New Residential Investment Corp. Contracts & Agreements

Indenture, dated March 19, 2024, between Rithm Capital Corp. and U.S. Bank Trust Company, National Association, as trustee (Filed With SEC on March 19, 2024)

Rithm Capital Management LLC Long Term Incentive Plan, adopted as of February 23, 2024 (Filed With SEC on February 27, 2024)

Amendment No. 1 to Agreement and Plan of Merger, dated as of October 12, 2023, by and among Rithm Capital Corp., Calder Sub, Inc., Calder Sub I, LP, Calder Sub II, LP, and Calder... (Filed With SEC on October 12, 2023)

Rithm Capital Corp. 2023 Omnibus Incentive Plan, adopted as of May 25, 2023 (incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K, filed May 30,... (Filed With SEC on August 4, 2023)

Agreement and Plan of Merger, dated as of July 23, 2023, by and among Rithm Capital Corp., Sculptor Capital Management, Inc., Sculptor Capital LP, Sculptor Capital Advisors LP,... (Filed With SEC on July 24, 2023)

Rithm Capital Corp. 2023 Omnibus Incentive Plan (Filed With SEC on May 30, 2023)

Amended and Restated Rithm Capital Corp. Nonqualified Stock Option and Incentive Award Plan, adopted as of February 16, 2023 (Filed With SEC on May 5, 2023)

Description of Securities Registered under Section 12 of the Exchange Act (Filed With SEC on February 17, 2023)

Form of Indemnification Agreement by and between Rithm Capital Corp. and its directors and officers (Filed With SEC on February 17, 2023)

Offer Letter, dated as of August 1, 2022, by and between Rithm Capital Corp. and Philip Sivin (Filed With SEC on February 17, 2023)

Distribution Agreement, dated August 5, 2022, by and among the Company and the sales agents party thereto (Filed With SEC on August 8, 2022)

Employment Agreement, dated as of June 17, 2022, by and between New Residential Investment Corp. and Michael Nierenberg (Filed With SEC on August 5, 2022)

Offer Letter, dated as of August 1, 2022, by and between Rithm Capital Corp. and Nicola Santoro, Jr (Filed With SEC on August 5, 2022)

Internalization Agreement, dated June 17, 2022, by and between New Residential Investment Corp. and FIG LLC (Filed With SEC on June 17, 2022)

Transition Services Agreement, dated June 17, 2022, by and between New Residential Investment Corp. and FIG LLC (Filed With SEC on June 17, 2022)

Underwriting Agreement, dated September 14, 2021, by and between New Residential Investment Corp. and Morgan Stanley & Co. LLC, as representative of the several underwriters named... (Filed With SEC on September 17, 2021)

Amendment No. 2 to the Distribution Agreement, dated May 19, 2021, by and among the Company and the sales agents party thereto (Filed With SEC on May 19, 2021)

Underwriting Agreement, dated April 14, 2021, between New Residential Investment Corp. and Citigroup Global Markets Inc (Filed With SEC on April 19, 2021)

Stock Purchase Agreement, dated April 14, 2021, by and between LSF Pickens Holdings, LLC, Caliber Home Loans, Inc., and New Residential Investment Corp (Filed With SEC on April 14, 2021)

Description of Securities Registered under Section 12 of the Exchange Act (Filed With SEC on February 16, 2021)

Amendment No. 2 to Subservicing Agreement, dated as of October 5, 2020, by and between New Residential Mortgage LLC and PHH Mortgage Corporation (as successor by merger to Ocwen... (Filed With SEC on October 29, 2020)

Amendment No. 2 to New RMSR Agreement, dated as of October 5, 2020, by and among PHH Mortgage Corporation (as successor by merger to Ocwen Loan Servicing, LLC), HLSS Holdings,... (Filed With SEC on October 29, 2020)

Amendment No. 1 to Subservicing Agreement, dated as of October 5, 2020, by and between NewRez, LLC (as successor-in-interest to New Penn Financial, LLC) d/b/a Shellpoint Mortgage... (Filed With SEC on October 29, 2020)

