New York Mortgage Trust, Inc. Contracts & Agreements

118 Contracts & Agreements
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Filed
Underwriting Agreement, dated as of September 10, 2019, by and among the Company, Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC and UBS Securities LLC
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Underwriting Agreement, dated January 8, 2025, by and among the Company and Morgan Stanley & Co. LLC, Piper Sandler & Co., RBC Capital Markets, LLC, UBS Securities LLC and Wells...
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2025
Form of 2024 Deferred Stock Unit Agreement
Stock Agreements
New York Mortgage Trust, Inc.
2024
Underwriting Agreement, dated June 25, 2024, by and among the Company and Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, UBS Securities LLC, Wells Fargo Securities, LLC,...
Underwriting Agreements
New York Mortgage Trust, Inc.
2024
Form of 2024 Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2024
Form of 2024 Restricted Stock Unit Award Agreement
Stock Agreements
New York Mortgage Trust, Inc.
2024
The Company's 2024 Annual Incentive Plan
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2024
Description of the Companys securities under Section 12 of the Exchange Act
New York Mortgage Trust, Inc.
2024
Form of 2024 Restricted Stock Award Agreement
Stock Agreements
New York Mortgage Trust, Inc.
2024
Form of 2023 Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2023
Form of 2023 Restricted Stock Unit Award Agreement
Stock Agreements
New York Mortgage Trust, Inc.
2023
The Company's 2023 Annual Incentive Plan
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2023
Separation and Consulting Agreement, dated as of April 26, 2023, by and between the Company and Nathan R. Reese
Consulting Agreements
New York Mortgage Trust, Inc.
2023
Description of the Companys securities under Section 12 of the Exchange Act
New York Mortgage Trust, Inc.
2023
Form of 2023 Restricted Stock Award Agreement
Stock Agreements
New York Mortgage Trust, Inc.
2023
Employment Agreement, dated as of December 13, 2022, by and between New York Mortgage Trust, Inc. and Nicholas Mah
Mortgage Agreements
New York Mortgage Trust, Inc.
2022
Amendment No. 3 to Equity Distribution Agreement dated March 2, 2022, by and between the Company and JonesTrading Institutional Services LLC
Equity Distribution Agreements
New York Mortgage Trust, Inc.
2022
Description of the Companys securities under Section 12 of the Exchange Act
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2022
Form of 2022 Restricted Stock Award Agreement
Stock Agreements
New York Mortgage Trust, Inc.
2022
Form of 2022 Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2022
Form of 2022 Restricted Stock Unit Award Agreement
Stock Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2022
The Companys 2022 Annual Incentive Plan
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2022
Employment Agreement, dated as of February 1, 2022, by and between New York Mortgage Trust, Inc. and Kristine R. Nario-Eng
Mortgage Agreements
New York Mortgage Trust, Inc.
2022
Form of Change in Control Agreement
Change of Control Agreements
New York Mortgage Trust, Inc.
2022
Fourth Amended and Restated Employment Agreement, dated as of December 23, 2021, by and between New York Mortgage Trust, Inc. and Steven R. Mumma
Mortgage Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2021
Employment Agreement, dated as of December 23, 2021, by and between New York Mortgage Trust, Inc. and Jason T. Serrano
Mortgage Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2021
Underwriting Agreement, dated as of November 17, 2021, by and among the Company and Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, UBS Securities LLC, Wells Fargo...
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2021
Equity Distribution Agreement, dated August 10, 2021, by and between the Company and B. Riley Securities, Inc
Equity Distribution Agreements
New York Mortgage Trust, Inc.
2021
Amendment No. 2 to Equity Distribution Agreement dated August 10, 2021, by and between the Company and JonesTrading Institutional Services LLC
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2021
Underwriting Agreement, dated as of June 29, 2021, by and between the Company and Raymond James & Associates, Inc
Underwriting Agreements
New York Mortgage Trust, Inc.
2021
Amendment No. 2 to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2021
The Companys 2021 Annual Incentive Plan
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2021
Indenture, dated as of April 27, 2021, between New York Mortgage Trust, Inc. and UMB Bank National Association, as trustee
Indenture Agreements
New York Mortgage Trust, Inc.
