress Credit Corp., and Note Holders
Note Agreements
NewStar Financial, Inc.
2013
Third Amendment to Amended and Restated Note Agreement among NewStar Financial, Inc., Fortress Credit Corp., and Note Holders
Note Agreements
NewStar Financial, Inc.
2013
Loan and Security Agreement among Wells Fargo Bank, NewStar Business Funding 2012-1, LLC, and Others (December 7, 2012)
Loan Agreements
NewStar Financial, Inc.
NY
2012
Third Amended and Restated $150,000,000 Revolving Credit Agreement among NewStar Business Credit, LLC, NewStar Financial, Inc., NewStar Business Funding 2010-1, LLC, Autobahn...
Credit Agreements
NewStar Financial, Inc.
NY
2012
Note Purchase Agreement among NewStar Commercial Lease Funding I, LLC, NewStar Equipment Finance I, LLC, and Wells Fargo Bank, N.A.
Note Agreements
NewStar Financial, Inc.
DC
2012
Fifth Amended and Restated Loan and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial, Inc., Lenders, Wells Fargo, and U.S. Bank
Loan Agreements
NewStar Financial, Inc.
DE
2012
Third Amendment to Amended and Restated Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., Bleachers Finance 1 Limited, Natixis...
Loan Agreements
NewStar Financial, Inc.
2012
First Amendment to Amended and Restated Note Agreement among NewStar Financial, Inc., Fortress Credit Corp., and Note Holders
Note Agreements
NewStar Financial, Inc.
2012
First Amendment to Fourth Amended and Restated Loan and Servicing Agreement (NewStar CP Funding LLC, NewStar Financial, Inc., Wells Fargo)
Loan Agreements
NewStar Financial, Inc.
2011
First Amendment to Amended and Restated Secured Loan and Servicing Agreement and Variable Funding Note (NewStar Short-Term Funding LLC, NewStar Financial, Inc., MMP-7 Funding,...
Modification Agreements
NewStar Financial, Inc.
2011
Fourth Amended and Restated Loan and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial, Inc., Lenders, Lender Agents, Wells Fargo Securities, LLC, and U.S. Bank...
Loan Agreements
NewStar Financial, Inc.
SC
2011
Master Repurchase Agreement among NewStar CRE Finance I LLC, Macquarie Bank Limited, and NewStar Financial Inc.
Repurchase Agreements
NewStar Financial, Inc.
NY
2011
Guarantee Agreement between NewStar Financial, Inc. and Macquarie Bank Limited (June 7, 2011)
Guaranty Agreements
NewStar Financial, Inc.
DE
2011
Seventh Omnibus Amendment to Sale and Servicing Agreement among U.S. Bank, Citibank, Charta, NewStar LLC, NewStar Financial, and U.S. Bancorp Equipment Finance
Modification Agreements
NewStar Financial, Inc.
NY
2011
Eighth Omnibus Amendment to Sale and Servicing Agreement among U.S. Bank, Citibank, Charta, NewStar LLC, NewStar Financial, and U.S. Bancorp Equipment Finance
Modification Agreements
NewStar Financial, Inc.
NY
2011
Fourth Omnibus Amendment to Sale and Servicing Agreement, Indenture, and Note Purchase Agreement (NewStar LLC, NewStar Financial, U.S. Bank, Citibank, Charta, USBPS)
Modification Agreements
NewStar Financial, Inc.
NY
2011
Fifth Omnibus Amendment to Sale and Servicing Agreement, Indenture, and Note Purchase Agreement among U.S. Bank, Citibank, Charta, NewStar LLC, NewStar Financial, and Lyon...
Modification Agreements
NewStar Financial, Inc.
NY
2011
Sixth Omnibus Amendment to Sale and Servicing Agreement, Indenture, and Note Purchase Agreement among U.S. Bank, Citibank, Charta, NewStar LLC, NewStar Financial, and Lyon...
Modification Agreements
NewStar Financial, Inc.
NY
2011
Omnibus Amendment to Sale and Servicing, Indenture, and Note Purchase Agreements among U.S. Bank, Citibank, Charta, NewStar LLC, and NewStar Financial
Modification Agreements
NewStar Financial, Inc.
NY
2011
Purchase and Sale Agreement between NewStar Equipment Finance I, LLC and NewStar Financial, Inc. (January 25, 2011)
Purchase Agreements
NewStar Financial, Inc.
DE
2011
Interest Purchase Agreement among Core Financial Holdings, LLC, Core Business Credit, LLC, and NewStar Financial, Inc. (November 1, 2010)
Purchase Agreements
NewStar Financial, Inc.
