MMA Capital Holdings, Inc. Contracts & Agreements
171 Contracts & Agreements
- Business Finance (90 contracts)
- Business Operations (14)
- Human Resources (35)
- Mergers & Acquisitions (3)
- Real Estate (7)
- Uncategorized (22)
- Agreement and Plan of Merger dated as of May 24, 2021, by and among with FP Acquisition Parent, LLC, FP Acquisition Merger Sub, LLC and MMA Capital Holdings, Inc (Filed With SEC on May 24, 2021)
- Third Amendment to Tax Benefits Rights Agreement dated as of May 24, 2021 by and between MMA Capital Holdings, Inc. and Broadridge Corporate Issuer Solutions, Inc (Filed With SEC on May 24, 2021)
- Termination Agreement dated as of May 24, 2021, by and between MMA Capital Holdings, Inc. and Hunt Investment Management, LLC (Filed With SEC on May 24, 2021)
- Amended and Restated MMA Capital Holdings, Inc. 2012 Non-Employee Directors Compensation Plan (Filed With SEC on November 9, 2020)
- Amended and Restated Limited Liability Company Operating Agreement of Solar Construction Lending, LLC (Filed With SEC on November 9, 2020)
- First Amendment to Limited Liability Company Operating Agreement of Solar Construction Lending, LLC (Filed With SEC on November 9, 2020)
- Second Amendment to Limited Liability Company Operating Agreement of Solar Construction Lending, LLC (Filed With SEC on November 9, 2020)
- Limited Liability Company Operating Agreement of Solar Development Lending, LLC (Filed With SEC on November 9, 2020)
- First Amendment to Limited Liability Company Operating Agreement of Solar Development Lending, LLC (Filed With SEC on November 9, 2020)
- Second Amendment to Limited Liability Company Operating Agreement of Solar Development Lending, LLC (Filed With SEC on November 9, 2020)
- Second Amendment to the Tax Benefits Rights Agreement dated March 12, 2020 between MMA Capital Holdings, Inc. and Broadridge Corporate Issuer Solutions, Inc. as rights agent (Filed With SEC on March 17, 2020)
- Description of Securities of the Registrant (Filed With SEC on March 13, 2020)
- First Amendment to the Master Transaction Agreement by and between the Company and Hunt Companies, Inc (Filed With SEC on March 13, 2020)
- Second Amendment to the Purchase Money Note by and between Hunt FS Holdings II, LLC and the Company (Filed With SEC on December 20, 2019)
- Credit Agreement dated as of September 19, 2019 among MMA Energy Holdings, LLC, as borrower, East West Bank, as administrative agent and collateral agent and the financial... (Filed With SEC on September 19, 2019)
- Press Release dated December 21, 2018 (Filed With SEC on December 21, 2018)
- Membership Interest Purchase Agreement by and between the Company and Renewable Developer Holdings, LLC (Filed With SEC on June 4, 2018)
- Omnibus Consent and Amendment in Respect of Transaction Documents dated February 2, 2018 (Filed With SEC on March 16, 2018)
- Assignment and Assumption Agreement dated February 2, 2018 (Filed With SEC on March 16, 2018)
- Master Transaction Agreement by and between the Company and Hunt Companies, Inc (Filed With SEC on January 9, 2018)
- Purchase Money Note by and between Hunt FS Holdings II, LLC and the Company (Filed With SEC on January 9, 2018)