Indenture, dated September 16, 2020, between New Residential Investment Corp. and U.S. Bank National Association, as trustee (Filed With SEC on September 16, 2020)

Senior Secured Term Loan Facility Agreement, dated as of May 19, 2020, among New Residential Investment Corp., as Parent and the Borrower, and Certain Subsidiaries of New... (Filed With SEC on July 27, 2020)

Pledge and Security Agreement, dated as of May 19, 2020, among each of the Pledgors Party thereto and Cortland Capital Market Services LLC, as Collateral Agent (Filed With SEC on July 27, 2020)

Form of Common Stock Purchase Warrant No. S1, dated May 19, 2020, between New Residential Investment Corp. and Canyon Finance (Cayman) Limited or its permitted assigns (Filed With SEC on July 27, 2020)

Form of Common Stock Purchase Warrant No. S2, dated May 19, 2020, between New Residential Investment Corp. and Canyon Finance (Cayman) Limited or its permitted assigns (Filed With SEC on July 27, 2020)

Form of Common Stock Purchase Warrant No. S1, dated May 27, 2020, between New Residential Investment Corp. and CF NRS-E LLC or its permitted assigns (Filed With SEC on July 27, 2020)

Form of Common Stock Purchase Warrant No. S2, dated May 27, 2020, between New Residential Investment Corp. and CF NRS-E LLC or its permitted assigns (Filed With SEC on July 27, 2020)

Registration Rights Agreement, dated May 19, 2020, by and among New Residential Investment Corp. and the Investors set forth on Schedule 1 thereto (Filed With SEC on July 27, 2020)

Call Rights Letter Agreement, dated as of March 31, 2020, between New Residential Investment Corp. and Fortress Credit Opportunities V Advisors LLC (Filed With SEC on May 11, 2020)

Amendment No. 9 to the Asset Purchase Agreement, dated as of November 27, 2019, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and... (Filed With SEC on February 20, 2020)

Amendment No. 10 to the Asset Purchase Agreement, dated as of December 12, 2019, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and... (Filed With SEC on February 20, 2020)

Amendment No. 11 to the Asset Purchase Agreement, dated as of January 17, 2020, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and... (Filed With SEC on February 20, 2020)

Amendment No. 12 to the Asset Purchase Agreement, dated as of January 24, 2020, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and... (Filed With SEC on February 20, 2020)

Settlement and Release Agreement, dated as of January 27, 2020, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and Ditech Financial... (Filed With SEC on February 20, 2020)

Description of Securities Registered under Section 12 of the Exchange Act (Filed With SEC on February 20, 2020)

Underwriting Agreement, dated February 11, 2020, by and between New Residential Investment Corp. and BofA Securities, Inc., as representative of the several underwriters named... (Filed With SEC on February 14, 2020)

Series 2019-T5 Indenture Supplement, dated as of October 31, 2019, to the Third Amended and Restated Indenture, dated as of July 25, 2019, by and among NRZ Advance Receivables... (Filed With SEC on November 6, 2019)

Amendment No. 1 to the Asset Purchase Agreement, dated as of July 9, 2019, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and Ditech... (Filed With SEC on October 29, 2019)

Amendment No. 2 to the Asset Purchase Agreement, dated as of August 30, 2019, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and... (Filed With SEC on October 29, 2019)

Amendment No. 3 to the Asset Purchase Agreement, dated as of September 4, 2019, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and... (Filed With SEC on October 29, 2019)

Amendment No. 4 to the Asset Purchase Agreement, dated as of September 5, 2019, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and... (Filed With SEC on October 29, 2019)

Amendment No. 5 to the Asset Purchase Agreement, dated as of September 6, 2019, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and... (Filed With SEC on October 29, 2019)

Amendment No. 6 to the Asset Purchase Agreement, dated as of September 9, 2019, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and... (Filed With SEC on October 29, 2019)

Amendment No. 7 to the Asset Purchase Agreement, dated as of September 17, 2019, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and... (Filed With SEC on October 29, 2019)

Amendment No. 8 to the Asset Purchase Agreement, dated as of September 30, 2019, among New Residential Investment Corp., Ditech Holding Corporation, a Maryland corporation, and... (Filed With SEC on October 29, 2019)