DE
2010
Second Amended and Restated Revolving Credit Agreement among Core Business Funding, LLC, Autobahn Funding Company LLC, and Others (2010)
Credit Agreements
NewStar Financial, Inc.
NY
2010
Performance Guaranty Agreement by NewStar Financial, Inc. in Favor of DZ Bank AG as Administrative Agent (November 1, 2010)
Guaranty Agreements
NewStar Financial, Inc.
NY
2010
Amended and Restated Purchase and Contribution Agreement between Core Business Credit, LLC and Core Business Funding, LLC (November 1, 2010)
Purchase Agreements
NewStar Financial, Inc.
DE
2010
Amended and Restated Note Agreement among NewStar Financial, Inc., Fortress Credit Corp., and Note Holders (August 31, 2010)
Note Agreements
NewStar Financial, Inc.
DE
2010
Amendment to Note Agreement among NewStar Financial, Inc., Fortress Credit Corp., and Note Holders (April 6, 2010)
Note Agreements
NewStar Financial, Inc.
2010
Joinder Agreement to Subsidiary Guaranty by Alameda NS Four Holding, LLC
Joinder Agreements
NewStar Financial, Inc.
2010
Supplement No. 1 to Pledge and Security Agreement among Alameda NS Four Holding, LLC, NewStar Financial, Inc., and Fortress Credit Corp.
Pledge Agreements
NewStar Financial, Inc.
2010
Amended and Restated Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., MMP-7 Funding, LLC, Natixis Financial Products Inc., and...
Loan Agreements
NewStar Financial, Inc.
DE
2010
Amended and Restated Guaranty Agreement between NewStar Financial, Inc. and Natixis Financial Products Inc.
Guaranty Agreements
NewStar Financial, Inc.
NY
2010
Third Omnibus Amendment to Note Purchase, Indenture, and Sale and Servicing Agreements among U.S. Bank, Citibank, Charta, NewStar Entities, and Lyon Financial Services
Modification Agreements
NewStar Financial, Inc.
NY
2010
Indenture Agreement between NewStar Commercial Loan Trust 2009-1 and U.S. Bank National Association, dated January 7, 2010
Indenture Agreements
NewStar Financial, Inc.
DE
2010
Second Omnibus Amendment to Note Purchase Agreement among U.S. Bank, Citibank, Charta, CNAI, NewStar LLC, NewStar Financial, and Lyon Financial Services
Modification Agreements
NewStar Financial, Inc.
NY
2010
Sale and Servicing Agreement among NewStar Commercial Loan Trust 2009-1, NewStar Commercial Loan LLC 2009-1, NewStar Financial, Inc., U.S. Bank National Association, and...
Services Agreements
NewStar Financial, Inc.
NY
2010
Commercial Loan Sale Agreement between NewStar Financial, Inc. and NewStar Commercial Loan LLC 2009-1 (January 7, 2010)
Purchase Agreements
NewStar Financial, Inc.
DE
2010
Note Purchase Agreement for NewStar Commercial Loan Trust 2009-1 Notes between NewStar Financial, Inc. and Wells Fargo Securities, LLC
Note Agreements
NewStar Financial, Inc.
NY
2010
NewStar Financial, Inc. $75,000,000 Revolving Credit Facility Note Agreement (2010)
Note Agreements
NewStar Financial, Inc.
DE
2010
Pledge and Security Agreement between NewStar Financial, Inc., Subsidiary Guarantors, and Fortress Credit Corp. (Administrative Agent)
Pledge Agreements
NewStar Financial, Inc.
NY
2010
Third Amendment to Stock Purchase and Sale Agreement among NewStar Financial, Dickinson Financial, and Southern Commerce Bank
Purchase Agreements
NewStar Financial, Inc.
2009
Eighth Amendment to Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., MMP-7 Funding, LLC, NATIXIS Financial Products Inc., and...
Loan Agreements
NewStar Financial, Inc.
2009
Amendment No. 3 to Second Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial, Inc., Wachovia, U.S. Bank, and Others
Modification Agreements
NewStar Financial, Inc.
2009
Second Amendment to Stock Purchase and Sale Agreement among NewStar Financial, Dickinson Financial, and Southern Commerce Bank
Purchase Agreements
NewStar Financial, Inc.
2009
Amendment No. 2 to Second Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial, Inc., Wachovia Bank, and Others
Modification Agreements
NewStar Financial, Inc.
2009
Lock Up Agreement between NewStar Financial, Inc. and Management Stockholders (March 18, 2009)
NewStar Financial, Inc.
