MAXWELL TECHNOLOGIES INC Contracts & Agreements

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Filed
Second Amendment to Amended and Restated Loan and Security Agreement, dated February 14, 2019, by and between Maxwell Technologies, Inc. and East West Bank
Loan Agreements
MAXWELL TECHNOLOGIES INC
2019
Tender and Support Agreement, dated as of February 3, 2019, by and among Tesla, Inc., Cambria Acquisition Corp. and directors and certain officers of Maxwell Technologies, Inc....
MAXWELL TECHNOLOGIES INC
2019
Agreement and Plan of Merger, dated February 3, 2019, by and between Maxwell Technologies, Inc., Tesla, Inc. and Cambria Acquisition Corp
Merger Agreements
MAXWELL TECHNOLOGIES INC
2019
Underwriting Agreement, dated August 8, 2018, by and between Maxwell Technologies, Inc. and Barclays Capital Inc
Underwriting Agreements
MAXWELL TECHNOLOGIES INC
NY
2018
First Amendment to Amended and Restated Loan and Security Agreement, dated August 7, 2018, by and between Maxwell Technologies, Inc. and East West Bank
Loan Agreements
MAXWELL TECHNOLOGIES INC
2018
Strategic Supplier Agreement, dated May 7, 2018, by and between Maxwell Technologies, Inc. and Kaifa Technology (H.K.) Limited
MAXWELL TECHNOLOGIES INC
CA
2018
Amended and Restated Loan and Security Agreement, dated May 8, 2018, by and between Maxwell Technologies, Inc. and East West Bank
Loan Agreements
MAXWELL TECHNOLOGIES INC
2018
Indenture dated as of September 25, 2017 between the Company and the Trustee
Indenture Agreements
MAXWELL TECHNOLOGIES INC
2017
Purchase Agreement, dated September 20, 2017, by and between the Company and Barclays Capital, Inc
Purchase Agreements
MAXWELL TECHNOLOGIES INC
2017
Amendment No. 5 to Loan and Security Agreement, dated September 20, 2017, by and among the Company and East West Bank
Loan Agreements
MAXWELL TECHNOLOGIES INC
2017
Amended and Restated Agreement, dated September 18, 2017, by and among the Company and Viex Capital Advisors, LLC and certain of its affiliates named therein
MAXWELL TECHNOLOGIES INC
DE
2017
AMENDING AGREEMENT
MAXWELL TECHNOLOGIES INC
2017
EXHIBIT 10.11 MAXWELL TECHNOLOGIES, INC. 2013 OMNIBUS EQUITY INCENTIVE PLAN NON-EMPLOYEE DIRECTOR RESTRICTED STOCK UNIT DEFERRAL ELECTION
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
2017
EXHIBIT 10.12 MAXWELL TECHNOLOGIES, INC. NON-EMPLOYEE DIRECTOR FEE ELECTION
MAXWELL TECHNOLOGIES INC
2017
STOCK PURCHASE AGREEMENT by and between MAXWELL TECHNOLOGIES, INC. and SDIC FUND MANAGEMENT CO., LTD. dated as of April 10, 2017
Stock Agreements
MAXWELL TECHNOLOGIES INC
DE
2017
PRINCIPAL SHAREHOLDER AGREEMENT
Shareholders Agreements
MAXWELL TECHNOLOGIES INC
2017
MAXWELL TECHNOLOGIES, INC. REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
MAXWELL TECHNOLOGIES INC
2017
AGREEMENT
MAXWELL TECHNOLOGIES INC
DE
2017
LOCALIZATION AGREEMENT CRRC QINGDAO SIFANG ROLLING STOCK RESEARCH INSTITUTE CO., LTD. AND MAXWELL TECHNOLOGIES, INC.
