MAXWELL TECHNOLOGIES INC | Business Contracts

Second Amendment to Amended and Restated Loan and Security Agreement, dated February 14, 2019, by and between Maxwell Technologies, Inc. and East West Bank (Filed With SEC on February 14, 2019)

Tender and Support Agreement, dated as of February 3, 2019, by and among Tesla, Inc., Cambria Acquisition Corp. and directors and certain officers of Maxwell Technologies, Inc.... (Filed With SEC on February 4, 2019)

Agreement and Plan of Merger, dated February 3, 2019, by and between Maxwell Technologies, Inc., Tesla, Inc. and Cambria Acquisition Corp (Filed With SEC on February 4, 2019)

Underwriting Agreement, dated August 8, 2018, by and between Maxwell Technologies, Inc. and Barclays Capital Inc (Filed With SEC on August 9, 2018)

First Amendment to Amended and Restated Loan and Security Agreement, dated August 7, 2018, by and between Maxwell Technologies, Inc. and East West Bank (Filed With SEC on August 7, 2018)

Strategic Supplier Agreement, dated May 7, 2018, by and between Maxwell Technologies, Inc. and Kaifa Technology (H.K.) Limited (Filed With SEC on May 9, 2018)

Amended and Restated Loan and Security Agreement, dated May 8, 2018, by and between Maxwell Technologies, Inc. and East West Bank (Filed With SEC on May 8, 2018)

Indenture dated as of September 25, 2017 between the Company and the Trustee (Filed With SEC on September 26, 2017)

Purchase Agreement, dated September 20, 2017, by and between the Company and Barclays Capital, Inc (Filed With SEC on September 26, 2017)

Amendment No. 5 to Loan and Security Agreement, dated September 20, 2017, by and among the Company and East West Bank (Filed With SEC on September 21, 2017)

Amended and Restated Agreement, dated September 18, 2017, by and among the Company and Viex Capital Advisors, LLC and certain of its affiliates named therein (Filed With SEC on September 19, 2017)

AMENDING AGREEMENT (Filed With SEC on May 10, 2017)

EXHIBIT 10.11 MAXWELL TECHNOLOGIES, INC. 2013 OMNIBUS EQUITY INCENTIVE PLAN NON-EMPLOYEE DIRECTOR RESTRICTED STOCK UNIT DEFERRAL ELECTION (Filed With SEC on May 10, 2017)

EXHIBIT 10.12 MAXWELL TECHNOLOGIES, INC. NON-EMPLOYEE DIRECTOR FEE ELECTION (Filed With SEC on May 10, 2017)

STOCK PURCHASE AGREEMENT by and between MAXWELL TECHNOLOGIES, INC. and SDIC FUND MANAGEMENT CO., LTD. dated as of April 10, 2017 (Filed With SEC on April 10, 2017)

PRINCIPAL SHAREHOLDER AGREEMENT (Filed With SEC on April 10, 2017)

MAXWELL TECHNOLOGIES, INC. REGISTRATION RIGHTS AGREEMENT (Filed With SEC on April 10, 2017)

AGREEMENT (Filed With SEC on April 10, 2017)

LOCALIZATION AGREEMENT CRRC QINGDAO SIFANG ROLLING STOCK RESEARCH INSTITUTE CO., LTD. AND MAXWELL TECHNOLOGIES, INC. (Filed With SEC on March 1, 2017)

FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on March 1, 2017)

ARRANGEMENT AGREEMENT AMONG MAXWELL TECHNOLOGIES, INC., AND NESSCAP ENERGY INC. February 28, 2017 TABLE OF CONTENTS (Filed With SEC on February 28, 2017)

VOTING AGREEMENT (Filed With SEC on February 28, 2017)

PRINCIPAL SHAREHOLDER AGREEMENT (Filed With SEC on February 28, 2017)

THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on November 2, 2016)

SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on August 3, 2016)

FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on April 12, 2016)

EXECUTION VERSION (Filed With SEC on March 14, 2016)

MAXWELL TECHNOLOGIES, INC. INCENTIVE BONUS PLAN (Filed With SEC on January 19, 2016)

MAXWELL TECHNOLOGIES, INC. 2013 OMNIBUS EQUITY INCENTIVE PLAN NOTICE OF MARKET STOCK UNIT AWARD (Filed With SEC on January 19, 2016)