DE
2009
First Amendment to Stock Purchase and Sale Agreement among NewStar Financial, Dickinson Financial, and Southern Commerce Bank
Purchase Agreements
NewStar Financial, Inc.
2009
Amendment No. 1 to Second Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial, Inc., Wachovia Bank, U.S. Bank, and Others
Modification Agreements
NewStar Financial, Inc.
2009
Sixth Amendment and Waiver to Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., MMP-5 Funding, LLC, NATIXIS Financial Products...
Modification Agreements
NewStar Financial, Inc.
2009
Note Purchase Agreement among NewStar Warehouse Funding 2005 LLC, NewStar Financial, Inc., Investors, Liquidity Banks, and Citicorp North America, Inc.
Note Agreements
NewStar Financial, Inc.
DE
2009
Omnibus Amendment to Loan and Servicing Agreement and Sale and Contribution Agreement (NewStar DB Term Funding LLC, NewStar Financial, Tahoe Funding Corp., Deutsche Bank AG, U.S....
Modification Agreements
NewStar Financial, Inc.
NY
2009
Stock Purchase and Sale Agreement among NewStar Financial, Inc., Southern Commerce Bank, N.A., and Dickinson Financial Corporation
Stock Agreements
NewStar Financial, Inc.
MO
2009
Second Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial, Inc., Wachovia Bank, and Others
NewStar Financial, Inc.
NC
2008
First Amendment to Loan and Servicing Agreement among NewStar DB Term Funding LLC, NewStar Financial, Tahoe Funding Corp., Deutsche Bank AG, U.S. Bank, and Lyon Financial Services...
Loan Agreements
NewStar Financial, Inc.
NY
2008
Seventh Amendment and Waiver to Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., MMP-5 Funding, LLC, NATIXIS Financial Products...
Waiver Agreements
NewStar Financial, Inc.
2008
Sixth Amendment and Waiver to Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., MMP-5 Funding, LLC, NATIXIS Financial Products...
Modification Agreements
NewStar Financial, Inc.
2008
Fourth Amendment to Stockholders Agreement by and among NewStar Financial, Inc. and Securityholders (March 26, 2007)
Shareholders Agreements
NewStar Financial, Inc.
2008
Amendment No. 7 and Waiver to Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial Inc., Wachovia Bank, and Others
Modification Agreements
NewStar Financial, Inc.
2008
Amendment No. 8 and Waiver to Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial Inc., Wachovia Bank, and Others
Modification Agreements
NewStar Financial, Inc.
2008
Amendment No. 10 and Waiver to Amended and Restated Sale and Servicing Agreement (Newstar CP Funding LLC, Newstar Financial Inc., Wachovia, U.S. Bank, Lyon Financial)
Modification Agreements
NewStar Financial, Inc.
2008
Amendment No. 1 to Note Purchase Agreement among NewStar Structured Finance Opportunities, LLC and Others (March 6, 2008)
Note Agreements
NewStar Financial, Inc.
NY
2008
Sixth Omnibus Amendment to Note Purchase Agreement among U.S. Bank, Citigroup, NewStar LLC, NewStar Financial, and Lyon Financial Services
Note Agreements
NewStar Financial, Inc.
NY
2008
$300,000,000 Loan and Servicing Agreement among NewStar DB Term Funding LLC, NewStar Financial, Inc., Deutsche Bank AG, U.S. Bank National Association, Lyon Financial Services,...
Loan Agreements
NewStar Financial, Inc.
DE
2008
Securities Purchase Agreement between NewStar Financial, Inc. and Purchasers (November 12, 2007)
Purchase Agreements
NewStar Financial, Inc.
NY
2007
Voting Agreement between NewStar Financial, Inc. and Stockholder regarding Securities Purchase Approval
Voting Agreements
NewStar Financial, Inc.
NY
2007
Registration Rights Agreement between NewStar Financial, Inc. and Purchasers (November 12, 2007)
Registration Rights Agreements
NewStar Financial, Inc.
2007
Assignment and Assumption Agreement between NewStar Structured Finance Opportunities, LLC and NewStar Structured Finance Opportunities II, LLC
Assignment Agreements
NewStar Financial, Inc.
NY
2007
Amendment No. 3 to Note Purchase Agreement among NewStar Structured Finance Opportunities II, LLC, NewStar Financial, Inc., MMP-5 Funding, LLC, Fenway Capital, LLC, Fenway...
Note Agreements
NewStar Financial, Inc.