Stock Agreements
MAXWELL TECHNOLOGIES INC
2017
FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT
Loan Agreements
MAXWELL TECHNOLOGIES INC
2017
ARRANGEMENT AGREEMENT AMONG MAXWELL TECHNOLOGIES, INC., AND NESSCAP ENERGY INC. February 28, 2017 TABLE OF CONTENTS
MAXWELL TECHNOLOGIES INC
DE
2017
VOTING AGREEMENT
Voting Agreements
MAXWELL TECHNOLOGIES INC
2017
PRINCIPAL SHAREHOLDER AGREEMENT
Shareholders Agreements
MAXWELL TECHNOLOGIES INC
2017
THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT
Loan Agreements
MAXWELL TECHNOLOGIES INC
2016
SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT
Loan Agreements
MAXWELL TECHNOLOGIES INC
2016
FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT
Loan Agreements
MAXWELL TECHNOLOGIES INC
2016
EXECUTION VERSION
MAXWELL TECHNOLOGIES INC
DE
2016
MAXWELL TECHNOLOGIES, INC. INCENTIVE BONUS PLAN
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
CA
2016
MAXWELL TECHNOLOGIES, INC. 2013 OMNIBUS EQUITY INCENTIVE PLAN NOTICE OF MARKET STOCK UNIT AWARD
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
2016
Exhibit 10.3
MAXWELL TECHNOLOGIES INC
CA
2016
MAXWELL TECHNOLOGIES, INC. 3888 CALLE FORTUNADA SAN DIEGO, CA 92123 January 15, 2016
MAXWELL TECHNOLOGIES INC
2016
MAXWELL TECHNOLOGIES, INC. 3888 CALLE FORTUNADA SAN DIEGO, CA 92123 January 15, 2016
MAXWELL TECHNOLOGIES INC
2016
NINTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
MAXWELL TECHNOLOGIES INC
2015
TENTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
MAXWELL TECHNOLOGIES INC
2015
FIRST MODIFICATION TO PROMISSORY NOTE
Note Agreements
MAXWELL TECHNOLOGIES INC
2015
LOAN AND SECURITY AGREEMENT
Loan Agreements
MAXWELL TECHNOLOGIES INC
2015
TRANSITION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS
Transition Agreements
MAXWELL TECHNOLOGIES INC
2015
EIGHTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
MAXWELL TECHNOLOGIES INC
2015
SIXTH AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE
Credit Agreements
MAXWELL TECHNOLOGIES INC
CA
2015
SECOND AMENDMENT TO SECURITY AGREEMENT
Security Agreements
MAXWELL TECHNOLOGIES INC
2015
MAXWELL TECHNOLOGIES, INC. $10,000,000 SALES AGREEMENT
Sales Agreements
MAXWELL TECHNOLOGIES INC
2015
Maxwell Technologies, Inc. 2013 Omnibus Equity Incentive Plan Notice of Restricted Stock Unit Award
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
2015
Maxwell Technologies, Inc. 2013 Omnibus Equity Incentive Plan Notice of Stock Option Grant
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
2015
Maxwell Technologies, Inc. 2013 Omnibus Equity Incentive Plan Notice of Stock Option Grant
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
2015
Maxwell Technologies, Inc. 2013 Omnibus Equity Incentive Plan Notice of Performance Restricted Stock Unit Award
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
2015
FIRST AMENDMENT TO SECURITY AGREEMENT
Security Agreements
MAXWELL TECHNOLOGIES INC
2015
SEVENTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
MAXWELL TECHNOLOGIES INC
2015
SIXTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
MAXWELL TECHNOLOGIES INC
2014
FIFTH AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE $10,000,000.00San Diego, CaliforniaAugust 29, 2014
Credit Agreements
MAXWELL TECHNOLOGIES INC
CA
2014
