NATIONAL FINANCIAL PARTNERS CORP Contracts & Agreements

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PARTICIPATION SCHEDULE
Participation Agreements
NATIONAL FINANCIAL PARTNERS CORP
2013
PARTICIPATION SCHEDULE
Participation Agreements
NATIONAL FINANCIAL PARTNERS CORP
2013
PARTICIPATION SCHEDULE
Participation Agreements
NATIONAL FINANCIAL PARTNERS CORP
2013
PARTICIPATION SCHEDULE
Participation Agreements
NATIONAL FINANCIAL PARTNERS CORP
2013
AGREEMENT AND PLAN OF MERGER dated as of April 14, 2013 among PATRIOT PARENT CORP., PATRIOT MERGER CORP. and NATIONAL FINANCIAL PARTNERS CORP. TABLE OF CONTENTS
Merger Agreements
NATIONAL FINANCIAL PARTNERS CORP
DE
2013
NATIONAL FINANCIAL PARTNERS CORP. 2009 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT NOTICE OF AWARD
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
DE
2013
NATIONAL FINANCIAL PARTNERS CORP. 2009 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT NOTICE OF AWARD NON-MANAGEMENT DIRECTOR
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
DE
2013
NATIONAL FINANCIAL PARTNERS CORP. 2009 STOCK INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT NOTICE OF AWARD
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
DE
2013
$325,000,000 CREDIT AGREEMENT among NATIONAL FINANCIAL PARTNERS CORP., as Borrower, theSeveral Lenders from Time to Time Parties Hereto, BANK OF AMERICA, N.A., as Administrative...
Credit Agreements
NATIONAL FINANCIAL PARTNERS CORP
2013
SECOND AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NATIONAL FINANCIAL PARTNERS CORP
2012
NATIONAL FINANCIAL PARTNERS CORP. 2009 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT NOTICE OF AWARD
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
DE
2012
NATIONAL FINANCIAL PARTNERS CORP. 2009 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT NOTICE OF AWARD
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2012
NATIONAL FINANCIAL PARTNERS CORP. CHANGE IN CONTROL SEVERANCE PLAN PARTICIPATION SCHEDULE
Change of Control Agreements
NATIONAL FINANCIAL PARTNERS CORP
2012
National Financial Partners Corp. 2012 Change in Control Severance Plan
Change of Control Agreements
NATIONAL FINANCIAL PARTNERS CORP
NY
2012
National Financial Partners Corp. Compensation Recoupment Policy
Compensation Agreements
NATIONAL FINANCIAL PARTNERS CORP
2011
FIRST AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NATIONAL FINANCIAL PARTNERS CORP
2011
NATIONAL FINANCIAL PARTNERS CORP. 2009 STOCK INCENTIVE PLAN FORM OF RESTRICTED STOCK UNIT NOTICE OF AWARD FOR EMPLOYEES
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
DE
2011
NATIONAL FINANCIAL PARTNERS CORP. 2009 STOCK INCENTIVE PLAN FORM OF RESTRICTED STOCK UNIT NOTICE OF AWARD FOR NON-MANAGEMENT DIRECTORS
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
DE
2011
$225,000,000 CREDIT AGREEMENT among NATIONALFINANCIAL PARTNERS CORP., as Borrower, The Several Lenders from Time to Time Parties Hereto, BANK OF AMERICA, N.A., as Administrative...
Credit Agreements
NATIONAL FINANCIAL PARTNERS CORP
2010
$225,000,000 CREDIT AGREEMENT among NATIONALFINANCIAL PARTNERS CORP., as Borrower, The Several Lenders from Time to Time Parties Hereto, BANK OF AMERICA, N.A., as Administrative...
Credit Agreements
NATIONAL FINANCIAL PARTNERS CORP
2010
NATIONAL FINANCIAL PARTNERSCORP. INDENTURE DATED AS OF JUNE 15, 2010 WELLS FARGO BANK, NATIONAL ASSOCIATION TRUSTEE TABLE OF CONTENTS
Indenture Agreements
NATIONAL FINANCIAL PARTNERS CORP
DE
2010
National Financial Partners Corp. $125,000,000 4.0% Convertible Senior Notes due 2017 Purchase Agreement
Note Agreements
NATIONAL FINANCIAL PARTNERS CORP
2010
FOURTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NATIONAL FINANCIAL PARTNERS CORP
2010
NATIONAL FINANCIALPARTNERS CORP.,
NATIONAL FINANCIAL PARTNERS CORP
2009
NATIONALFINANCIAL PARTNERS CORP. 2009STOCK INCENTIVE PLAN FORM OFRESTRICTED STOCK UNIT NOTICE OF AWARD FOREMPLOYEES OF NATIONAL FINANCIAL PARTNERS CORP.
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2009
NATIONALFINANCIAL PARTNERS CORP. 2009STOCK INCENTIVE PLAN FORM OFRESTRICTED STOCK UNIT NOTICE OF AWARD FORDIRECTORS OF NATIONAL FINANCIAL PARTNERS CORP.
