NewStar Financial, Inc. Contracts & Agreements

Agreement and Plan of Merger among First Eagle Holdings, Inc., FE Holdco, LLC, FE Merger Sub, Inc. and NewStar Financial, Inc. dated as of October 16, 2017 (Filed With SEC on October 20, 2017)

Asset Purchase Agreement between GSO Diamond Portfolio Holdco LLC and NewStar Financial, Inc. dated as of October 16, 2017 (Filed With SEC on October 20, 2017)

Second Amendment to Sixth Amended and Restated Loan Servicing Agreement by and among NewStar CP Funding LLC, as Borrower, NewStar Financial, Inc., as Originator and Servicer and... (Filed With SEC on August 7, 2017)

Second Amendment to Loan Servicing Agreement by and among NewStar Warehouse Funding I LLC, as Borrower, NewStar Financial, Inc. as Originator and Collateral Manager and the... (Filed With SEC on August 7, 2017)

PURCHASE AGREEMENT by and between NEWSTAR FINANCIAL,INC. And FIFTH STREETHOLDINGS L.P. TABLE OF CONTENTS (Filed With SEC on July 7, 2017)

RESTATEDEMPLOYMENT AGREEMENT of JOHN K. BRAY (Filed With SEC on March 21, 2017)

ASSET PURCHASE AGREEMENT by and among NEWSTAREQUIPMENT FINANCE I, LLC, NEWSTAR COMMERCIAL LEASE FUNDING I, LLC, NEWSTAR COMMERCIAL LEASE FUNDING 2015-1 LLC, AND, FOR LIMITED... (Filed With SEC on December 2, 2016)

TERMINATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on November 3, 2016)

EARLY RETIREMENT AGREEMENT AND GENERAL RELEASE (Filed With SEC on November 3, 2016)

RESTATEDEMPLOYMENT AGREEMENT of TIMOTHY J. CONWAY (Filed With SEC on October 11, 2016)

AMENDMENT TO NOTE PURCHASE AGREEMENT (Filed With SEC on August 4, 2016)

FIRST AMENDMENT TO SIXTH AMENDED AND RESTATED LOAN AND SERVICING AGREEMENT (NewStar CP Funding LLC) (Filed With SEC on May 9, 2016)

NOTE PURCHASEAGREEMENT (Filed With SEC on April 1, 2016)

WAREHOUSE COLLATERAL ADMINISTRATION AGREEMENT (Filed With SEC on April 1, 2016)

UNIT PURCHASE AGREEMENT BY ANDAMONG STERLING NATIONAL BANK, NEWSTAR BUSINESS CREDIT LLC, AND NEWSTAR FINANCIAL, INC. Dated as of March 31, 2016 TABLE OF CONTENTS (Filed With SEC on March 31, 2016)

RESTATED EMPLOYMENT AGREEMENT of [] EMPLOYMENT AGREEMENT (this Agreement), dated as of October 9, 2015 (the Effective Date), between NEWSTAR FINANCIAL, INC., a Delaware... (Filed With SEC on March 4, 2016)

$80,000,000 NewStar Financial, Inc. 7.250%Senior Notes due 2020 Underwriting Agreement (Filed With SEC on November 12, 2015)

PURCHASE AGREEMENT by and among NEWSTAR FINANCIAL, INC. and ANDREA S. FEINGOLD and R. IAN OKEEFFE Dated as of September 16, 2015 TABLE OF CONTENTS (Filed With SEC on November 5, 2015)

INDENTURE between NewStar Commercial Lease Funding 20151 LLC, as Issuer, Wells Fargo Bank, National Association, as Trustee and Custodian Equipment Contract Backed Notes, Series... (Filed With SEC on September 3, 2015)

PURCHASE AND CONTRIBUTION AGREEMENT between NewStar Equipment Finance I, LLC, AS SELLER and NewStar Commercial Lease Funding 2015 1 LLC, AS PURCHASER Dated as of September 1, 2015... (Filed With SEC on September 3, 2015)

sCHI ###-###-####.3 FIRST AMENDMENT TO LOAN AND SERVICING AGREEMENT (NewStar Warehouse Funding I LLC) (Filed With SEC on August 7, 2015)

