MEDLEY MANAGEMENT INC. Contracts & Agreements

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AMENDMENT NUMBER TWO TO CREDIT AGREEMENT
Credit Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
2016
Fifth Amended and Restated Limited Liability Company Agreement of Medley LLC, dated as of June 1, 2021
Limited Liability Company Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2021
Description of Capital Stock
Stock Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
2021
Forms of January 2021 Participating & Nonparticipating Class A Restricted Stock Unit Grant Notice
Stock Agreements
MEDLEY MANAGEMENT INC.
2021
Form of January 2021 Nonparticipating Class A Restricted Stock Unit Grant Notice
Stock Agreements
MEDLEY MANAGEMENT INC.
2021
Director Agreement, dated as of February 9, 2021, by and between Medley Management Inc. and Peter Kravitz of Province LLC
Management Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2021
First Amendment, dated as of February 3, 2021, to Fourth Amended and Restated Limited Liability Company Agreement of Medley LLC dated as of September 23, 2014
Limited Liability Company Agreements
MEDLEY MANAGEMENT INC.
2021
Separation Agreement, dated August 13, 2020 between Medley LLC and John Fredericks
Separation Agreements
MEDLEY MANAGEMENT INC.
2020
Settlement Term Sheet, dated April 15, 2019
Settlement Agreements
MEDLEY MANAGEMENT INC.
2019
Form of Award Letter for the Medley Tactical Opportunities Carried Interest Allocation Plan
MEDLEY MANAGEMENT INC.
Capital Markets
2019
Agreement and Plan of Merger, dated as of August 9, 2018, by and among Medley Management Inc., Sierra Income Corporation and Sierra Management, Inc
Merger Agreements
MEDLEY MANAGEMENT INC.
2018
THIRD AMENDMENT TO MASTER INVESTMENT AGREEMENT
Investment Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
2017
CLASS A UNIT AWARD AGREEMENT UNDER THE FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF MEDLEY LLC DATED AND EFFECTIVE AS OF [________]
Limited Liability Company Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2017
FIRST AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
MEDLEY MANAGEMENT INC.
2016
AMENDMENT NUMBER ONE TO CREDIT AGREEMENTAND CONSENT
Credit Agreements
MEDLEY MANAGEMENT INC.
2016
SecondAmendment to Award Agreement
MEDLEY MANAGEMENT INC.
Capital Markets
NY
2015
SecondAmendment to Award Agreement
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2015
Class C Unit Award Agreement under the Amended and Restated Limited Liability Company Agreement of Medley LLC Dated and effective as of December 14, 2012
Limited Liability Company Agreements
MEDLEY MANAGEMENT INC.
2015
Amendment to Award Agreement
MEDLEY MANAGEMENT INC.
2015
SecondAmendment to Award Agreement
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2015
CONFIDENTIALITY, NON-INTERFERENCE, ANDINVENTION ASSIGNMENT AGREEMENT
Confidentiality Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2015
MEDLEY CAPITAL HOLDINGS LLC 375 Park Avenue, Suite 3304 New York, NY 10152
MEDLEY MANAGEMENT INC.
2015
FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF MEDLEY LLC Dated as of September 23, 2014
Limited Liability Company Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2014
EXCHANGE AGREEMENT
Exchange Agreements
MEDLEY MANAGEMENT INC.
2014
TAX RECEIVABLE AGREEMENT among MEDLEY MANAGEMENT INC. and THE PERSONS NAMED HEREIN Dated as of September 23, 2014
Management Agreements
MEDLEY MANAGEMENT INC.
2014
REGISTRATION RIGHTS AGREEMENT OF MEDLEY MANAGEMENT INC. Dated as of September 23, 2014
Registration Rights Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2014
MEDLEYMANAGEMENT INC. 2014 Omnibus Incentive Plan
Bonus & Incentive Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2014
MedleyManagement Inc. [ •] Shares of Class A Common Stock UnderwritingAgreement
Stock Agreements
MEDLEY MANAGEMENT INC.
2014
FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF MEDLEY LLC Dated as of _________ __, 2014
Limited Liability Company Agreements
MEDLEY MANAGEMENT INC.
2014
RESTRICTED STOCK UNITGRANT NOTICE UNDER THE MEDLEY management Inc. 2014 OMNIBUS INCENTIVE PLAN
Bonus & Incentive Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2014
RESTRICTED STOCK UNITGRANT NOTICE UNDER THE MEDLEY MANAGEMENT Inc. 2014 OMNIBUS INCENTIVE PLAN (Non-Employee Directors)
Bonus & Incentive Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2014
CREDIT AGREEMENT dated as of August 19, 2014 among MEDLEY LLC, as Borrower, THE LENDERS PARTY HERETO and CITY NATIONAL BANK, as Administrative Agent and Collateral Agent
Credit Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
NY
2014
GUARANTEE AND COLLATERAL AGREEMENT dated as of August 19, 2014 among MEDLEY LLC, the Subsidiary Guarantors from time to time party hereto and CITY NATIONAL BANK, as Collateral...
Guarantee Agreements
MEDLEY MANAGEMENT INC.
2014
TAX RECEIVABLE AGREEMENT among MEDLEY MANAGEMENT INC. and THE PERSONS NAMED HEREIN Dated as of __________, 2014
Management Agreements
MEDLEY MANAGEMENT INC.
2014
EXCHANGE AGREEMENT
Exchange Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2014
REGISTRATION RIGHTS AGREEMENT OF MEDLEY MANAGEMENT INC. Dated as of __________, 2014
Registration Rights Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2014
MEDLEYMANAGEMENT INC. 2014 Omnibus Incentive Plan
Bonus & Incentive Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2014
ClassC Unit Award Agreement underthe Amended and restated LimitedLiability Company Agreement of Medley LLC Datedand effective as of December 14, 2012
Limited Liability Company Agreements
MEDLEY MANAGEMENT INC.
2014
AMENDMENTTO AWARD AGREEMENT
MEDLEY MANAGEMENT INC.
2014
ClassC Unit Award Agreement under the Amended and Restated Limited Liability Company Agreementof Medley LLC Dated and effective as of December14, 2012
Limited Liability Company Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
DE
2014
AMENDMENTTO AWARD AGREEMENT
MEDLEY MANAGEMENT INC.
2014
CREDIT AGREEMENT dated as of August 14, 2014 among MEDLEY LLC, as Borrower, THE LENDERS PARTY HERETO and CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH as Administrative Agent and...
Credit Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
NY
2014