Schedule of Senior Convertible Notes Holders and Principal Amounts (May 25, 2006)
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Summary
This document lists the holders and principal amounts of Senior Convertible Notes issued on May 25, 2006. The notes are substantially identical except for the noteholder and the amount each holds. The parties involved include several investment funds and companies, each with a specified principal amount. The full terms of the notes are referenced in another filing. This schedule serves to disclose the allocation of the notes among the holders.
EX-10.4 2 ex10_4.htm EXHIBIT 10.4 Exhibit 10.4
EXHIBIT 10.4
Schedule Prepared in Accordance with Instruction 2 to Item 601 of Regulation S-K
The Senior Convertible Notes dated May 25, 2006 are substantially identical in all material respects except as to the noteholder and the principal amount.
| Holder | Principal Amount | |||
| Dolphin Offshore Partners, L.P. | $ | 300,000 | ||
| Radcliffe SPC, Ltd. for and on behalf of the Class A Convertible Crossover Segregated Portfolio | $ | 7,000,000 | ||
| LBI Group, Inc. | $ | 5,000,000 | ||
| Kamunting Street Master Fund, Ltd. | $ | 3,500,000 | ||
| Tribeca Global Convertible Investments Limited | $ | 2,500,000 | ||
| Capital Ventures International | $ | 3,000,000 | ||
| Evolution Master Fund Ltd. SPC, Segregated Portfolio M | $ | 3,500,000 | ||
| Highbridge International, LLC | $ | 3,750,000 |
The text of the Senior Convertible Notes is incorporated by reference from Exhibit 10.1 to Nestor’s Current Report on Form 8-K filed May 26, 2006 (at Exhibit A thereto)