NEWSTAR FINANCIAL, INC. 7.25%Senior Notes due 2020 INDENTURE Dated as ofApril 22, 2015 U.S. BANK NATIONAL ASSOCIATION, as Trustee TABLE OF CONTENTS ARTICLE I Definitionsand... (Filed With SEC on April 28, 2015)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on April 28, 2015)

SEVENTH AMENDMENT TO NOTE PURCHASE AGREEMENT (NEWSTAR COMMERCIAL LEASE FUNDING I, LLC) (Filed With SEC on April 14, 2015)

FOURTH AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AND SERVICING AGREEMENT (NewStar CP Funding LLC) (Filed With SEC on March 11, 2015)

RESTATED EMPLOYMENT AGREEMENT of [] EMPLOYMENT AGREEMENT (this Agreement), dated as of October 9, 2013 (the Effective Date), between NEWSTAR FINANCIAL, INC., a Delaware... (Filed With SEC on March 9, 2015)

FIFTH AMENDMENT TO NOTE PURCHASE AGREEMENT (NEWSTAR COMMERCIAL LEASE FUNDING I, LLC) (Filed With SEC on March 4, 2015)

SIXTH AMENDMENT TO NOTE PURCHASE AGREEMENT (NEWSTAR COMMERCIAL LEASE FUNDING I, LLC) (Filed With SEC on March 4, 2015)

SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on March 4, 2015)

THIRD AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AND SERVICING AGREEMENT (NewStar CP Funding LLC) (Filed With SEC on January 16, 2015)

ANNEX A ADDITIONAL DEFINITIONS (Filed With SEC on December 18, 2014)

THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on December 10, 2014)

ISDA® International Swaps and Derivatives Association, Inc. 2002 MASTER AGREEMENT dated as of December 4, 2014 Citibank, N.A. and NewStar TRS I LLC (Filed With SEC on December 9, 2014)

Page 1 (Filed With SEC on December 9, 2014)

AMENDMENT NO. 1 TO INVESTMENT AGREEMENT (Filed With SEC on December 8, 2014)

INVESTMENTAGREEMENT (Filed With SEC on November 10, 2014)

Standstill Agreement (Filed With SEC on November 10, 2014)

VOTINGAGREEMENT (Filed With SEC on November 10, 2014)

JOINDER AGREEMENT AND FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on August 6, 2014)

THIRD AMENDMENT AND JOINDER TO SECOND AMENDED AND RESTATED NOTE AGREEMENT (Filed With SEC on August 6, 2014)

JOINDER AGREEMENT (Filed With SEC on May 8, 2014)

SECONDAMENDMENT TO SECOND AMENDED AND RESTATED NOTE AGREEMENT (Filed With SEC on May 8, 2014)

LEASE between FIVE HUNDRED BOYLSTON WEST VENTURE, as LANDLORD and NEWSTAR FINANCIAL, INC., asTENANT Dated as of October 31, 2012 TABLE OF CONTENTS (Filed With SEC on March 14, 2014)

FIVE HUNDRED BOYLSTON STREET Boston, Massachusetts FIRSTAMENDMENT TO LEASE Newstar Financial, Inc. (Filed With SEC on March 14, 2014)

FIRSTAMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AND SERVICING AGREEMENT (NewStar CP Funding LLC) (Filed With SEC on March 14, 2014)

FIRST AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT by and among NEWSTARCOMMERCIAL LOAN FUNDING 2012-1 LLC, as Borrower, VERSAILLES ASSETS LLC, as Required Lender, and... (Filed With SEC on March 14, 2014)

FOURTHAMENDMENT TO NOTE PURCHASE AGREEMENT (NEWSTAR COMMERCIAL LEASE FUNDING I, LLC) (Filed With SEC on March 5, 2014)

RESTRICTED CASH INCENTIVE PLAN AGREEMENT WITH EMPLOYEE (Filed With SEC on February 6, 2014)

THIRDAMENDMENT TO NOTE PURCHASE AGREEMENT (NEWSTAR COMMERCIAL LEASE FUNDING I, LLC) (Filed With SEC on February 3, 2014)

SECONDAMENDMENT TO NOTE PURCHASE AGREEMENT (NEWSTAR COMMERCIAL LEASE FUNDING I, LLC) (Filed With SEC on December 13, 2013)

SECONDAMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AND SERVICING AGREEMENT (NewStar CP Funding LLC) (Filed With SEC on December 3, 2013)

TRANSITION AGREEMENT AND GENERAL RELEASE (Filed With SEC on November 6, 2013)

RESTATED EMPLOYMENT AGREEMENT of [] (Filed With SEC on October 11, 2013)

RESTATED EMPLOYMENT AGREEMENT of [] EMPLOYMENT AGREEMENT (this Agreement), dated as ofOctober 9, 2013 (the Effective Date), between NEWSTAR FINANCIAL, INC., a Delaware corporation... (Filed With SEC on October 11, 2013)

AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Dated as of June 7, 2011 Amended and Restated as of October 2, 2013 among NEWSTAR CRE FINANCE ILLC, as Seller, MACQUARIE BANK... (Filed With SEC on October 4, 2013)

FIRSTAMENDMENT TO NOTE PURCHASE AGREEMENT (NEWSTAR COMMERCIAL LEASE FUNDING I, LLC) (Filed With SEC on September 27, 2013)

THIRD AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT by and among NEWSTAR COMMERCIAL LOAN FUNDING 2012-1 LLC, as Borrower, VERSAILLES ASSETS LLC, as Lender, and NATIXIS, NEW... (Filed With SEC on August 21, 2013)

FIRST AMENDMENT TO SECOND AMENDED AND RESTATED NOTE AGREEMENT (Filed With SEC on August 7, 2013)

SECOND AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT by and among NEWSTAR COMMERCIAL LOAN FUNDING 2012-1 LLC, as Borrower, VERSAILLES ASSETS LLC, as Required Lender, and... (Filed With SEC on August 7, 2013)

SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on August 7, 2013)

NEWSTAR FINANCIAL, INC. $200,000,000 TERM LOAN FACILITY SECOND AMENDED AND RESTATED NOTE AGREEMENT DATED AS OF MAY 13, 2013 Table of Contents (Filed With SEC on May 16, 2013)

$147,000,000 Class A Advances $28,000,000 Class B Advances LOAN AND SECURITY AGREEMENT by and among NEWSTAR FINANCIAL, INC., (Servicer) NEWSTAR ARLINGTON FUNDING LLC, (Borrower)... (Filed With SEC on April 8, 2013)

AMENDMENT NO. 2 (NewStar Short-Term Funding LLC) (Filed With SEC on March 1, 2013)

CONSENT AND SECOND AMENDMENT TO AMENDED AND RESTATED NOTEAGREEMENT (Filed With SEC on March 1, 2013)

THIRD AMENDMENT TO AMENDED AND RESTATED NOTE AGREEMENT (Filed With SEC on March 1, 2013)

Table of Contents (Filed With SEC on December 10, 2012)

U.S. $150,000,000 THIRD AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT by and among NEWSTAR BUSINESS CREDIT, LLC, as the Originator, the Servicer and a Guarantor NEWSTAR... (Filed With SEC on December 10, 2012)

U.S. $75,000,000 NOTE PURCHASE AGREEMENT Dated as of November 16, 2012 By and Among NEWSTAR COMMERCIAL LEASE FUNDING I, LLC as the Borrower NEWSTAR EQUIPMENT FINANCE I, LLC as the... (Filed With SEC on November 16, 2012)

U.S. $175,000,000 (with an option to increase up to $200,000,000) FIFTH AMENDED AND RESTATEDLOAN AND SERVICING AGREEMENT by and among NEWSTAR CP FUNDING LLC, as the Borrower,... (Filed With SEC on November 6, 2012)

THIRD AMENDMENT TOAMENDED AND RESTATED SECURED LOAN AND SERVICING AGREEMENT (Filed With SEC on May 22, 2012)

FIRST AMENDMENT TO AMENDED AND RESTATED NOTE AGREEMENT (Filed With SEC on January 31, 2012)

FIRST AMENDMENT TO FOURTH AMENDED AND RESTATED LOAN AND SERVICING AGREEMENT (Newstar CP Funding LLC) (Filed With SEC on November 8, 2011)