Series 2019-T4 Indenture Supplement, dated as of October 15, 2019, to the Third Amended and Restated Indenture, dated as of July 25, 2019, by and among NRZ Advance Receivables... (Filed With SEC on October 18, 2019)

Series 2019-T3 Indenture Supplement, dated as of September 20, 2019, to the Third Amended and Restated Indenture, dated as of July 25, 2019, by and among NRZ Advance Receivables... (Filed With SEC on September 20, 2019)

Series 2019-T2 Indenture Supplement, dated as of August 15, 2019, to the Third Amended and Restated Indenture, dated as of July 25, 2019, by and among NRZ Advance Receivables... (Filed With SEC on August 16, 2019)

Underwriting Agreement, dated August 8, 2019, by and between New Residential Investment Corp. and BofA Securities Inc., as representative of the several underwriters named therein (Filed With SEC on August 9, 2019)

Amendment No. 1 to the Distribution Agreement, dated August 1, 2019, by and among the Company and the sales agents party thereto (Filed With SEC on August 2, 2019)

Underwriting Agreement, dated June 25, 2019, by and between New Residential Investment Corp. and BofA Securities Inc., as representative of the several underwriters named therein (Filed With SEC on June 26, 2019)

Amendment No. 2 to Series 2018-VF1 Indenture Supplement, dated as of September 28, 2018, by and among NRZ Advance Receivables Trust 2015-ON1, Deutsche Bank National Trust Company,... (Filed With SEC on May 2, 2019)

Amendment No. 3 to Series 2018-VF1 Indenture Supplement, dated as of March 11, 2019, by and among NRZ Advance Receivables Trust 2015-ON1, Deutsche Bank National Trust Company,... (Filed With SEC on March 15, 2019)

Underwriting Agreement, dated February 19, 2019, among New Residential Investment Corp., FIG LLC, Morgan Stanley & Co. LLC, Credit Suisse Securities (USA) LLC and J.P. Morgan... (Filed With SEC on February 22, 2019)

Underwriting Agreement, dated October 31, 2018, among New Residential Investment Corp., and Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Goldman Sachs & Co. LLC,... (Filed With SEC on November 5, 2018)

Amendment No. 1 to Subservicing Agreement, dated as of August 17, 2018, by and between New Residential (Filed With SEC on October 30, 2018)

Fourth Amendment to Cooperative Brokerage Agreement, dated as of September 11, 2018, by and among REALHome Services and Solutions, Inc., REALHome Services and Solutions - CT, Inc.... (Filed With SEC on October 30, 2018)

Amendment No. 1 to New RMSR Agreement, dated as of August 17, 2018, by and among Ocwen Loan Servicing, LLC, HLSS Holdings, LLC, HLSS MSR - EBO Acquisition LLC, and New Residential... (Filed With SEC on October 30, 2018)

Amendment No. 1 to the Securities Purchase Agreement, dated as of July 3, 2018, by and among NRM Acquisition LLC, Shellpoint Partners LLC, the Sellers party thereto and Shellpoint... (Filed With SEC on July 30, 2018)

Distribution Agreement, dated July 30, 2018, by and among the Company and the Sales Agents (Filed With SEC on July 30, 2018)

Underwriting Agreement, dated June 21, 2018, among New Residential Investment Corp., FIG LLC, the other Selling Stockholders named therein and Citigroup Global Markets Inc (Filed With SEC on June 26, 2018)

Amendment No. 1 to the Transfer Agreement, dated January 18, 2018, by and among Ocwen Loan Servicing, LLC, New Residential Mortgage LLC, Ocwen Financial Corporation and New... (Filed With SEC on May 1, 2018)

Third Amendment to Cooperative Brokerage Agreement, dated as of March 23, 2018, by and among REALHome Services and Solutions, Inc., REALHome Services and Solutions - CT, Inc. and... (Filed With SEC on May 1, 2018)

Series 2018-VF1 Indenture Supplement, dated as of March 22, 2018, to the Amended and Restated Indenture, dated as of August 17, 2017, by and among NRZ Advance Receivables Trust... (Filed With SEC on March 28, 2018)

