Schedule of Common Stock Warrants Issued May 25, 2006 to Various Holders

Contract Categories: Business Finance › Warrant Agreements
Summary

This document lists the holders and the number of shares exercisable under Common Stock Warrants issued by Nestor, Inc. on May 25, 2006. The warrants are substantially identical except for the holder and the number of shares each can purchase. The full terms of the warrants are incorporated by reference from a prior SEC filing. The listed holders include Connecticut Capital Associates, Woodrow Partners, Manu Daftary, and others, each with a specified number of shares for which their warrant is exercisable.

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EX-10.13 11 ex10_13.htm EXHIBIT 10.13 Exhibit 10.13

EXHIBIT 10.13

Schedule Prepared in Accordance with Instruction 2 to Item 601 of Regulation S-K

The Common Stock Warrants dated May 25, 2006 are substantially identical in all material respects except as to the warrantholder and the number of shares for which warrant can be exercised.

Holder
    
Shares for which Warrant is Exercisable
  
Connecticut Capital Associates, L.P.
    
14,368
 
Woodrow Partners, Ltd.
    
43,103
 
Manu Daftary
    
28,736
 
Dolphin Offshore Partners, L.P.
    
8,621
 
Kuekenhof Equity Fund, L.P.
    
28,736
 
Tom Juda and Nancy Juda Living Trust
    
28,736
 
Sanders Opportunity Fund, L.P.
    
2,745
 
Sanders Opportunity Fund (Institutional), L.P.
    
8,749
 


The text of the Common Stock Warrants is incorporated by reference from Exhibit 10.1 to Nestor’s Current Report on Form 8-K filed May 26, 2006 (at Exhibit C to Exhibit J thereto)