FIRST AMENDMENT TO AMENDED AND RESTATED SECURED LOAN AND SERVICING AGREEMENT AND TO VARIABLE FUNDING NOTE (Filed With SEC on August 3, 2011)

U.S. $125,000,000 FOURTH AMENDED AND RESTATED LOAN AND SERVICING AGREEMENT by and among NEWSTAR CP FUNDING LLC, as the Borrower, NEWSTAR FINANCIAL, INC., as the Originator and as... (Filed With SEC on July 14, 2011)

MASTER REPURCHASE AGREEMENT Dated as of June 7, 2011 among NEWSTAR CRE FINANCE I LLC, as Seller, MACQUARIE BANK LIMITED, as Purchaser and NEWSTAR FINANCIAL INC., as Guarantor... (Filed With SEC on June 7, 2011)

GUARANTEE AGREEMENT Dated as ofJune 7, 2011 NEWSTAR FINANCIAL, INC. in favor of MACQUARIE BANK LIMITED TABLE OF CONTENTS (Filed With SEC on June 7, 2011)

SEVENTH AMENDMENT (Filed With SEC on May 4, 2011)

EIGHTH AMENDMENT (Filed With SEC on May 4, 2011)

FOURTH OMNIBUS AMENDMENT (Filed With SEC on March 4, 2011)

FIFTH OMNIBUS AMENDMENT (Filed With SEC on March 4, 2011)

SIXTH OMNIBUS AMENDMENT (Filed With SEC on March 4, 2011)

OMNIBUS AMENDMENT (Filed With SEC on February 16, 2011)

U.S. $75,000,000 NOTE PURCHASE AGREEMENT Dated as of January 25, 2011 Among NEWSTAR EQUIPMENT FINANCE I, LLC as the Borrower NEWSTAR FINANCIAL, INC. as the Servicer and Originator... (Filed With SEC on January 26, 2011)

PURCHASE AND SALE AGREEMENT Dated as of January 25, 2011 Between NEWSTAR EQUIPMENT FINANCE I, LLC, as Buyer and NEWSTAR FINANCIAL, INC., as Originator TABLE OF CONTENTS (Filed With SEC on January 26, 2011)

INTEREST PURCHASE AGREEMENT by and among CORE FINANCIAL HOLDINGS, LLC CORE BUSINESS CREDIT, LLC AND NEWSTAR FINANCIAL, INC. Dated as of November 1, 2010 TABLE OF CONTENTS (Filed With SEC on November 2, 2010)

U.S. $225,000,000 SECOND AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT by and among CORE BUSINESS CREDIT, LLC, as the Originator, the Servicer and a Guarantor NEWSTAR... (Filed With SEC on November 2, 2010)

PERFORMANCE GUARANTY (Filed With SEC on November 2, 2010)

AMENDED AND RESTATED PURCHASE AND CONTRIBUTION AGREEMENT by and between CORE BUSINESS CREDIT, LLC, as the Seller and CORE BUSINESS FUNDING, LLC, as the Buyer Dated as of November... (Filed With SEC on November 2, 2010)

NEWSTAR FINANCIAL, INC. $100,000,000 CREDIT FACILITY $50,000,000 TERM NOTES $50,000,000 REVOLVING NOTES AMENDED ANDRESTATED NOTE AGREEMENT DATED AS OF AUGUST 31, 2010 Table of... (Filed With SEC on September 7, 2010)

2006 INCENTIVE PLAN OF NEWSTAR FINANCIAL, INC. TABLE OF CONTENTS (Filed With SEC on May 14, 2010)

AMENDMENT TO NOTE AGREEMENT (Filed With SEC on May 6, 2010)

ANNEX I TO GUARANTY (Filed With SEC on May 6, 2010)

SUPPLEMENT NO. 1 TO PLEDGE AND SECURITY AGREEMENT (Filed With SEC on May 6, 2010)

U.S. $50,000,000 AMENDED AND RESTATED SECURED LOAN AND SERVICING AGREEMENT by and among NEWSTAR SHORT-TERM FUNDING LLC, as the Borrower, NEWSTAR FINANCIAL, INC., as the Originator... (Filed With SEC on May 6, 2010)

AMENDED AND RESTATED GUARANTY AGREEMENT (Filed With SEC on May 6, 2010)