NY
2007
Amendment No. 9 to Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial Inc., Wachovia Bank, and Others (August 8, 2007)
Modification Agreements
NewStar Financial, Inc.
2007
Fifth Amendment to Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., MMP-5 Funding, LLC, NATIXIS Financial Products Inc., and...
Modification Agreements
NewStar Financial, Inc.
2007
Master Participation Agreement among NewStar Arcturus CLO I Ltd., Citigroup Financial Products Inc., and NewStar Asset Management LLC (May 4, 2007)
Participation Agreements
NewStar Financial, Inc.
2007
Asset Acquisition Agreement among NewStar Arcturus CLO I Ltd., NewStar Asset Management LLC, NewStar Financial, Inc., and Citigroup Financial Products Inc. dated May 4, 2007
Purchase Agreements
NewStar Financial, Inc.
NY
2007
Sublease Agreement between Massachusetts Financial Services Company and NewStar Financial, Inc. dated February 1, 2007
Lease Agreements
NewStar Financial, Inc.
MA
2007
Amendment No. 5 to Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial Inc., Wachovia Bank, and Others
Modification Agreements
NewStar Financial, Inc.
2007
Amendment No. 6 to Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial Inc., Wachovia Bank, and Others
Modification Agreements
NewStar Financial, Inc.
2007
Third Omnibus Amendment to Note Purchase Agreement among U.S. Bank, Citigroup, NewStar Entities, and Lyon Financial Services
Note Agreements
NewStar Financial, Inc.
NY
2007
Fourth Omnibus Amendment to Note Purchase Agreement among Citigroup, NewStar, and U.S. Bank
Note Agreements
NewStar Financial, Inc.
NY
2007
Fifth Omnibus Amendment to Note Purchase Agreement among U.S. Bank, Citigroup, NewStar Entities, and Lyon Financial Services
Note Agreements
NewStar Financial, Inc.
NY
2007
First Amendment to Stockholders' Agreement by and among NewStar Financial, Inc. and Investors
Shareholders Agreements
NewStar Financial, Inc.
2007
Second Amendment to Stockholders Agreement by and among NewStar Financial, Inc. and Securityholders
Shareholders Agreements
NewStar Financial, Inc.
2007
Third Amendment to Stockholders Agreement by and among NewStar Financial, Inc. and Securityholders
Shareholders Agreements
NewStar Financial, Inc.
2007
Amendment No. 2 to Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial Inc., Wachovia Bank, and Others
Sales Agreements
NewStar Financial, Inc.
2007
Purchase Agreement for NewStar Commercial Loan Trust 2006-1 Notes between NewStar Financial, Inc. and Initial Purchasers
Purchase Agreements
NewStar Financial, Inc.
NY
2007
Restated and Amended Management Agreement between NewStar Credit Opportunities Funding I Ltd. and NewStar Financial, Inc.
Management Agreements
NewStar Financial, Inc.
DE
2007
First Amendment to Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., MMP-5 Funding, LLC, IXIS Financial Products Inc., and U.S....
Modification Agreements
NewStar Financial, Inc.
2007
Amended and Restated Restricted Stock Agreement between NewStar Financial, Inc. and Timothy Conway
Stock Agreements
NewStar Financial, Inc.
DE
2007
Amended and Restated Restricted Stock Agreement between NewStar Financial, Inc. and Peter Schmidt-Fellner
Stock Agreements
NewStar Financial, Inc.
DE
2007
Amended and Restated Restricted Stock Agreement between NewStar Financial, Inc. and John K. Bray
Stock Agreements
NewStar Financial, Inc.
DE
2007
Amended and Restated Restricted Stock Agreement between NewStar Financial, Inc. and Timothy C. Shoyer
Stock Agreements
NewStar Financial, Inc.
DE
2007
Amended and Restated Restricted Stock Agreement between NewStar Financial, Inc. and David R. Dobies
Stock Agreements
NewStar Financial, Inc.
DE
2007
Amended and Restated Restricted Stock Agreement between NewStar Financial, Inc. and Phillip R. Burnaman II
Stock Agreements
NewStar Financial, Inc.
DE
2007
Underwriting Agreement for Common Stock Offering between NewStar Financial, Inc. and Underwriters (Goldman Sachs & Co., Morgan Stanley & Co. Incorporated)
Underwriting Agreements
NewStar Financial, Inc.
2006
Third Amendment to Stockholders Agreement by and among NewStar Financial, Inc. and Securityholders
Shareholders Agreements
NewStar Financial, Inc.
2006
First Amendment to Restricted Stock Agreement between NewStar Financial, Inc. and Management Members
Modification Agreements
NewStar Financial, Inc.