- Pledge and Security Agreement by and between Hunt FS Holdings, LLC and the Company (Filed With SEC on January 9, 2018)
- Management Agreement by and between the Company and Hunt Investment Management, LLC (Filed With SEC on January 9, 2018)
- Purchase and Sale Agreement by and among the Company and the MGM Principals (Filed With SEC on January 9, 2018)
- Woodside Transfer Agreement by and between the Company and MG Woodside, LLC (Filed With SEC on January 9, 2018)
- First Amendment to the Renewable Energy Lending, LLC Operating Agreement (Filed With SEC on January 9, 2018)
- First Amendment to the Employment Agreement of Michael L. Falcone (Filed With SEC on January 9, 2018)
- First Amendment to the Employment Agreement of David C. Bjarnason (Filed With SEC on January 9, 2018)
- First Amendment to the Employment Agreement of Gary A. Mentesana (Filed With SEC on January 9, 2018)
- Agreement Regarding Share Acquisition and Retention of Michael L. Falcone (Filed With SEC on January 9, 2018)
- Agreement Regarding Share Acquisition and Retention of David C. Bjarnason (Filed With SEC on January 9, 2018)
- Agreement Regarding Share Acquisition and Retention of Gary A. Mentesana (Filed With SEC on January 9, 2018)
- AMENDED AND RESTATED LIMITED LIABILITYCOMPANY OPERATING AGREEMENT OF RENEWABLE ENERGY LENDING, LLC (Filed With SEC on November 9, 2016)
- MMA Capital Management and TSSP Announce Formation of Solar Lending Joint Venture (Filed With SEC on November 9, 2016)
- EXCHANGE AGREEMENT among MMA FINANCIAL HOLDINGS, INC. and TABERNA PREFERRED FUNDING I, LTD. Dated as of May 21, 2015 (Filed With SEC on March 15, 2016)
- EXCHANGE AGREEMENT among MMA FINANCIAL HOLDINGS, INC. and TABERNA PREFERRED FUNDING II, LTD. Dated as of May 21, 2015 (Filed With SEC on March 15, 2016)
- EXCHANGE AGREEMENT among MMA FINANCIAL HOLDINGS, INC. and TABERNA PREFERRED FUNDING III, LTD. Dated as of May 21, 2015 (Filed With SEC on March 15, 2016)
- PURCHASE AGREEMENT By and Between General Electric Capital Corporation as Seller and MMA Capital TC Fund I, LLC as Purchaser (Filed With SEC on March 15, 2016)
- MMA Capital Management AnnouncesTax Credit Investment Joint Venture (Filed With SEC on December 29, 2015)
- MMA Capital Management, LLC EMPLOYMENT AGREEMENT (Filed With SEC on November 23, 2015)
- MMA Capital Management, LLC EMPLOYMENT AGREEMENT (Filed With SEC on November 23, 2015)
- MMA Capital Management, LLC EMPLOYMENT AGREEMENT (Filed With SEC on July 16, 2015)
- FIRST AMENDMENT TO MMA CAPITAL MANAGEMENT, LLC 2012 NON-EMPLOYEE DIRECTORS’ COMPENSATIONPLAN (Filed With SEC on March 18, 2015)
- MUNICIPAL MORTGAGE & EQUITY, LLC EMPLOYMENT AGREEMENT (Filed With SEC on February 21, 2014)
- TABLE OF CONTENTS (Filed With SEC on July 3, 2013)
- AMENDMENT TO FORBEARANCE AGREEMENT (Filed With SEC on June 18, 2013)
- MUNICIPAL MORTGAGE & EQUITY,LLC EMPLOYMENT AGREEMENT (Filed With SEC on April 1, 2013)
- MUNICIPAL MORTGAGE & EQUITY, LLC EMPLOYMENT AGREEMENT (Filed With SEC on November 27, 2012)
- MUNICIPAL MORTGAGE & EQUITY, LLC Non-Qualified Stock Option Agreement (Filed With SEC on August 14, 2012)