2021
Form of Registration Rights Agreement, dated as of April 27, 2021, between New York Mortgage Trust, Inc. and the several purchasers of Notes party thereto
Note Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2021
Form of 2021 Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
DE
2021
Form of 2021 Restricted Stock Unit Award Agreement
Stock Agreements
New York Mortgage Trust, Inc.
2021
Form of Indemnification Agreement
Indemnification Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2020
Description of the Companys securities under Section 12 of the Exchange Act
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2020
The Companys 2020 Annual Incentive Plan
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2020
Form of 2020 Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2020
Form of 2020 Restricted Stock Unit Award Agreement
Stock Agreements
New York Mortgage Trust, Inc.
2020
Form of 2020 Restricted Stock Award Agreement for Employees
Stock Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2020
Underwriting Agreement, dated as of February 10, 2020, by and among the Company, Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC and UBS Securities LLC
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2020
Underwriting Agreement, dated as of January 7, 2020, by and among the Company, Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC and UBS Securities LLC
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2020
Amendment No. 1, dated November 27, 2019, to Equity Distribution Agreement, dated March 29, 2019, by and between the Company and JonesTrading Institutional Services LLC
Equity Distribution Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2019
Underwriting Agreement, dated as of November 19, 2019, by and between the Company and Morgan Stanley & Co. LLC
Underwriting Agreements
New York Mortgage Trust, Inc.
2019
Underwriting Agreement, dated as of October 10, 2019, by and among the Company, Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, RBC Capital Markets, LLC and UBS Securities...
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Underwriting Agreement, dated as of July 17, 2019, by and among the Company, Morgan Stanley & Co. LLC and UBS Securities LLC
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Amendment No. 1 to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2019
Underwriting Agreement, dated as of May 8, 2019, by and between the Company and Morgan Stanley & Co. LLC
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
The Company's Amended and Restated 2019 Annual Incentive Plan
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2019
Equity Distribution Agreement, dated March 29, 2019, by and between the Company and JonesTrading Institutional Services LLC
Equity Distribution Agreements
New York Mortgage Trust, Inc.
2019
Underwriting Agreement, dated as of February 26, 2019, by and between the Company and Morgan Stanley & Co. LLC
Underwriting Agreements
New York Mortgage Trust, Inc.
2019
The Company's 2019 Annual Incentive Plan
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2019
Form of 2019 Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
DE
2019
Underwriting Agreement, dated as of January 8, 2019, by and among the Company, Morgan Stanley & Co. LLC and Credit Suisse Securities (USA) LLC
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Underwriting Agreement, dated as of November 7, 2018, by and among the Company, Morgan Stanley & Co. LLC and Credit Suisse Securities (USA) LLC
Underwriting Agreements
New York Mortgage Trust, Inc.
2018
Amendment No. 1 to Equity Distribution Agreement, dated September 10, 2018, by and between New York Mortgage Trust, Inc. and Credit Suisse Securities (USA) LLC
Credit Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2018
Underwriting Agreement, dated as of August 9, 2018, by and among the Company, Morgan Stanley & Co. LLC and Credit Suisse Securities (USA) LLC
Underwriting Agreements
New York Mortgage Trust, Inc.
2018
Third Amended and Restated Employment Agreement, dated as of April 19, 2018, by and between New York Mortgage Trust, Inc. and Steven R. Mumma
Mortgage Agreements
New York Mortgage Trust, Inc.
2018
The Company's 2018 Annual Incentive Plan
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
2018
Form of Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
DE
2018
Underwriting Agreement, dated as of October 5, 2017, by and among the Company, Morgan Stanley & Co. LLC, UBS Securities LLC and Keefe, Bruyette & Woods, Inc
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2017
Separation Agreement, dated September 18, 2017, between New York Mortgage Trust, Inc. and Kevin Donlon
Mortgage Agreements
New York Mortgage Trust, Inc.
2017
New York Mortgage Trust, Inc.Up to $100,000,000Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTDated: August 10, 2017
Stock Agreements
New York Mortgage Trust, Inc.
2017
NEW YORK MORTGAGE TRUST, INC. 2017 EQUITY INCENTIVE PLAN Table of Contents
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2017
NEW YORK MORTGAGE TRUST, INC. $120,000,000 6.25% Senior Convertible Notes due 2022 UNDERWRITING AGREEMENT
Underwriting Agreements
New York Mortgage Trust, Inc.