2006
Amendment No. 1 to Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial Inc., Wachovia Bank, and Others
Modification Agreements
NewStar Financial, Inc.
2006
Amendment No. 2 to Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial Inc., Wachovia Bank, and Others
Modification Agreements
NewStar Financial, Inc.
2006
Amendment No. 3 to Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial Inc., Wachovia Bank, and Others
Modification Agreements
NewStar Financial, Inc.
2006
Amended, Restated and Substituted Variable Funding Certificate between NewStar CP Funding LLC and Wachovia Bank, N.A.
Note Agreements
NewStar Financial, Inc.
2006
Amendment No. 4 and Waiver to Amended and Restated Sale and Servicing Agreement among NewStar CP Funding LLC, NewStar Financial Inc., Wachovia Bank, and Others (October 30, 2006)
Modification Agreements
NewStar Financial, Inc.
2006
Amendment No. 2 to Sale and Servicing Agreement among NewStar Credit Opportunities Funding I Ltd., NewStar Credit Opportunities Fund, Ltd., NewStar Financial, Inc., and Others
Modification Agreements
NewStar Financial, Inc.
2006
Amendment No. 3 to Sale and Servicing Agreement among NewStar Credit Opportunities Funding I Ltd., NewStar Credit Opportunities Fund, Ltd., NewStar Financial, Inc., and Others
Modification Agreements
NewStar Financial, Inc.
2006
NewStar Financial, Inc. 2006 Incentive Plan Stock Option Award Agreement
Warrant Agreements
NewStar Financial, Inc.
DE
2006
Amended and Restated Restricted Stock Agreement between NewStar Financial, Inc. and Management Stockholder
Stock Agreements
NewStar Financial, Inc.
DE
2006
NewStar Financial, Inc. Management Restricted Stock Agreement with Management Stockholder
Stock Agreements
NewStar Financial, Inc.
DE
2006
Restricted Stock Agreement between NewStar Financial, Inc. and Management Stockholder
Stock Agreements
NewStar Financial, Inc.
DE
2006
NewStar Financial, Inc. Director Restricted Stock Agreement with Director Stockholder
Stock Agreements
NewStar Financial, Inc.
DE
2006
Common Stock Certificate for NewStar Financial, Inc.
Stock Agreements
NewStar Financial, Inc.
2006
Management Agreement between NewStar Credit Opportunities Fund, Ltd. and NewStar Financial, Inc. (August 3, 2005)
Management Agreements
NewStar Financial, Inc.
DE
2006
Stockholders' Agreement among Novus Capital, Inc. and Stockholders Dated June 18, 2004
Shareholders Agreements
NewStar Financial, Inc.
DE
2006
First Amendment to Stockholders' Agreement by and among NewStar Financial, Inc. and Investors
Shareholders Agreements
NewStar Financial, Inc.
2006
Novus Capital, Inc. Investor Subscription Agreement (Series A Convertible Preferred Stock)
Subscription Agreements
NewStar Financial, Inc.
DE
2006
Founders Subscription Agreement between Novus Capital, Inc. and Investors (June 17, 2004)
Subscription Agreements
NewStar Financial, Inc.
DE
2006
Novus Capital, Inc. Restricted Stock Agreement with Management Stockholder (June 17, 2004)
Stock Agreements
NewStar Financial, Inc.
DE
2006
Note Agreement for $100,000,000 Multiple Draw Extendible Senior Secured Notes between NewStar Financial, Inc. and Fortress Credit Corp.
Note Agreements
NewStar Financial, Inc.
DE
2006
Amendment to Note Agreement between NewStar Financial, Inc. and Fortress Credit Corp.
Modification Agreements
NewStar Financial, Inc.
2006
Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., MMP-5 Funding, LLC, IXIS Financial Products Inc., and U.S. Bank National...
Loan Agreements
NewStar Financial, Inc.
DE
2006
First Amendment to Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., MMP-5 Funding, LLC, IXIS Financial Products Inc., and U.S....
Loan Agreements
NewStar Financial, Inc.
2006
Second Amendment to Secured Loan and Servicing Agreement among NewStar Short-Term Funding LLC, NewStar Financial, Inc., MMP-5 Funding, LLC, IXIS Financial Products Inc., and U.S....
Modification Agreements
NewStar Financial, Inc.
2006
Purchase Agreement for NewStar Trust 2005-1 Notes between NewStar Financial, Inc., NewStar LLC 2005-1, and Initial Purchasers (August 10, 2005)
Purchase Agreements
NewStar Financial, Inc.
NY
2006