Exhibit 10.3 (Filed With SEC on January 19, 2016)

MAXWELL TECHNOLOGIES, INC. 3888 CALLE FORTUNADA SAN DIEGO, CA 92123 January 15, 2016 (Filed With SEC on January 19, 2016)

NINTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on August 6, 2015)

TENTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on August 6, 2015)

FIRST MODIFICATION TO PROMISSORY NOTE (Filed With SEC on August 6, 2015)

LOAN AND SECURITY AGREEMENT (Filed With SEC on July 7, 2015)

TRANSITION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS (Filed With SEC on May 11, 2015)

EIGHTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on April 23, 2015)

SIXTH AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE (Filed With SEC on April 23, 2015)

SECOND AMENDMENT TO SECURITY AGREEMENT (Filed With SEC on April 23, 2015)

MAXWELL TECHNOLOGIES, INC. $10,000,000 SALES AGREEMENT (Filed With SEC on April 23, 2015)

Maxwell Technologies, Inc. 2013 Omnibus Equity Incentive Plan Notice of Restricted Stock Unit Award (Filed With SEC on March 23, 2015)

Maxwell Technologies, Inc. 2013 Omnibus Equity Incentive Plan Notice of Stock Option Grant (Filed With SEC on March 17, 2015)

Maxwell Technologies, Inc. 2013 Omnibus Equity Incentive Plan Notice of Performance Restricted Stock Unit Award (Filed With SEC on March 17, 2015)

FIRST AMENDMENT TO SECURITY AGREEMENT (Filed With SEC on February 12, 2015)

SEVENTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on February 12, 2015)

SIXTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on October 23, 2014)

FIFTH AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE $10,000,000.00San Diego, CaliforniaAugust 29, 2014 (Filed With SEC on October 23, 2014)

FORBEARANCE AND FIFTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on July 31, 2014)

FOURTH AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE $15,000,000.00San Diego, CaliforniaJune 30, 2014 (Filed With SEC on July 31, 2014)

THIRD AMENDMENT AND WAIVER TO CREDIT AGREEMENT (Filed With SEC on May 1, 2014)

SECOND AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE $15,000,000.00San Diego, CaliforniaFebruary 5, 2014 (Filed With SEC on May 1, 2014)

FORBEARANCE AGREEMENT (Filed With SEC on May 1, 2014)

THIRD AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE $15,000,000.00San Diego, CaliforniaApril 30, 2014 (Filed With SEC on May 1, 2014)

FORBEARANCE AND FOURTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on May 1, 2014)

Maxwell Technologies, Inc. 3888 Calle Fortunada San Diego, CA 92123 April 25, 2014 (Filed With SEC on May 1, 2014)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on February 20, 2014)

SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on February 20, 2014)

FORBEARANCE AGREEMENT (Filed With SEC on August 1, 2013)

MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT May 16, 2013 (Filed With SEC on June 5, 2013)

MAXWELL TECHNOLOGIES, INC. 5271 VIEWRIDGE COURT, SUITE 100 SAN DIEGO, CA 92123 (Filed With SEC on July 13, 2012)

MAXWELL TECHNOLOGIES, INC. March 27, 2012 (Filed With SEC on April 26, 2012)

CONFIDENTIAL TREATMENT REQUESTED (Filed With SEC on February 16, 2012)

EQUIPMENT TERM COMMITMENT NOTE (Filed With SEC on February 16, 2012)

REVOLVING LINE OF CREDIT NOTE (Filed With SEC on February 16, 2012)

MAXWELL TECHNOLOGIES, INC. Common Stock ($0.10 par value per share) AT-THE-MARKET EQUITY OFFERING SALES AGREEMENT (Filed With SEC on February 16, 2012)

MAXWELL TECHNOLOGIES, INC. 9244 BALBOA AVENUE SAN DIEGO, CALIFORNIA 92123 December 27, 2010 (Filed With SEC on March 10, 2011)

MAXWELL TECHNOLOGIES, INC. 2005 OMNIBUS EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD AND RESTRICTED STOCK AGREEMENT (Filed With SEC on March 10, 2011)

CONSULTING AGREEMENT (Filed With SEC on August 6, 2010)