- SECONDAMENDED AND RESTATED PLEDGEAND SECURITY AGREEMENT (Filed With SEC on March 29, 2012)
- WITNESSETH: (Filed With SEC on February 8, 2012)
- [Remainder of page intentionallyleft blank] (Filed With SEC on February 8, 2012)
- MUNICIPALMORTGAGE & EQUITY, LLC EMPLOYMENTAGREEMENT (Filed With SEC on January 19, 2012)
- AMENDED AND RESTATED SERIES EXHIBIT TO AMENDED AND RESTATED OPERATING AGREEMENT OF MUNIMAE TE BOND SUBSIDIARY, LLC 7.50% Series A Cumulative Preferred Shares Due 2049 (Filed With SEC on March 31, 2011)
- LOAN AGREEMENT by and among MUNIMAE TEI HOLDINGS, LLC as Borrower MUNICIPAL MORTGAGE & EQUITY, LLC as Guarantor and COMPASS BANK as Lender Dated as of November 4, 2009 TABLE OF... (Filed With SEC on March 31, 2011)
- MUNICIPAL MORTGAGE & EQUITY, LLC 2010 SHARE INCENTIVE PLAN (Filed With SEC on March 31, 2011)
- MUNICIPAL MORTGAGE & EQUITY, LLC 2010 NON-EMPLOYEE DIRECTORS COMPENSATION PLAN (Effective January1, 2010) (Filed With SEC on March 31, 2011)
- FIRST AMENDMENT TO FOURTH AMENDED AND COMPLETELY RESTATED LOAN AGREEMENT (Filed With SEC on July 10, 2009)
- FIRST AMENDMENT TO FOURTH AMENDED AND COMPLETELY RESTATED LOAN AGREEMENT (Filed With SEC on July 1, 2009)
- PURCHASE AND SALE AGREEMENT by and among JEN I, L.P. and MUNICIPAL MORTGAGE & EQUITY, LLC and MMA EQUITY CORPORATION and MMA FINANCIAL TC CORP. and MUNIMAE TEI HOLDINGS LLC Dated... (Filed With SEC on June 29, 2009)
- FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on June 15, 2009)
- FIRST AMENDMENT TO DEFERRED COMPENSATION AGREEMENT (Filed With SEC on June 15, 2009)
- AMENDMENT TO SWAP DOCUMENTS (MLCS/TEI) (Filed With SEC on April 29, 2009)
- PLEDGE AGREEMENT (MLCS/TEI) (Filed With SEC on April 29, 2009)
- AMENDMENT TO SWAP DOCUMENTS (MLCS/MuniMae) (Filed With SEC on April 29, 2009)
- PLEDGE AGREEMENT (MLCS/MUNIMAE) from MUNIMAE TEI HOLDINGS, LLC as Pledgor to MERRILLLYNCH CAPITAL SERVICES, INC. Dated March 6, 2008 (Filed With SEC on April 29, 2009)
- GUARANTEE OF MUNIMAE TEI HOLDINGS, LLC (Filed With SEC on April 29, 2009)
- AMENDMENT TO SWAP DOCUMENTS (MLCS/MMA Financial Holdings) (Filed With SEC on April 29, 2009)
- Section 1. Grant of Security 2 Section 2. Security for Obligations 2 Section 3. Pledgor Remains Liable 3 Section 4. Delivery and Control of Security Collateral 3 Section 5.... (Filed With SEC on April 29, 2009)
- GUARANTEE OF MUNIMAE TEI HOLDINGS, LLC (MLCS/MMA Financial Holdings) (Filed With SEC on April 29, 2009)
- AMENDMENT TO SWAP DOCUMENTS (MLCS/MMA Realty) (Filed With SEC on April 29, 2009)
- GUARANTEE OF MUNIMAE TEI HOLDINGS, LLC (MLCS/MMA Realty) (Filed With SEC on April 29, 2009)
- PLEDGE AGREEMENT (MLCS/MMA REALTY) (Filed With SEC on April 29, 2009)
- AGREEMENT WITH RESPECT TO COLLATERAL (Filed With SEC on April 29, 2009)
- PLEDGE AGREEMENT (Filed With SEC on April 29, 2009)
- SIXTH AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on April 29, 2009)
- AMENDMENT TO TERM LOAN AGREEMENT (Filed With SEC on February 4, 2009)
- AMENDED AND RESTATED ACQUISITION AGREEMENT dated as of February 3, 2009 by and between MMA MORTGAGE INVESTMENT CORPORATION and OAK GROVE COMMERCIAL MORTGAGE, LLC TABLE OF CONTENTS (Filed With SEC on February 4, 2009)
