Certificate of Notice Decreasing Aggregate Share Ownership Limit – New York City REIT, Inc.

Contract Categories: Business Formation › Articles of Amendment
Summary

New York City REIT, Inc. has issued this Certificate of Notice to formally announce that its Board of Directors has reduced the maximum share ownership limit for most shareholders to 7% of the total outstanding shares, or 7% of any class or series of shares, whichever is more restrictive. This change does not apply to certain excepted holders and individuals or entities identified by the Board. The notice is signed by the company's Chief Executive Officer and Chief Financial Officer and is effective as of February 4, 2022.

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EX-4.1 2 tm225562d1_ex4-1.htm EXHIBIT 4.1

 

Exhibit 4.1

 

NEW YORK CITY REIT, Inc.

 

CERTIFICATE OF NOTICE

 

THIS IS TO CERTIFY THAT:

 

FIRST: The Board of Directors (the “Board”) of New York City REIT, Inc., a Maryland corporation (the “Company”), pursuant to Section 5.7 of Article V of the charter of the Company (the “Charter”), has decreased the Aggregate Share Ownership Limit for all Persons other than any Excepted Holder and certain other individuals and entities identified by the Board to 7% in value of the aggregate of the outstanding Shares and 7% (in value or in number of Shares, whichever is more restrictive) of any class or series of Shares. Any capitalized term not otherwise defined herein shall have the meaning set forth in the Charter.

 

SECOND: The undersigned officer acknowledges this Certificate of Notice to be the corporate act of the Company and as to all matters or facts required to be verified under oath, the undersigned officer acknowledges that to the best of such officer’s knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.

 

IN WITNESS WHEREOF, the Company has caused this Certificate of Notice to be signed in its name and on its behalf by its Chief Executive Officer and attested to by its Chief Financial Officer on this 4th day of February, 2022.

 

ATTEST:   NEW YORK CITY REIT, INC.
     
By: /s/ Christopher J. Masterson   By: /s/ Edward M. Weil, Jr.
Name: Christopher J. Masterson   Name: Edward M. Weil, Jr.
Title: Chief Financial Officer   Title: Chief Executive Officer