CERTIFICATE OF AMENDMENT OF 2005Omnibus Equity Incentive Plan OF MAXWELL TECHNOLOGIES, INC. (Filed With SEC on May 10, 2010)

MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT (Filed With SEC on November 5, 2009)

MAXWELL TECHNOLOGIES, INC. 2005OMNIBUS EQUITY INCENTIVE PLAN: NOTICE OFSTOCK UNIT AWARD (NON-EMPLOYEE DIRECTORAUTOMATIC QUARTERLY GRANTS) (Filed With SEC on August 10, 2009)

SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS (Filed With SEC on August 10, 2009)

Termination Agreement (Filed With SEC on August 10, 2009)

2,000,000 Shares MAXWELL TECHNOLOGIES, INC. (Filed With SEC on May 19, 2009)

MAXWELL TECHNOLOGIES, INC. 9244 BALBOAAVENUE SAN DIEGO, CA 92123 MARCH 23, 2009 (Filed With SEC on May 5, 2009)

MAXWELL TECHNOLOGIES, INC. 9244 BALBOAAVENUE SAN DIEGO, CA 92123 (Filed With SEC on February 20, 2009)

MAXWELL TECHNOLOGIES, INC. 9244 BALBOAAVENUE SAN DIEGO, CALIFORNIA 92123 USA (Filed With SEC on February 20, 2009)

MAXWELL TECHNOLOGIES, INC. $15,000,000 Common Stock (par value $0.10 per share) (Filed With SEC on August 11, 2008)

MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT (Filed With SEC on April 7, 2008)

MAXWELL TECHNOLOGIES, INC. 1,300,000 Shares Common Stock ($0.10 par valueper Share) UNDERWRITING AGREEMENT (Filed With SEC on October 10, 2007)

MAXWELL TECHNOLOGIES, INC. TRANSITION AGREEMENT (Filed With SEC on August 9, 2007)

MAXWELL TECHNOLOGIES, INC. 9244 BALBOAAVENUE SAN DIEGO, CA 92123 (Filed With SEC on August 9, 2007)

MAXWELL TECHNOLOGIES,INC. 1,000,000 Shares Common Stock ($0.10 par value per Share) UNDERWRITING AGREEMENT (Filed With SEC on May 10, 2007)

Maxwell Technologies, Inc. 2005 Omnibus Equity Incentive Plan (Filed With SEC on May 8, 2007)

MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT (Filed With SEC on April 4, 2007)

SETTLEMENT AGREEMENT AND MUTUAL RELEASE RECITALS (Filed With SEC on March 16, 2006)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 21, 2005)

FORM OF SENIOR SUBORDINATED CONVERTIBLE NOTE (Filed With SEC on December 21, 2005)

FORM OF WARRANT (Filed With SEC on December 21, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on December 21, 2005)

Separation Agreement and General Release of All Claims SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS (Filed With SEC on August 19, 2005)

Employment Agreement (Filed With SEC on August 19, 2005)

STOCK PURCHASE AGREEMENT (Filed With SEC on July 18, 2005)

STOCK PURCHASE AGREEMENT (Filed With SEC on March 23, 2005)

AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT (Filed With SEC on March 23, 2005)

SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS (Filed With SEC on March 23, 2005)

MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT (Filed With SEC on March 23, 2005)

Title Page (Filed With SEC on March 23, 2005)

Process Agreement (Filed With SEC on August 9, 2004)

AMENDED AND RESTATED MAXWELL TECHNOLOGIES, INC. 1995 STOCK OPTION PLAN (Filed With SEC on August 14, 2003)

SEPARATION AGREEMENT ANDGENERAL RELEASE OF ALL CLAIMS (Filed With SEC on August 14, 2003)

MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT (Filed With SEC on August 14, 2003)

AMENDMENT NUMBER SIX TO MAXWELL TECHNOLOGIES, INC. 1995 STOCK OPTION PLAN (Filed With SEC on May 15, 2003)

MAXWELL TECHNOLOGIES, INC. SERVICES AGREEMENT (Filed With SEC on May 15, 2003)

INDEMNITY AGREEMENT (Filed With SEC on May 15, 2003)

AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on March 21, 2003)

MAXWELL TECHNOLOGIES INC (113)