- TERM LOAN AGREEMENT (Filed With SEC on December 23, 2008)
- MUNICIPAL MORTGAGE & EQUITY, LLC MMA FINANCIAL, INC.By:/s/Earl Cole III Name:Earl Cole III Title:Executive Vice President By:/s/Jeffrey T. Muller Name: Jeffrey T. Muller... (Filed With SEC on December 1, 2008)
- EIGHTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND WAIVER (Filed With SEC on May 5, 2008)
- FIRST AMENDMENT TO MMA FINANCIAL, INC. EMPLOYMENT AGREEMENT Charles M. Pinckney (Filed With SEC on April 3, 2008)
- SEVENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on April 3, 2008)
- Synovus Bank 12450 Roosevelt Boulevard, St. Petersburg, FL 33716 Attn: Cathy Swanson, Senior Vice President Re: Notice and Request for Waiver (Filed With SEC on March 7, 2008)
- RECITALS: (Filed With SEC on February 22, 2008)
- Amendment No. 14 To Fifth Amended And Restated Revolving Loan And Letter Of Credit Agreement (Filed With SEC on February 22, 2008)
- SECOND AMENDMENT TO WAREHOUSING CREDIT AND SECURITY AGREEMENT (Filed With SEC on December 4, 2007)
- SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on December 4, 2007)
- FIRST AMENDMENT TO MASTER REPURCHASE AGREEMENT AND OTHER REPURCHASE DOCUMENTS (Wachovia/MMA) (Filed With SEC on November 28, 2007)
- Synovus Bank 12450 Roosevelt Boulevard, St. Petersburg, FL 33716 Attn: Cathy Swanson, Senior Vice President Re: Notice and Request for Waiver (Filed With SEC on November 19, 2007)
- MMA FINANCIAL, INC. EMPLOYMENT AGREEMENT David Kay (Filed With SEC on November 8, 2007)
- MUNICIPAL MORTGAGE & EQUITY, LLC 2001 SHARE INCENTIVE PLAN Deferred Compensation Agreement (Filed With SEC on November 8, 2007)
- Amendment No. 12 To Fifth Amended And Restated Revolving Loan And Letter Of Credit Agreement (Filed With SEC on November 6, 2007)
- Waiver and Fourth Amendment to Loan Documents (Filed With SEC on October 19, 2007)
- MMA FINANCIAL, INC. EMPLOYMENT AGREEMENT Charles M. Pinckney (Filed With SEC on September 4, 2007)
- SEPARATION AND TRANSITION AGREEMENT (Filed With SEC on July 16, 2007)
- MMA FINANCIAL, INC. EMPLOYMENT AGREEMENT Richard F. Brown (Filed With SEC on June 29, 2007)
- MMA FINANCIAL, INC. EMPLOYMENT AGREEMENT Jenny Netzer (Filed With SEC on June 29, 2007)
- Second Amendment to Loan Documents (Filed With SEC on May 18, 2007)
- Amendment No. 11 To Fifth Amended And Restated Revolving Loan And Letter Of Credit Agreement (Filed With SEC on May 9, 2007)
- Amendment No. 1 To Guaranty (Filed With SEC on May 9, 2007)
- FOURTH AMENDED AND COMPLETELY RESTATED LOAN AGREEMENT (Filed With SEC on March 1, 2007)
- GUARANTY AGREEMENT (Filed With SEC on March 1, 2007)
- RENEWAL AND INCREASE PROMISSORY NOTE $100,000,000.00 February 23, 2007 Baltimore, Maryland (Filed With SEC on March 1, 2007)
- FIFTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on December 5, 2006)
- Fourth Amendment to Amended and Restated Credit Agreement (Filed With SEC on December 5, 2006)
- TRUST AGREEMENT by and among MUNIMAE TE BOND SUBSIDIARY, LLC as Trustor MUNIMAE PORTFOLIO SERVICES, LLC as Servicer and U.S. BANK TRUST NATIONAL ASSOCIATION, as Trustee Dated as... (Filed With SEC on November 22, 2006)