2017
NEW YORK MORTGAGE TRUST, INC. TO U.S. BANK NATIONAL ASSOCIATION, Trustee INDENTURE (FOR DEBT SECURITIES) Dated as of January 23, 2017
Indenture Agreements
New York Mortgage Trust, Inc.
2017
New York Mortgage Trust, Inc. as the Issuer and U.S. Bank National Association as Trustee First Supplemental Indenture Dated as of January 23, 2017 to the Indenture Dated as of...
Indenture Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2017
New York Mortgage Trust, Inc.Up to $75,000,000 Common Stock7.75% Series B Cumulative Redeemable Preferred StockEQUITY DISTRIBUTION AGREEMENTDated: August 25, 2016 TABLE OF CONTENTS
Mortgage Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2016
NEW YORK MORTGAGE TRUST, INC. AMENDMENT NO. 1 TO EQUITY DISTRIBUTION AGREEMENT
Mortgage Agreements
New York Mortgage Trust, Inc.
2016
EMPLOYMENT AGREEMENT OF DOUG NEAL
Employment Agreements
New York Mortgage Trust, Inc.
2016
EMPLOYMENT AGREEMENT OF KEVIN DONLON
Employment Agreements
New York Mortgage Trust, Inc.
2016
NEW YORK MORTGAGE TRUST, INC. Performance Share Award Agreement
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2015
NEW YORK MORTGAGE TRUST, INC. 2013 INCENTIVE COMPENSATION PLAN AS AMENDED FOR THE YEAR ENDING DECEMBER 31, 2015
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2015
NEW YORK MORTGAGE TRUST, INC. 3,600,000 Shares of 7.875% Series C Cumulative Redeemable Preferred Stock 1 UNDERWRITING AGREEMENT
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2015
New York Mortgage Trust, Inc. Up to $75,000,000 Common Stock 7.75% Series B Cumulative Redeemable Preferred Stock EQUITY DISTRIBUTION AGREEMENT Dated: March 20, 2015
Stock Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2015
New York Mortgage Trust, Inc. Up to $75,000,000 Common Stock 7.75% Series B Cumulative Redeemable Preferred Stock EQUITY DISTRIBUTION AGREEMENT Dated: March 20, 2015
Stock Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2015
NEW YORK MORTGAGE TRUST, INC. 13,600,000 Shares of Common Stock1 UNDERWRITING AGREEMENT
Underwriting Agreements
New York Mortgage Trust, Inc.
2013
AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreements
New York Mortgage Trust, Inc.
2013
NEW YORK MORTGAGE TRUST, INC. 13,500,000 Shares of Common Stock1 UNDERWRITING AGREEMENT
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2012
NEW YORK MORTGAGE TRUST, INC. 10,000,000 Shares of Common Stock1 UNDERWRITING AGREEMENT
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2012
JUNIOR SUBORDINATED INDENTURE between The New York Mortgage Company, LLC and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Trustee __________________ Dated as of March 15, 2005
Indenture Agreements
New York Mortgage Trust, Inc.
2012
PARENT GUARANTEE AGREEMENT between THE NEW YORK MORTGAGE TRUST, INC. as Parent Guarantor, and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Guarantee Trustee Dated as of March 15,...
Mortgage Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2012
NEW YORK MORTGAGE TRUST, INC. 4,500,000 Shares of Common Stock* UNDERWRITING AGREEMENT July 12, 2012
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2012
New York Mortgage Trust, Inc. Up to $25,000,000 of Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: June 11, 2012
Stock Agreements
New York Mortgage Trust, Inc.
2012
Execution Copy NEW YORK MORTGAGE TRUST, INC. 2,750,000 Shares of Common Stock* UNDERWRITING AGREEMENT May 25, 2012
Underwriting Agreements
New York Mortgage Trust, Inc.
2012
FIRST AMENDMENT TO
New York Mortgage Trust, Inc.
2012
NEW YORK MORTGAGE TRUST, INC. 2,400,000Shares of Common Stock* UNDERWRITING AGREEMENT December 1, 2011
Underwriting Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
NY
2011
AMENDED AND RESTATED
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2011
NEW YORK MORTGAGE TRUST, INC. 1,500,000Shares of Common Stock* UNDERWRITING AGREEMENT
Underwriting Agreements
New York Mortgage Trust, Inc.
