NEOSE PATENTS ASOF THE DATE OF THIS AGREEMENT

EX-10.41 5 dex1041.htm AMENDMENT TO RESEARCH, DEVELOPMENT AND LICENSE AGREEMENT Amendment to Research, Development and License Agreement

EXHIBIT 10.41

 

Portions of this exhibit were omitted and filed separately with the Secretary of the Commission pursuant to an application for confidential treatment filed with the Commission pursuant to Rule 24b-2 under the Securities Exchange Act of 1934. Such portions are marked by a series of asterisks.

 

December 18, 2003

 

BY FAX and FEDERAL EXPRESS

 

Novo Nordisk A/S

Novo Allé

2880 Bagsvaerd

Denmark

 

    Attention: Vice President, Business Development

    Fax: #-1830

 

Re: Research, Development and License Agreement
  Between Neose Technologies, Inc. and Novo Nordisk A/S
  dated as of November 17, 2003 (the “Agreement”)
  (relating to ******)

 

Ladies and Gentlemen:

 

The purpose of this letter is to amend the Agreement in certain respects to reflect our recent discussions. Capitalized terms used and not otherwise defined in this letter are used as defined in the Agreement.

 

1. Section 3.2.1 of the Agreement is hereby amended and restated in its entirety as follows:

 

****** upon the ****** to occur of: (i) the first date on which there shall be a candidate which has been shown to meet the ****** Product, and Neose shall have delivered to Novo ****** for the production of such candidate; and (ii) the ****** anniversary of the Effective Date.

 

2. Section 3.3.1 of the Agreement is hereby amended and restated in its entirety as follows:


Novo Nordisk A/S

Novo Nordisk Health Care AS

December 18, 2003

Page 2

 

****** upon the ****** to occur of: (i) the first date on which there shall be a candidate which has been shown to meet the ****** Product, and Neose shall have delivered to Novo ****** for the production of such candidate; and (ii) the ****** anniversary of the Effective Date.

 

2. Section 5.1.1 of the Agreement is hereby amended and restated in its entirety as follows:

 

Exclusive License. As of the Effective Date, Neose hereby grants, and agrees to grant, to Novo an exclusive (even as to Neose), royalty-bearing license in the Field of Use under the Neose Technology used or required to be used in the Field of Use during the Term, (i) to conduct research, sample, develop (including clinical development), manufacture, make, use, market, promote, sell, offer for sale, have sold, distribute, import and export New Products in the Territory, and (ii) to use the Reagents in the Territory solely for the purpose of making New Products. Such license does not permit Novo (x) to practice or use the Neose Technology outside the Field of Use or (y) to sublicense any of its rights without the prior written approval of Neose, except as provided in Section 5.1.2.

 

3. Exhibit 1.24 to the Agreement is hereby amended and restated as set forth in Attachment A to this letter agreement.

 

This letter amends the Agreement only as herein set forth and in all other respects the Agreement is ratified and confirmed. Three originals of this letter amendment are enclosed in our Federal Express package, each of which has been executed on behalf of Neose. Please indicate the agreement of Novo with the terms of this letter by having each company executed this letter in the space provided below, and return one fully executed copy to Neose by fax (215 ###-###-####) and Federal Express or DHL courier (each to the attention of our General Counsel).

 

Sincerely yours,

 

NEOSE TECHNOLOGIES, INC.

 

By:

 

/s/ George J. Vergis


Name:

 

George J. Vergis, Ph.D.

Title:

 

Senior Vice President, Business and Commercial Development


Novo Nordisk A/S

Novo Nordisk Health Care AS

December 18, 2003

Page 3

 

Accepted and agreed:

 

NOVO NORDISK A/S

 

By:

 

/s/ Pierre Honore


Name:

 

Pierre Honore

Title:

 

VP Scientific Licensing

Cc:

 

Novo Nordisk A/S

   

Attention: General Counsel

   

Fax: #-0670


ATTACHMENT A TO LETTER AMENDMENT DATED DECEMBER 18, 2003

 

Confidential Information – Neose Technologies, Inc.