THIRD OMNIBUS AMENDMENT (Filed With SEC on March 23, 2010)

by and between NEWSTAR COMMERCIAL LOAN TRUST 2009-1, as the Issuer, and (Filed With SEC on March 8, 2010)

SECOND OMNIBUS AMENDMENT (Filed With SEC on March 8, 2010)

by and among NEWSTAR COMMERCIAL LOAN TRUST 2009-1, (Filed With SEC on March 8, 2010)

by and between NEWSTAR FINANCIAL, INC., (Filed With SEC on March 8, 2010)

NEWSTAR COMMERCIAL LOAN TRUST 2009-1 NOTES U.S. $148,500,000 CLASS A FLOATING RATE NOTES DUE 2018 U.S. $42,000,000 CLASS B FLOATING RATE NOTES DUE 2018 PURCHASE AGREEMENT (Filed With SEC on March 8, 2010)

NEWSTAR FINANCIAL, INC. $75,000,000 REVOLVING CREDIT FACILITY NOTE AGREEMENT (Filed With SEC on January 7, 2010)

PLEDGE AND SECURITY AGREEMENT (Filed With SEC on January 7, 2010)

RESTATED EMPLOYMENT AGREEMENT of [Executive] (Filed With SEC on December 15, 2009)

THIRD AMENDMENT TO STOCK PURCHASE AND SALE AGREEMENT (Filed With SEC on June 2, 2009)

EIGHTH AMENDMENT TO SECURED LOAN AND SERVICING AGREEMENT (Filed With SEC on May 27, 2009)

AMENDMENT NO. 3 TO THE SECOND AMENDED AND RESTATED SALE AND SERVICING AGREEMENT (Filed With SEC on May 27, 2009)

SECOND AMENDMENT TO STOCK PURCHASE AND SALE AGREEMENT (Filed With SEC on May 4, 2009)

AMENDMENT NO. 2 TO THE SECOND AMENDED AND RESTATED SALE AND (Filed With SEC on April 20, 2009)

LOCK UP AGREEMENT (Filed With SEC on March 20, 2009)

FIRST AMENDMENT TO STOCK PURCHASE AND SALE AGREEMENT (Filed With SEC on March 16, 2009)

AMENDMENT NO. 1 TO THE SECOND AMENDED AND RESTATED SALE AND SERVICING AGREEMENT (Filed With SEC on March 10, 2009)

SIXTH AMENDMENT & WAIVER TO SECURED LOAN AND SERVICING AGREEMENT (Filed With SEC on March 10, 2009)

NOTE PURCHASE AGREEMENT by and among NEWSTAR WAREHOUSE FUNDING 2005 LLC, as Issuer (Filed With SEC on March 10, 2009)

among NEWSTAR FINANCIAL, INC., as Servicer and as Seller NEWSTAR WAREHOUSE FUNDING 2005 LLC, as Purchaser and LYON FINANCIAL SERVICES, INC., d/b/a U.S. Bank Portfolio Services as... (Filed With SEC on March 10, 2009)

EMPLOYMENT AGREEMENT of ROBERT T. CLEMMENS (Filed With SEC on March 10, 2009)

2006 INCENTIVE PLAN OF NEWSTAR FINANCIAL, INC. AMENDED AND RESTATED AS OF JANUARY 28, 2009 TABLE OF CONTENTS (Filed With SEC on March 10, 2009)

OMNIBUS AMENDMENT (Filed With SEC on January 22, 2009)

STOCK PURCHASE AND SALE AGREEMENT BY AND AMONG (Filed With SEC on January 8, 2009)

U.S. $400,000,000 (Filed With SEC on August 6, 2008)

FIRST AMENDMENT TO THE LOAN AND SERVICING AGREEMENT (Filed With SEC on August 6, 2008)

SEVENTH AMENDMENT & WAIVER TO SECURED LOAN AND SERVICING AGREEMENT (Filed With SEC on August 6, 2008)

SIXTH AMENDMENT & WAIVER TO SECURED LOAN AND SERVICING AGREEMENT (Filed With SEC on May 7, 2008)

- 2 - (Filed With SEC on April 11, 2008)

NEWSTAR FINANCIAL, INC. FOURTH AMENDMENT TO (Filed With SEC on March 10, 2008)

