EXHIBIT4.1 SPECIMENUNIT CERTIFICATE
EX-4.1 3 ex4_1.htm SPECIMEN UNIT CERTIFICATE ex4_1.htm
EXHIBIT 4.1
SPECIMEN UNIT CERTIFICATE
NUMBER U- | UNITS |
SEE REVERSE FOR
CERTAIN
DEFINITIONS
NEW YORK RESIDENTIAL, INC.
CUSIP
UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT
EACH TO PURCHASE ONE SHARE OF COMMON STOCK
THIS CERTIFIES THAT | ||
is the owner of | Units |
Each Unit (“Unit”) consists of one (1) share of common stock, par value $.001 per share (the “Shares”), of NEW YORK RESIDENTIAL, INC., a Delaware corporation (the “Company”), and one warrant (the “Warrant”). Each Warrant entitles the holder to purchase one (1) Share for $.75 per share (subject to adjustment). Each Warrant will become exercisable on the Company’s completion of its initial property acquisition and __________ __, 2009 (one year from the date of the prospectus), and will expire on ________ __, 2012 (four years from the date of the prospectus), or earlier upon redemption (the “Expiration Date”). The Shares and Warrants comprising the Units represented by this certificate will trade separately on . The terms of the Warrants are governed by a Transfer Agent and Warrant Agreement, dated as of , 2008, between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Transfer Agent and Warrant Agreement are on file at the office of the Warrant Agent at [ ], and are available to any Warrant holder on written request and without cost. This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company.
Witness the facsimile seal of the Company and the facsimile signature of its duly authorized officers.
By | ||||
Chief Executive Officer | Secretary |
NEW YORK RESIDENTIAL, INC.
CORPORATE
SEAL
2008
DELAWARE
NEW YORK RESIDENTIAL, INC.
The Company will furnish without charge to each stockholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
TEN COM — as tenants in common
TEN ENT — as tenants by the entireties
JT TEN — as joint tenants with right of survivorship and not as tenants in common
UNIF GIFT MIN ACT - | _________ Custodian ___________________ | |||
(Cust) (Minor) | ||||
under Uniform Gifts to Minors Act__________________________________ | ||||
(State) |
Additional Abbreviations may also be used though not in the above list.
For value received , hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
_____________________________ | ||
_____________________________ | ||
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
Units
represented by the within Certificate, and do hereby irrevocably constitute and appoint
Attorney
to transfer the said Units on the books of the within named Company will full power of substitution in the premises.
Dated: | _________________________________________________________________ | |
NOTICE: | The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever. |
Signature(s) Guaranteed:
_____________________________________________________________________________________________
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).