2011
Exhibit 10.1 INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
New York Mortgage Trust, Inc.
2011
MANAGEMENT AGREEMENT
Management Agreements
New York Mortgage Trust, Inc.
2011
Description of the Companys2010 Stock Incentive Plan
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2010
NEWYORK MORTGAGE TRUST, INC. 2010STOCK INCENTIVE PLAN TABLE OFCONTENTS
Bonus & Incentive Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
2010
NewYork Mortgage Trust, Inc.
Mortgage Agreements
New York Mortgage Trust, Inc.
2009
Exhibit10.2 NEWYORK MORTGAGE TRUST, INC.
Mortgage Agreements
New York Mortgage Trust, Inc.
Mortgage REITs, Lenders, & Securities
MD
2009
AMENDEDAND RESTATED EMPLOYMENTAGREEMENT OF STEVENR. MUMMA
New York Mortgage Trust, Inc.
2009
SEPARATION AGREEMENT ANDGENERAL RELEASE
Separation Agreements
New York Mortgage Trust, Inc.
2009
FORM OF PURCHASE AGREEMENT
Purchase Agreements
New York Mortgage Trust, Inc.
2008
FORM OF REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
New York Mortgage Trust, Inc.
2008
NEW YORK MORTGAGE TRUST, INC. ARTICLES SUPPLEMENTARY ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF SERIES A CUMULATIVE REDEEMABLE CONVERTIBLE PREFERRED STOCK (liquidation...
Stock Agreements
New York Mortgage Trust, Inc.
2008
STOCK PURCHASE AGREEMENT
Stock Agreements
New York Mortgage Trust, Inc.
2008
AMENDMENT NO. 5 TO STOCK PURCHASE AGREEMENT
Stock Agreements
New York Mortgage Trust, Inc.
2008
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
New York Mortgage Trust, Inc.
2008
ADVISORY AGREEMENT
Advisory Agreements
New York Mortgage Trust, Inc.
2008
EMPLOYMENT AGREEMENT OF DAVID A. AKRE
Employment Agreements
New York Mortgage Trust, Inc.
2008
EMPLOYMENT AGREEMENT OF STEVEN R. MUMMA
Employment Agreements
New York Mortgage Trust, Inc.
2008
AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT OF STEVEN R. MUMMA
Employment Agreements
New York Mortgage Trust, Inc.
2007
AMENDMENT NO. 16 TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT
Repurchase Agreements
New York Mortgage Trust, Inc.
2007
ASSET PURCHASE AGREEMENT AMONG NEW YORK MORTGAGE TRUST, INC., THE NEW YORK MORTGAGE COMPANY, LLC AND INDYMAC BANK, F.S.B. Dated as of February 6, 2007
Mortgage Agreements
New York Mortgage Trust, Inc.
2007
Master Repurchase Agreement among DB Structured Products, Inc., Aspen Funding Corp. and Newport Funding Corp, New York Mortgage Trust, Inc. and NYMC Loan Corporation, dated as of...
Loan Agreements
New York Mortgage Trust, Inc.
2006
Master Repurchase Agreement among New York Mortgage Funding, LLC, The New York Mortgage Company, LLC, New York Mortgage Trust Inc. and Greenwich Capital Financial Products, Inc....
Repurchase Agreements
New York Mortgage Trust, Inc.
2006
Amended and Restated Custodial Agreement by and among The New York Mortgage Company, LLC, New York Mortgage Funding, LLC, New York Mortgage Trust, Inc., LaSalle Bank National...
Mortgage Agreements
New York Mortgage Trust, Inc.
2006
EX-10.98: AMENDMENT NO.1 TO EMPLOYMENT AGREEMENT
Employment Agreements
New York Mortgage Trust, Inc.
2005
AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT
Credit Agreements
New York Mortgage Trust, Inc.
2005
AMENDED AND RESTATED MASTER LOAN AND SECURITY AGREEMENT
Loan Agreements
New York Mortgage Trust, Inc.
2005
Custodial Agreement among DB Structured Products, Inc., Aspen Funding Corp., and Newport Funding Corp., NYMC Loan Corporation, New York Mortgage Trust, Inc. and LaSalle Bank...
Loan Agreements
New York Mortgage Trust, Inc.
2006