AMENDMENT NO. 7 AND WAIVER TO THE AMENDED AND RESTATED SALE AND SERVICING AGREEMENT (VFCCTransaction with Newstar CP Funding LLC) (Filed With SEC on March 10, 2008)

AMENDMENT NO. 8 AND WAIVER TO THE AMENDED AND (Filed With SEC on March 10, 2008)

AMENDMENT NO. 10 AND WAIVER TO THE AMENDED AND RESTATED SALE (Filed With SEC on March 10, 2008)

SIXTH OMNIBUS AMENDMENT (Filed With SEC on March 10, 2008)

LOAN ANDSERVICING AGREEMENT by and among NEWSTAR DB TERM FUNDING LLC, as the Borrower, NEWSTAR FINANCIAL, INC., as the Originator and as the Servicer, EACH OF THE CONDUIT LENDERS... (Filed With SEC on March 10, 2008)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 19, 2007)

VOTING AGREEMENT (Filed With SEC on November 19, 2007)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 19, 2007)

ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on August 8, 2007)

AMENDMENT NO. 9 TO THE AMENDED AND RESTATED SALE AND SERVICING AGREEMENT (VFCCTransaction with Newstar CP Funding LLC) (Filed With SEC on August 8, 2007)

FIFTH AMENDMENT TO SECURED LOAN AND SERVICING AGREEMENT (Filed With SEC on August 8, 2007)

MASTER PARTICIPATION AGREEMENT (Filed With SEC on May 21, 2007)

ASSET ACQUISITION AGREEMENT (Filed With SEC on May 21, 2007)

SUBLEASE AGREEMENT (Filed With SEC on May 10, 2007)

AMENDMENT NO. 5 TO THE AMENDED AND (Filed With SEC on May 10, 2007)

AMENDMENT NO. 6 TO THE AMENDED AND (Filed With SEC on May 10, 2007)

THIRD OMNIBUS AMENDMENT (Filed With SEC on May 10, 2007)

FOURTH OMNIBUS AMENDMENT (Filed With SEC on May 10, 2007)

FIFTH OMNIBUS AMENDMENT (Filed With SEC on May 10, 2007)

FIRST AMENDMENT TO STOCKHOLDERS AGREEMENT (Filed With SEC on April 2, 2007)

NEWSTAR FINANCIAL, INC. SECOND AMENDMENT TO (Filed With SEC on April 2, 2007)

NEWSTAR FINANCIAL, INC. THIRD AMENDMENT TO (Filed With SEC on April 2, 2007)

AMENDMENT NO. 2 TO THE AMENDED AND RESTATED SALE AND SERVICING AGREEMENT (Filed With SEC on April 2, 2007)

NEWSTAR COMMERCIAL LOAN TRUST 2006-1 NOTES (Filed With SEC on April 2, 2007)

RESTATED AND AMENDED MANAGEMENT AGREEMENT dated as of November 29, 2005 (Filed With SEC on April 2, 2007)

FIRST AMENDMENT TO SECURED LOAN AND SERVICING AGREEMENT (Filed With SEC on April 2, 2007)

2006 INCENTIVE PLAN OF NEWSTAR FINANCIAL, INC. (Filed With SEC on April 2, 2007)

AMENDED AND RESTATED RESTRICTED STOCK AGREEMENT (Filed With SEC on April 2, 2007)

EMPLOYMENT AGREEMENT of TIMOTHY J. CONWAY (Filed With SEC on December 19, 2006)

EMPLOYMENT AGREEMENT of PETER SCHMIDT-FELLNER (Filed With SEC on December 19, 2006)

EMPLOYMENT AGREEMENT of JOHN KIRBY BRAY (Filed With SEC on December 19, 2006)

EMPLOYMENT AGREEMENT of PHILLIP R. BURNAMAN (Filed With SEC on December 19, 2006)

EMPLOYMENT AGREEMENT of DAVID R. DOBIES (Filed With SEC on December 19, 2006)

EMPLOYMENT AGREEMENT of TIMOTHY C. SHOYER (Filed With SEC on December 19, 2006)

NEWSTAR FINANCIAL, INC. Common Stock (Filed With SEC on December 11, 2006)

