Supplementary Deed of Participation for Morgan Stanley UK Share Ownership Plan (Morgan Stanley International Inc., Hill Samuel ESOP Trustees Ltd., and Morgan Stanley Private Wealth Management Ltd.)
This agreement, dated November 5, 2009, is between Morgan Stanley International Incorporated, Hill Samuel ESOP Trustees Limited, and Morgan Stanley Private Wealth Management Limited. It supplements a previous deed and allows the Participating Company to join the Morgan Stanley UK Share Ownership Plan. The Participating Company agrees to follow the plan's rules, and the agreement is effective once all parties have signed. The document formalizes the extension of the share ownership plan to the new participating company.
Exhibit 10.36
Dated November 5, 2009
Morgan Stanley International Incorporated
and
Hill Samuel ESOP Trustees Limited
SUPPLEMENTARY DEED OF PARTICIPATION
FOR THE
MORGAN STANLEY UK SHARE OWNERSHIP PLAN
Linklaters LLP
One Silk Street
London EC2Y 8HQ
Telephone (44-20) 7456 2000
Facsimile (44-20) 7456 2222
Ref 01/145/CPeake
This Deed is made on November 5, 2009 between
| (1) | Morgan Stanley International Incorporated (the “Company”); |
| (2) | Hill Samuel ESOP Trustees Limited (the “Trustees”); and |
| (3) | The company named in the Schedule (the “Participating Company”) |
and is supplementary to the Deed of Participation dated 9 October 2007 between the Company and the Trustees and Morgan Stanley UK Limited.
Background
| 1 | The Morgan Stanley UK Share Ownership Plan 2007 (the “Plan”) was established by deed dated 9 October 2007 between the Company and the Trustees (the “Principal Deed”). |
| 2 | Rule 12.1 of the Principal Deed provides that an employer wishing to participate in the Plan must enter into a deed with the Company and the Trustees agreeing to comply with the Plan rules. |
Participation in the Plan
| 3 | The Company and the Trustees agree that the Plan will extend to the Participating Company and that, from the date of this Deed, the Participating Company will be a Participating Company in accordance with the Plan. |
| 4 | The Participating Company agrees to comply with the Plan rules (as amended from time to time). |
Execution in counterpart
| 5 | This Deed may be executed in any number of counterparts which together shall constitute one document. Any party may execute a counterpart and this Deed will not take effect until it has been executed by all parties. |
Executed as a deed on the date shown at the top of this document.
| 1 |
| Executed as a deed by Morgan Stanley International Incorporated by: | } | /s/ DAWN NICHOLSON | ||
|
Authorised Signatory |
| 2 |
| Executed as a deed by Equiniti Share Plan Trustees Limited acting by: | } | /s/ JOHN PARKER | ||
| Director | ||||
| Authorised Signatory | /s/ GAVIN DOWNS | |||
| 3 |
Schedule
Participating Company
| Executed as a deed by MORGAN STANLEY PRIVATE WEALTH MANAGEMENT LIMITED by: | } | /s/ ALEXANDER CLASSEN | ||
|
Director |
| 4 |