Securities Purchase Agreement, dated as of November 29, 2017, by and between NRM Acquisition LLC and Shellpoint Partners LLC (Filed With SEC on February 15, 2018)

First Amendment to Cooperative Brokerage Agreement, dated as of November 16, 2017, by and among REALHome Services and Solutions, Inc., REALHome Services and Solutions - CT, Inc.... (Filed With SEC on February 15, 2018)

Second Amendment to Cooperative Brokerage Agreement, dated as of January 18, 2018, by and among REALHome Services and Solutions, Inc., REALHome Services and Solutions - CT, Inc.... (Filed With SEC on February 15, 2018)

Underwriting Agreement, dated January 16, 2018, among New Residential Investment Corp., FIG LLC and Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Merrill Lynch,... (Filed With SEC on January 19, 2018)

Amendment No. 7 to Series 2015-VF1 Indenture Supplement, dated as of November 15, 2017, by and among NRZ Advance Receivables Trust 2015-ON1, Deutsche Bank National Trust Company,... (Filed With SEC on November 17, 2017)

NRZ ADVANCE RECEIVABLES TRUST 2015-ON1 as Issuer and DEUTSCHE BANK NATIONAL TRUST COMPANY, as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and... (Filed With SEC on February 8, 2017)

49,170,250 Shares NEW RESIDENTIAL INVESTMENT CORP. (a Delaware corporation) Common Stock $0.01 par value UNDERWRITING AGREEMENT (Filed With SEC on February 3, 2017)

NRZ ADVANCE RECEIVABLES TRUST 2015-ON1 as Issuer and DEUTSCHE BANK NATIONAL TRUST COMPANY, as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and... (Filed With SEC on December 16, 2016)

AMENDMENT NO. 5 TO SERIES 2015-VF1 INDENTURE SUPPLEMENT (Filed With SEC on December 16, 2016)

NRZ ADVANCE RECEIVABLES TRUST 2015-ON1 as Issuer and DEUTSCHE BANK NATIONAL TRUST COMPANY, as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and... (Filed With SEC on October 31, 2016)

20,000,000 Shares NEW RESIDENTIAL INVESTMENT CORP. (a Delaware corporation) Common Stock $0.01 par value UNDERWRITING AGREEMENT (Filed With SEC on August 16, 2016)

NRZ ADVANCE RECEIVABLES TRUST 2015-ON1 as Issuer and DEUTSCHE BANK NATIONAL TRUST COMPANY, as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and... (Filed With SEC on July 7, 2016)

AMENDMENT NO. 1 TO INDENTURE (Filed With SEC on July 7, 2016)

AMENDMENT NO. 4 TO SERIES 2015-VF1 INDENTURE SUPPLEMENT (Filed With SEC on June 3, 2016)

AMENDMENT NO. 3 TO SERIES 2015-VF1 INDENTURE SUPPLEMENT (Filed With SEC on May 13, 2016)

PURCHASE AGREEMENT (Filed With SEC on May 5, 2016)

INDENTURE Dated as of October 3, 2014 SPRINGCASTLE AMERICA FUNDING, LLC SPRINGCASTLE CREDIT FUNDING, LLC SPRINGCASTLE FINANCE FUNDING, LLC CO-ISSUERS SpringCastle Funding Asset... (Filed With SEC on May 5, 2016)

SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF SPRINGCASTLE ACQUISITION LLC (a Delaware limited liability company) March 31, 2016 (Filed With SEC on May 5, 2016)

AMENDMENT NO. 2 TO SERIES 2015-VF1 INDENTURE SUPPLEMENT (Filed With SEC on March 24, 2016)

AMENDMENT NO. 1 TO SERIES 2015-VF1 INDENTURE SUPPLEMENT (Filed With SEC on February 26, 2016)

NRZ ADVANCE RECEIVABLES TRUST 2015-ON1 as Issuer and DEUTSCHE BANK NATIONAL TRUST COMPANY, as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and... (Filed With SEC on February 26, 2016)

HLSS SERVICER ADVANCE RECEIVABLES TRUST as Issuer and DEUTSCHE BANK NATIONAL TRUST COMPANY as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and... (Filed With SEC on September 3, 2015)