NEWSTAR FINANCIAL, INC. THIRD AMENDMENT TO (Filed With SEC on December 11, 2006)

NEWSTAR FINANCIAL, INC. FIRST AMENDMENT TO (Filed With SEC on December 11, 2006)

AMENDMENT NO. 1 TO THE AMENDED AND (Filed With SEC on December 11, 2006)

AMENDMENT NO. 2 TO THE AMENDED AND RESTATED SALE AND SERVICING AGREEMENT (Filed With SEC on December 11, 2006)

AMENDMENT NO. 3 TO THE AMENDED AND RESTATED SALE AND SERVICING AGREEMENT (Filed With SEC on December 11, 2006)

AMENDED, RESTATED AND SUBSTITUTED VARIABLE FUNDING CERTIFICATE (Filed With SEC on December 11, 2006)

AMENDMENT NO. 4 AND WAIVER TO THE AMENDED AND RESTATED SALE AND SERVICING AGREEMENT (Filed With SEC on December 11, 2006)

AMENDMENT NO. 2 TO SALE AND SERVICING AGREEMENT (Filed With SEC on December 11, 2006)

AMENDMENT NO. 3 TO SALE AND SERVICING AGREEMENT (Filed With SEC on December 11, 2006)

EMPLOYMENT AGREEMENT of PETER SCHMIDT-FELLNER (Filed With SEC on December 11, 2006)

EMPLOYMENT AGREEMENT of JOHN KIRBY BRAY (Filed With SEC on December 11, 2006)

EMPLOYMENT AGREEMENT of PHILLIP R. BURNAMAN (Filed With SEC on December 11, 2006)

EMPLOYMENT AGREEMENT of DAVID R. DOBIES (Filed With SEC on December 11, 2006)

EMPLOYMENT AGREEMENT of TIMOTHY C. SHOYER (Filed With SEC on December 11, 2006)

NEWSTAR FINANCIAL, INC. 2006 INCENTIVE PLAN (Filed With SEC on December 11, 2006)

AMENDED AND RESTATED RESTRICTED STOCK AGREEMENT (Filed With SEC on December 11, 2006)

RESTRICTED STOCK AGREEMENT (Filed With SEC on December 11, 2006)

SHARES (Filed With SEC on November 30, 2006)

EMPLOYMENT AGREEMENT of TIMOTHY J. CONWAY (Filed With SEC on November 30, 2006)

2006 INCENTIVE PLAN OF NEWSTAR FINANCIAL, INC. (Filed With SEC on November 30, 2006)

CONFIDENTIAL TREATMENT REQUESTED (Filed With SEC on October 27, 2006)

STOCKHOLDERS AGREEMENT DATED AS OF JUNE 18, 2004 AMONG NOVUS CAPITAL, INC. AND THE STOCKHOLDERS PARTY HERETO TABLE OF CONTENTS (Filed With SEC on September 21, 2006)

FIRST AMENDMENT TO STOCKHOLDERS AGREEMENT (Filed With SEC on September 21, 2006)

SUBSCRIPTION AGREEMENT Dated as of June 17, 2004 (Filed With SEC on September 21, 2006)

FOUNDERS SUBSCRIPTION AGREEMENT Dated as of June 17, 2004 (Filed With SEC on September 21, 2006)

RESTRICTED STOCK AGREEMENT (Filed With SEC on September 21, 2006)

NEWSTAR FINANCIAL, INC. (Filed With SEC on September 21, 2006)

U.S. $50,000,000 SECURED LOAN AND SERVICING AGREEMENT by and among NEWSTAR SHORT-TERM FUNDING LLC, as the Borrower, NEWSTAR FINANCIAL, INC., (Filed With SEC on September 21, 2006)

FIRST AMENDMENT TO SECURED LOAN AND SERVICING AGREEMENT (Filed With SEC on September 21, 2006)

SECOND AMENDMENT TO SECURED LOAN AND SERVICING AGREEMENT (Filed With SEC on September 21, 2006)

NEWSTAR TRUST 2005-1 NOTES, SERIES 2005-1 $156,000,000 CLASS A-1 NOTES (Filed With SEC on September 21, 2006)

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NewStar Financial, Inc. Contracts & Agreements