FORBEARANCE AND FIFTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
MAXWELL TECHNOLOGIES INC
2014
FOURTH AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE $15,000,000.00San Diego, CaliforniaJune 30, 2014
Credit Agreements
MAXWELL TECHNOLOGIES INC
2014
THIRD AMENDMENT AND WAIVER TO CREDIT AGREEMENT
Credit Agreements
MAXWELL TECHNOLOGIES INC
2014
SECOND AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE $15,000,000.00San Diego, CaliforniaFebruary 5, 2014
Credit Agreements
MAXWELL TECHNOLOGIES INC
CA
2014
FORBEARANCE AGREEMENT
Forbearance Agreements
MAXWELL TECHNOLOGIES INC
CA
2014
THIRD AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE $15,000,000.00San Diego, CaliforniaApril 30, 2014
Credit Agreements
MAXWELL TECHNOLOGIES INC
2014
FORBEARANCE AND FOURTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
MAXWELL TECHNOLOGIES INC
2014
Maxwell Technologies, Inc. 3888 Calle Fortunada San Diego, CA 92123 April 25, 2014
MAXWELL TECHNOLOGIES INC
CA
2014
FIRST AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
MAXWELL TECHNOLOGIES INC
2014
SECOND AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
MAXWELL TECHNOLOGIES INC
2014
FORBEARANCE AGREEMENT
Forbearance Agreements
MAXWELL TECHNOLOGIES INC
2013
MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT May 16, 2013
Employment Agreements
MAXWELL TECHNOLOGIES INC
2013
MAXWELL TECHNOLOGIES, INC. 5271 VIEWRIDGE COURT, SUITE 100 SAN DIEGO, CA 92123
MAXWELL TECHNOLOGIES INC
2012
MAXWELL TECHNOLOGIES, INC. March 27, 2012
MAXWELL TECHNOLOGIES INC
CA
2012
CONFIDENTIAL TREATMENT REQUESTED
MAXWELL TECHNOLOGIES INC
2012
CONFIDENTIAL TREATMENT REQUESTED
MAXWELL TECHNOLOGIES INC
CA
2012
EQUIPMENT TERM COMMITMENT NOTE
Note Agreements
MAXWELL TECHNOLOGIES INC
CA
2012
REVOLVING LINE OF CREDIT NOTE
Credit Agreements
MAXWELL TECHNOLOGIES INC
CA
2012
MAXWELL TECHNOLOGIES, INC. Common Stock ($0.10 par value per share) AT-THE-MARKET EQUITY OFFERING SALES AGREEMENT
Stock Agreements
MAXWELL TECHNOLOGIES INC
NY
2012
MAXWELL TECHNOLOGIES, INC. 9244 BALBOA AVENUE SAN DIEGO, CALIFORNIA 92123 December 27, 2010
MAXWELL TECHNOLOGIES INC
2011
MAXWELL TECHNOLOGIES, INC. 2005 OMNIBUS EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD AND RESTRICTED STOCK AGREEMENT
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
2011
MAXWELL TECHNOLOGIES, INC. 2005 OMNIBUS EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD AND RESTRICTED STOCK AGREEMENT
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
2011
CONSULTING AGREEMENT
Consulting Agreements
MAXWELL TECHNOLOGIES INC
2010
CERTIFICATE OF AMENDMENT OF 2005Omnibus Equity Incentive Plan OF MAXWELL TECHNOLOGIES, INC.
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
CA
2010
MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT
Employment Agreements
MAXWELL TECHNOLOGIES INC
CA
2009
MAXWELL TECHNOLOGIES, INC. 2005OMNIBUS EQUITY INCENTIVE PLAN: NOTICE OFSTOCK UNIT AWARD (NON-EMPLOYEE DIRECTORAUTOMATIC QUARTERLY GRANTS)
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
DE
2009
SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS
Separation Agreements
MAXWELL TECHNOLOGIES INC
2009
Termination Agreement
Termination Agreements
MAXWELL TECHNOLOGIES INC
2009
2,000,000 Shares MAXWELL TECHNOLOGIES, INC.