HLSS SERVICER ADVANCE RECEIVABLES TRUST as Issuer and DEUTSCHE BANK NATIONAL TRUST COMPANY as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and... (Filed With SEC on August 20, 2015)

31,486,146Shares NEW RESIDENTIAL INVESTMENT CORP. (a Delaware corporation) CommonStock $0.01 par value UNDERWRITING AGREEMENT (Filed With SEC on June 15, 2015)

EXHIBIT 10.4 THIRD AMENDED AND RESTATED MANAGEMENT AND ADVISORY AGREEMENT dated as of May 7, 2015 among NEW RESIDENTIAL INVESTMENT CORP. and FIG LLC TABLE OF CONTENTS Page (Filed With SEC on May 11, 2015)

50,000,000 Shares NEW RESIDENTIAL INVESTMENT CORP. (a Delaware corporation) CommonStock $0.01 par value UNDERWRITING AGREEMENT (Filed With SEC on April 13, 2015)

TERMINATIONAGREEMENT (Filed With SEC on April 10, 2015)

SHARE ANDASSET PURCHASE AGREEMENT Dated as of April 6, 2015 by and among HOME LOANSERVICING SOLUTIONS, LTD., HLSS MSR-EBO ACQUISITION LLC, HLSS ADVANCES ACQUISITION CORP. and NEW... (Filed With SEC on April 10, 2015)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on April 10, 2015)

SERVICESAGREEMENT dated as of April 6, 2015 between HOME LOANSERVICING SOLUTIONS, LTD. and HLSS ADVANCES ACQUISITION CORP. TABLE OF CONTENTS (Filed With SEC on April 10, 2015)

AGREEMENTAND PLAN OF MERGER Dated as of April 6, 2015 among HOME LOAN SERVICINGSOLUTIONS, LTD., NEW RESIDENTIAL INVESTMENT CORP. and HEXAGON MERGER SUB, LTD. TABLE OF CONTENTS (Filed With SEC on April 10, 2015)

AGREEMENT AND PLAN OF MERGER Dated as of February 22, 2015 among HOME LOAN SERVICINGSOLUTIONS, LTD., NEW RESIDENTIAL INVESTMENT CORP. and HEXAGON MERGER SUB, LTD. (Filed With SEC on February 24, 2015)

MASTER SERVICING RIGHTS PURCHASE AGREEMENT dated as of December 17, 2013 between NATIONSTARMORTGAGE LLC, as Seller, and ADVANCE PURCHASER LLC, as Purchaser TABLE OF CONTENTS (Filed With SEC on December 23, 2013)

SALESUPPLEMENT (Shuttle 1) dated as of December 17, 2013 between NATIONSTARMORTGAGE LLC, as Seller, and ADVANCE PURCHASER LLC, as Purchaser TABLE OF CONTENTS (Filed With SEC on December 23, 2013)

SALESUPPLEMENT (Shuttle 2) dated as of December 17, 2013 between NATIONSTARMORTGAGE LLC, as Seller, and ADVANCE PURCHASER LLC, as Purchaser TABLE OF CONTENTS (Filed With SEC on December 23, 2013)

SALESUPPLEMENT (First Tennessee) dated as of December 17, 2013 between NATIONSTARMORTGAGE LLC, as Seller, and ADVANCE PURCHASER LLC, as Purchaser TABLE OF CONTENTS (Filed With SEC on December 23, 2013)

MANAGEMENT AND ADVISORY AGREEMENT dated as of May 15, 2013 among NEWRESIDENTIAL INVESTMENT CORP. and FIG LLC TABLE OF CONTENTS (Filed With SEC on May 17, 2013)

[Remainder of Page Intentionally Left Blank] (Filed With SEC on May 17, 2013)

NEW RESIDENTIAL INVESTMENT CORP. NONQUALIFIED STOCK OPTION AND INCENTIVE AWARD PLAN Adopted as of April 29, 2013 TABLE OF CONTENTS (Filed With SEC on May 3, 2013)

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New Residential Investment Corp. Contracts & Agreements