- EXECUTION VERSION U.S. $200,000,000 MASTER REPURCHASE AGREEMENT by and among MMA REALTY CAPITAL REPURCHASE SUBSIDIARY, LLC, as the Seller VARIABLE FUNDING CAPITAL COMPANY LLC, as... (Filed With SEC on November 17, 2006)
- EXECUTION VERSION GUARANTY AGREEMENT (Filed With SEC on November 17, 2006)
- EXECUTION VERSION BACKUP GUARANTY AGREEMENT (Filed With SEC on November 17, 2006)
- MMA FINANCIAL, INC. EMPLOYMENT AGREEMENT Greg Thor (Filed With SEC on November 8, 2006)
- Amendment No. 8 To Fifth Amended And Restated Revolving Loan And Letter Of Credit Agreement (Filed With SEC on November 8, 2006)
- AMENDMENT NO. 1 TO (Filed With SEC on August 1, 2006)
- AMENDMENT NO. 4 TO FIFTH AMENDED AND RESTATED REVOLVING LOAN AND LETTER OF CREDIT AGREEMENT (Filed With SEC on August 1, 2006)
- AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on June 22, 2006)
- FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on June 22, 2006)
- SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on June 22, 2006)
- THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on June 22, 2006)
- LETTER OF CREDIT FACILITY AGREEMENT (Filed With SEC on June 22, 2006)
- LETTER OF CREDIT FACILITY AGREEMENT (Filed With SEC on June 22, 2006)
- FIRST AMENDMENT TO LETTER OF CREDIT FACILITY AGREEMENTS (Filed With SEC on June 22, 2006)
- SECOND AMENDMENT TO LETTER OF CREDIT FACILITY AGREEMENTS (Filed With SEC on June 22, 2006)
- THIRD AMENDMENT TO LETTER OF CREDIT FACILITY AGREEMENTS (Filed With SEC on June 22, 2006)
- FOURTH AMENDMENT TO LETTER OF CREDIT FACILITY AGREEMENTS (Filed With SEC on June 22, 2006)
- REVOLVING CREDIT AGREEMENT (Filed With SEC on June 22, 2006)
- FIRST AMENDMENT TO (Filed With SEC on June 22, 2006)
- AMENDED AND RESTATED CREDIT AGREEMENT Dated as of December 3, 2004 among (Filed With SEC on June 22, 2006)
- FIRST AMENDMENT TO (Filed With SEC on June 22, 2006)
- SECOND AMENDMENT TO (Filed With SEC on June 22, 2006)
- ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on June 22, 2006)
- ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on June 22, 2006)
- ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on June 22, 2006)
- U.S. $260,000,000 MORTGAGE ASSET PURCHASE AGREEMENT by and among MMA REALTY CAPITAL REPURCHASE SUBSIDIARY, LLC, as the Seller WACHOVIA BANK, NATIONAL ASSOCIATION, as the Purchaser... (Filed With SEC on June 21, 2006)
- CUSTODIAL AGREEMENT by and among MMA REALTY CAPITAL REPURCHASE SUBSIDIARY, LLC, as the Seller and WACHOVIA BANK, NATIONAL ASSOCIATION, as the Purchaser and WELLS FARGO BANK,... (Filed With SEC on June 21, 2006)
- PLEDGE AND SECURITY AGREEMENT (Filed With SEC on June 21, 2006)
- GUARANTY AGREEMENT (Filed With SEC on June 21, 2006)
- MMA FINANCIAL, INC. EMPLOYMENT AGREEMENT GARY A. MENTESANA (Filed With SEC on June 19, 2006)
- MMA FINANCIAL, INC. EMPLOYMENT AGREEMENT CHARLES M. PINCKNEY (Filed With SEC on June 19, 2006)
- FLEXIBLE EARLY PURCHASE FACILITY (Repo Contract) MULTIFAMILY AND HEALTH CARE MORTGAGE LOAN REPURCHASE AGREEMENT (Filed With SEC on June 6, 2006)
