AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN

Contract Categories: Human Resources - Retirement Agreements
EX-10.19 8 dex1019.htm AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN Amendment to Supplemental Executive Retirement Plan

Exhibit 10.19

AMENDMENT TO

SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN

Pursuant to the authority granted to it by Morgan Stanley, Morgan Stanley & Co. Incorporated (the “Corporation”) hereby amends the Morgan Stanley Supplemental Executive Retirement Plan (the “SERP”), effective as of such dates set forth herein, as follows:

1. Effective April 1, 2007, Section III, Participation in the Plan, is amended by adding the following to the end thereof:

“Notwithstanding the foregoing, if an employee was not a participant or eligible to become a Participant immediately before the merger of Morgan Stanley DW Inc. with and into Morgan Stanley & Co. Incorporated as of April 1, 2007, such employee shall not be eligible to become a Participant hereunder as a result of such merger or otherwise.”

2. Effective April 1, 2007, Appendix C, Provisions Relating to Certain Employees, is amended by adding the following to the end thereof:

Morgan Stanley DW Inc. and Subsidiaries. Notwithstanding the foregoing, if an employee was not a participant or eligible to become a Participant immediately before the merger of Morgan Stanley DW Inc. with and into Morgan Stanley & Co. Incorporated as of April 1, 2007, such employee shall not be eligible to become a Participant hereunder as a result of such merger or otherwise.”

* * * * * * * *

IN WITNESS WHEREOF, the Corporation has caused this Amendment to be executed on its behalf as of the 20th day of November, 2007.

 

MORGAN STANLEY & CO. INCORPORATED
By:   /s/ KAREN JAMESLEY
Title:   Global Head of Human Resources