   EXHIBIT 1.25

 

NEOSE PATENTS AS OF THE DATE OF THIS AGREEMENT

 

******


                              

Country


   Case Type

   Status

   Application Number

  Filing Date

  Patent Number

  Issue Date

  Expiration Date

******

   PCT    Granted    ******   ******   ******   ******   ******

******

   DIV    Pending    ******   ******            

******

   PCT    Pending    ******   ******            

******

   PCT    Published    ******   ******            

******

   PCT    Pending    ******   ******            

******

   PCT    Published    ******   ******            

******

   PCT    Pending    ******   ******            

******

   PCT    Granted    ******   ******   ******   ******   ******

******

   ORD    Pending    ******   ******   ******        

******

   CON    Pending    ******   ******            

******

   CON    Published    ******   ******            

******

   DIV    Published    ******   ******            

******

   CON    Pending    ******   ******            

******

   PRO    Expired    ******   ******            

******

   RCE    Granted    ******   ******   ******   ******   ******

******


                              

Country


   Case Type

   Status

   Application Number

  Filing Date

  Patent Number

  Issue Date

  Expiration Date

******    ORD    Published    ******   ******   ******        
******    PRO    Expired    ******   ******           ******
******    PRO    Expired    ******   ******           ******
******    PRO    Expired    ******   ******           ******
******    PRO    Expired    ******   ******           ******

******


                              

Country


   Case Type

   Status

   Application Number

  Filing Date

  Patent Number

  Issue Date

  Expiration Date

******    CIP    Pending    ******   ******            

******


                              

Country


   Case Type

   Status

   Application Number

  Filing Date

  Patent Number

  Issue Date

  Expiration Date

******

   CON    Pending    ******   ******            


ATTACHMENT A TO LETTER AMENDMENT DATED DECEMBER 18, 2003

 

Confidential Information – Neose Technologies, Inc.

   EXHIBIT 1.25

 

******


                                  

Country


  

Case Type


  

Status


  

Application Number


  

Filing Date


  

Patent Number


  

Issue Date


  

Expiration Date


******

   CIP    Pending    ******    ******               

******


                                  

Country


  

Case Type


  

Status


  

Application Number


  

Filing Date


  

Patent Number


  

Issue Date


  

Expiration Date


******

   CIP    Pending    ******    ******               

******


                                  

Country


  

Case Type


  

Status


  

Application Number


  

Filing Date


  

Patent Number


  

Issue Date


  

Expiration Date


******

   CIP    Pending    ******    ******               

******


                                  

Country


  

Case Type


  

Status


  

Application Number


  

Filing Date


  

Patent Number


  

Issue Date


  

Expiration Date


******

   PCT    Granted    ******    ******    ******    ******    ******

******

   PCT    Published    ******    ******               

******

   ORD    Published    ******    ******    ******          

******

   CIP    Granted    ******    ******    ******    ******    ******

 


ATTACHMENT A TO LETTER AMENDMENT DATED DECEMBER 18, 2003

 

Confidential Information – Neose Technologies, Inc.

   EXHIBIT 1.25

 

******


                                  

Country


  

Case Type


  

Status


  

Application Number


  

Filing Date


  

Patent Number


  

Issue Date


  

Expiration Date


******

   PCT    Granted    ******    ******    ******    ******    ******

******

   EPC    Granted    ******    ******    ******    ******    ******

******

   EPC    Granted    ******    ******    ******    ******    ******

******

   PCT    Granted    ******    ******    ******    ******     

******

   EPC    Granted    ******    ******    ******    ******    ******

******

   PCT    Granted    ******    ******    ******    ******    ******

******

   EPC    Granted    ******    ******    ******    ******    ******

******

   PCT    Granted    ******    ******    ******    ******    ******

******

   EPC    Granted    ******    ******    ******    ******    ******

******

   PCT    Granted    ******    ******    ******    ******    ******

******

   EPC    Granted    ******    ******    ******    ******    ******

******

   ORD    Published    ******    ******    ******          

******

   EPC    Granted    ******    ******    ******    ******    ******

******

   EPC    Granted    ******    ******    ******    ******    ******

******

   EPC    Granted    ******    ******    ******    ******    ******

******

   EPC    Granted    ******    ******    ******    ******    ******

******

   ORD    Granted    ******    ******    ******    ******    ******

******

   CON    Granted    ******    ******    ******    ******    ******

******

   DIV    Granted    ******    ******    ******    ******    ******


ATTACHMENT A TO LETTER AMENDMENT DATED DECEMBER 18, 2003

 

Confidential Information – Neose Technologies, Inc.

   EXHIBIT 1.25

 

PROVISIONAL: The Parties acknowledge that the following may be included by amendment.

 

******


                                       

Country


  

Sub Case


  

Case Type


  

Status


  

Application Number


  

Filing Date


  

Patent Number


  

Issue Date


  

Expiration Date


******         PCT    Published    ******    ******               
******         PCT    Published         ******               
******         PCT    Published    ******    ******               
******         PCT    Published         ******               
******         PCT    Published         ******               
******         ORD    Published    ******    ******    ******          
******         CIP    Allowed    ******    ******               
******    D1    DIV    Published    ******    ******               
******    D2    DIV    Published    ******    ******               
******    D3    DIV    Published    ******    ******               
******    D4    DIV    Published    ******    ******               
******    D5    DIV    Published    ******    ******