- WAREHOUSING CREDIT AND SECURITY AGREEMENT AMONG MMA CONSTRUCTION FINANCE, LLC as Borrower AND WASHINGTON MUTUAL BANK, 1 as Lender TABLE OF CONTENTS (Filed With SEC on June 6, 2006)
- AGREEMENT RELEASE AND WAIVER (Filed With SEC on January 10, 2006)
- AMENDMENT NO. 1 TO THE STOCK PURCHASE AGREEMENT (Filed With SEC on November 9, 2005)
- REVOLVING LOAN AND LETTER OFCREDIT AGREEMENT AMONG BANKOF AMERICA, N.A., CITICORP USA, INC., MERRILL LYNCH COMMUNITY DEVELOPMENT COMPANY, LLC, SOVEREIGN BANK, COMERICA BANK, AND... (Filed With SEC on November 9, 2005)
- GUARANTY (Filed With SEC on November 9, 2005)
- MUNICIPAL MORTGAGE AND EQUITY, L.L.C. 1998 SHARE INCENTIVE PLAN (Filed With SEC on November 9, 2005)
- MUNICIPAL MORTGAGE AND EQUITY, L.L.C. 1998 NON-EMPLOYEE DIRECTORS SHARE PLAN (Filed With SEC on November 9, 2005)
- MUNICIPAL MORTGAGE & EQUITY, LLC 2001 SHARE INCENTIVE PLAN (Filed With SEC on November 9, 2005)
- MUNICIPAL MORTGAGE & EQUITY, LLC 2001 NON-EMPLOYEE DIRECTORS SHARE PLAN (Filed With SEC on November 9, 2005)
- A. Commitments (Filed With SEC on July 7, 2005)
- STOCK PURCHASE AGREEMENT dated as of June 8, 2005 by and among MMA MORTGAGE INVESTMENT CORPORATION and MUNICIPAL MORTGAGE & EQUITY, LLC and DAVID WILLIAMS and KEVIN FILTER (Filed With SEC on June 10, 2005)
- SIXTH AMENDMENT TO WAREHOUSING CREDIT AND SECURITY AGREEMENT (Filed With SEC on April 22, 2005)
- EX-10.1: EMPLOYMENT AGREEMENT (Filed With SEC on April 1, 2005)
- Exhibit 11.1 Statement of Computation of Earnings Per Share (Filed With SEC on March 16, 2005)
- Exhibit 11.1 Statement of Computation of Earnings Per Share (Filed With SEC on March 16, 2005)
- Exhibit 11.1 Statement of Computation of Earnings Per Share (Filed With SEC on March 16, 2005)
- Exhibit 11.1 Statement of Computation of Earnings Per Share (Filed With SEC on March 16, 2005)
- Exhibit 11.1 Statement of Computation of Earnings Per Share (Filed With SEC on March 16, 2005)
- MUNICIPAL MORTGAGE & EQUITY, LLC (Filed With SEC on February 4, 2005)
- EX-10.1: CREDIT AGREEMENT (Filed With SEC on November 17, 2004)
- MUNICIPAL MORTGAGE & EQUITY, LLC 2004 NON-EMPLOYEE DIRECTORS SHARE PLAN (Filed With SEC on November 9, 2004)
- MUNICIPAL MORTGAGE & EQUITY, LLC 2004 SHARE INCENTIVE PLAN (Filed With SEC on November 9, 2004)
- MUNICIPAL MORTGAGE AND EQUITY, L.L.C. 2004 SHARE INCENTIVE PLAN Form of Deferred Share Agreement (Filed With SEC on November 9, 2004)
- MMA FINANCIAL, LLC EMPLOYMENT AGREEMENT (Frank G. Creamer, Jr.) (Filed With SEC on August 6, 2004)
- Ex-10.3 Employment Agreement - Mark K. Joseph (Filed With SEC on March 12, 2004)
- Ex-10.4 Employment Agreement - Michael L Falcone (Filed With SEC on March 12, 2004)
- Ex-10.5 Employment Agreement - Earl W. Cole (Filed With SEC on March 12, 2004)
- Ex-10.6 Employment Agreement - Keith J. Gloeckl (Filed With SEC on March 12, 2004)
- Ex-10.7 Employment Agreement - Robert W. McLewee (Filed With SEC on March 12, 2004)
- Ex-10.8 Employment Agreement - Gary A. Mentesana (Filed With SEC on March 12, 2004)
- Ex-10.9 Employment Agreement - Jenny Netzer (Filed With SEC on March 12, 2004)
- Ex-10.10 Employment Agreement -Charles M. Pinckney (Filed With SEC on March 12, 2004)