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2009
THIS DOCUMENT CONSTITUTES PART OF A PROSPECTUS COVERING SECURITIES THAT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933
NATIONAL FINANCIAL PARTNERS CORP
DE
2009
Exhibit A [Intentionally Omitted]
NATIONAL FINANCIAL PARTNERS CORP
NY
2009
NATIONAL FINANCIAL PARTNERS CORP. CHANGE IN CONTROL SEVERANCE PLAN
Change of Control Agreements
NATIONAL FINANCIAL PARTNERS CORP
2009
NATIONAL FINANCIAL PARTNERS CORP. CHANGE IN CONTROL SEVERANCE PLAN
Change of Control Agreements
NATIONAL FINANCIAL PARTNERS CORP
2009
NATIONAL FINANCIAL PARTNERS CORP. SEVERANCE PLAN
Severance Agreements
NATIONAL FINANCIAL PARTNERS CORP
2009
/s/ Donna J. Blank August 4, 2008 Donna J. Blank Date
NATIONAL FINANCIAL PARTNERS CORP
2008
FIRST AMENDMENT OF LEASE
Lease Agreements
NATIONAL FINANCIAL PARTNERS CORP
NY
2007
Lease Dated as of September 4, 2007 TABLE OF CONTENTS
Lease Agreements
NATIONAL FINANCIAL PARTNERS CORP
2007
SUBLEASE between NATIONAL FINANCIAL PARTNERS CORP., Sublessor and KEEFE, BRUYETTE & WOODS, INC.,
Lease Agreements
NATIONAL FINANCIAL PARTNERS CORP
2007
AMENDMENT TO CONFIRMATION
NATIONAL FINANCIAL PARTNERS CORP
2007
NATIONAL FINANCIAL PARTNERS CORP. /s/ Stephanie Scherr Olson Stephanie Scherr OlsonSenior Vice Presidentand Associate General Counsel Acknowledged and Accepted: /s/ Jessica...
NATIONAL FINANCIAL PARTNERS CORP
2007
National Financial Partners Corp. Change in Control Severance Plan
Change of Control Agreements
NATIONAL FINANCIAL PARTNERS CORP
2007
NATIONAL FINANCIAL PARTNERS CORP. CHANGE IN CONTROL SEVERANCE PLAN PARTICIPATION SCHEDULE
Change of Control Agreements
NATIONAL FINANCIAL PARTNERS CORP
2007
NATIONAL FINANCIAL PARTNERS CORP. CHANGE IN CONTROL SEVERANCE PLAN PARTICIPATION SCHEDULE
Change of Control Agreements
NATIONAL FINANCIAL PARTNERS CORP
2007
NATIONAL FINANCIAL PARTNERS CORP. CHANGE IN CONTROL SEVERANCE PLAN PARTICIPATION SCHEDULE
Change of Control Agreements
NATIONAL FINANCIAL PARTNERS CORP
2007
NATIONAL FINANCIAL PARTNERS CORP. ISSUER WELLS FARGO BANK, NATIONAL ASSOCIATION TRUSTEE
NATIONAL FINANCIAL PARTNERS CORP
2007
NATIONAL FINANCIAL PARTNERS CORP.
NATIONAL FINANCIAL PARTNERS CORP
2007
National Financial Partners Corp. Common Stock, par value $0.10 per share
Stock Agreements
NATIONAL FINANCIAL PARTNERS CORP
2007
National Financial Partners Corp. $200,000,000 0.75%Convertible Senior Notes due 2012 Underwriting Agreement
Underwriting Agreements
NATIONAL FINANCIAL PARTNERS CORP
2007
REPURCHASE AGREEMENT
Repurchase Agreements
NATIONAL FINANCIAL PARTNERS CORP
2007
AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NATIONAL FINANCIAL PARTNERS CORP
2007
National Financial Partners Corp. Common Stock, par value $0.10 per share
Stock Agreements
NATIONAL FINANCIAL PARTNERS CORP
2006
Underwriting Agreement
Underwriting Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN FOR PRINCIPALS AND MANAGERS
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. AMENDED AND RESTATED 2000 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. AMENDED AND RESTATED 2000 STOCK INCENTIVE PLAN FOR PRINCIPALS AND MANAGERS
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. AMENDED AND RESTATED 1998 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
$175,000,000 CREDIT AGREEMENT
Credit Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN FOR PRINCIPALS AND MANAGERS
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
between THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES and
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. AMENDED AND RESTATED 2000 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. AMENDED AND RESTATED 2000 STOCK INCENTIVE PLAN FOR PRINCIPALS AND MANAGERS
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. AMENDED AND RESTATED 1998 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. 2002 STOCK INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
2002 STOCK INCENTIVE PLAN RESTRICTED STOCKUNIT AGREEMENT
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP., BLUE SKY ACQUISITION CORP., HIGHLAND CAPITAL HOLDING CORPORATION, THEOTHER PARTIES NAMED HEREIN and
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. 2002 STOCK INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
NATIONAL FINANCIAL PARTNERS CORP. 2002 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT
Bonus & Incentive Agreements
NATIONAL FINANCIAL PARTNERS CORP
2005
National Financial Partners Corp.
NATIONAL FINANCIAL PARTNERS CORP
2004
EMPLOYMENT AGREEMENT
Employment Agreements
NATIONAL FINANCIAL PARTNERS CORP
2003
National Financial Partners Corp. Common Stock, par value $0.10 per share Underwriting Agreement
Underwriting Agreements
NATIONAL FINANCIAL PARTNERS CORP
2003