operational risk

EX-4.2 2 h68216exv4w2.htm EX-4.2 exv4w2
Exhibit 4.2
SPECIMEN CERTIFICATE FOR NEW GULFMARK OFFSHORE, INC. CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE
     
Certificate No. [                    ]   Shares [                    ]
NEW GULFMARK OFFSHORE, INC.
Incorporated Under the Laws of the State of Delaware
Total Authorized Issue
60,000,000 Shares Par Value $0.01 Each
Class A Common Stock
                         
                         
  THIS IS TO CERTIFY THAT     [                    ]      is  
                         
  the owner of     [                    ]    fully paid and  
                         
  non-assessable share[s] of Class A Common Stock of the above Corporation transferable only on the books of the Corporation by the holder hereof in person or by duly authorized Attorney upon surrender of this certificate properly endorsed.
                         
WITNESS, the signatures of its duly authorized officers.
DATED: [                    ]
             
 
 
 
     Bruce A. Streeter 		 
 
     Quintin V. Kneen 		   
 
       PRESIDENT        SECRETARY    

 

 

[REVERSE OF SPECIMEN CERTIFICATE]
THE CORPORATION IS AUTHORIZED TO ISSUE MORE THAN ONE CLASS OF STOCK OR MORE THAN ONE SERIES OF ANY CLASS AND THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO REQUESTS THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL, OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OR SERIES THEREOF AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND/OR RIGHTS. PURSUANT TO THE TERMS AND PROVISIONS OF ARTICLE IX OF THE CORPORATION’S CERTIFICATE OF INCORPORATION, AS SUCH MAY BE AMENDED FROM TIME TO TIME, THE CITIZENSHIP STATUS OF THE HOLDER OF THIS CERTIFICATE IS SUBJECT TO VERIFICATION BY THE BOARD OF DIRECTORS OF THE CORPORATION, THE AMOUNT OF SHARES OF THE CORPORATION’S CLASS A COMMON STOCK THAT MAY BE OWNED (AS DEFINED IN THE CORPORATION’S CERTIFICATE OF INCORPORATION) BY ONE OR MORE NON-U.S. CITIZENS (AS DEFINED IN THE CORPORATION’S CERTIFICATE OF INCORPORATION) IS RESTRICTED, TRANSFERS OF SHARES OF THE CORPORATION’S CLASS A COMMON STOCK TO NON-U.S. CITIZENS ARE RESTRICTED, AND THE SHARES OF CLASS A COMMON STOCK REPRESENTED HEREBY OWNED BY NON-U.S. CITIZENS ARE SUBJECT TO MANDATORY SALE OR REDEMPTION. THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO REQUESTS A COPY OF THE CORPORATION’S CERTIFICATE OF INCORPORATION.
APPLICATION TO TRANSFER SHARES
The undersigned (the “Applicant”) hereby applies to transfer to the name of the Applicant of the number of shares of the Corporation’s Class A Common Stock indicated below and hereby certifies to the Corporation that (please complete (a) or (b) and (c) and/or (d) as applicable):
         
o
  (a)   The Applicant is a U.S. CITIZEN (as defined in the Corporation’s Certificate of Incorporation).
   
o
  (b)   The Applicant is a NON-U.S. CITIZEN (as defined in the Corporation’s Certificate of Incorporation).
   
o
  (c)   The Applicant will hold                       shares for one or more Owners who are U.S. CITIZENS.
   
o
  (d)   The Applicant will hold                       shares for one or more Owners who are NON-U.S. CITIZENS.
I certify that, to the best of my knowledge and belief, this Application is correct and, if applicable, I have authority to sign this Application to on behalf of the entity that is the Applicant.
         
 
       
Printed Name (add entity name if applicable)
  Title (if applicable)   Signature & Date
          The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
                         
 
  TEN COM   –   as tenants in common       UNIF GIFT MIN ACT —                            Custodian                             
 
  TEN ENT   –   as tenants by the entireties                (Cust)                              (Minor)
 
  JT TEN   –   as joint tenants with right of           under Uniform Gifts to Minors
 
          survivorship and not as tenants in common           Act                                                                                                           (State)
 
  COM PROP   –   as community property       UNIF TRF MIN ACT —                       Custodian (until age                     )
 
                     (Cust)
 
                                             under Uniform Transfers
 
                     (Minor)
 
                    to Minors Act                                                                                           (State)
Additional abbreviations may also be used though not in the above list.
           FOR VALUE RECEIVED,                                                              hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER
           IDENTIFYING NUMBER OF ASSIGNEE
 
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
                                                                                                                                                                                                                      SHARES of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
                                                                                                                                                                                                                        Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.
Dated                                                                                        
X                                                                                                             
     
 
  NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER.
Signature(s) Guaranteed
     
By                                                                                                               
   
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15.