MAXWELL TECHNOLOGIES INC
DE
2009
MAXWELL TECHNOLOGIES, INC. 9244 BALBOAAVENUE SAN DIEGO, CA 92123 MARCH 23, 2009
MAXWELL TECHNOLOGIES INC
2009
MAXWELL TECHNOLOGIES, INC. 9244 BALBOAAVENUE SAN DIEGO, CA 92123
MAXWELL TECHNOLOGIES INC
2009
MAXWELL TECHNOLOGIES, INC. 9244 BALBOAAVENUE SAN DIEGO, CALIFORNIA 92123 USA
MAXWELL TECHNOLOGIES INC
2009
MAXWELL TECHNOLOGIES, INC. 9244 BALBOAAVENUE SAN DIEGO, CALIFORNIA 92123 USA
MAXWELL TECHNOLOGIES INC
2009
MAXWELL TECHNOLOGIES, INC. $15,000,000 Common Stock (par value $0.10 per share)
Stock Agreements
MAXWELL TECHNOLOGIES INC
2008
MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT
Employment Agreements
MAXWELL TECHNOLOGIES INC
2008
MAXWELL TECHNOLOGIES, INC. 1,300,000 Shares Common Stock ($0.10 par valueper Share) UNDERWRITING AGREEMENT
Underwriting Agreements
MAXWELL TECHNOLOGIES INC
2007
MAXWELL TECHNOLOGIES, INC. TRANSITION AGREEMENT
Transition Agreements
MAXWELL TECHNOLOGIES INC
2007
MAXWELL TECHNOLOGIES, INC. 9244 BALBOAAVENUE SAN DIEGO, CA 92123
MAXWELL TECHNOLOGIES INC
2007
MAXWELL TECHNOLOGIES,INC. 1,000,000 Shares Common Stock ($0.10 par value per Share) UNDERWRITING AGREEMENT
Underwriting Agreements
MAXWELL TECHNOLOGIES INC
2007
Maxwell Technologies, Inc. 2005 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
MAXWELL TECHNOLOGIES INC
2007
MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT
Employment Agreements
MAXWELL TECHNOLOGIES INC
2007
SETTLEMENT AGREEMENT AND MUTUAL RELEASE RECITALS
Settlement Agreements
MAXWELL TECHNOLOGIES INC
2006
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
MAXWELL TECHNOLOGIES INC
NY
2005
FORM OF SENIOR SUBORDINATED CONVERTIBLE NOTE
Note Agreements
MAXWELL TECHNOLOGIES INC
NY
2005
FORM OF WARRANT
Warrant Agreements
MAXWELL TECHNOLOGIES INC
NY
2005
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
MAXWELL TECHNOLOGIES INC
2005
Separation Agreement and General Release of All Claims SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS
Release Agreements
MAXWELL TECHNOLOGIES INC
2005
Employment Agreement
Employment Agreements
MAXWELL TECHNOLOGIES INC
2005
STOCK PURCHASE AGREEMENT
Stock Agreements
MAXWELL TECHNOLOGIES INC
2005
STOCK PURCHASE AGREEMENT
Stock Agreements
MAXWELL TECHNOLOGIES INC
2005
STOCK PURCHASE AGREEMENT
Stock Agreements
MAXWELL TECHNOLOGIES INC
2005
STOCK PURCHASE AGREEMENT
Stock Agreements
MAXWELL TECHNOLOGIES INC
CA
2005
AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT
Stock Agreements
MAXWELL TECHNOLOGIES INC
2005
SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS
Separation Agreements
MAXWELL TECHNOLOGIES INC
2005
MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT
Employment Agreements
MAXWELL TECHNOLOGIES INC
CA
2005
Title Page
MAXWELL TECHNOLOGIES INC
2005
Process Agreement
MAXWELL TECHNOLOGIES INC
2004
AMENDED AND RESTATED MAXWELL TECHNOLOGIES, INC. 1995 STOCK OPTION PLAN
Stock Agreements
MAXWELL TECHNOLOGIES INC
2003
SEPARATION AGREEMENT ANDGENERAL RELEASE OF ALL CLAIMS
Separation Agreements
MAXWELL TECHNOLOGIES INC
2003
MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT
Employment Agreements
MAXWELL TECHNOLOGIES INC
2003
AMENDMENT NUMBER SIX TO MAXWELL TECHNOLOGIES, INC. 1995 STOCK OPTION PLAN
Stock Agreements
MAXWELL TECHNOLOGIES INC
2003
MAXWELL TECHNOLOGIES, INC. SERVICES AGREEMENT
Services Agreements
MAXWELL TECHNOLOGIES INC
2003
INDEMNITY AGREEMENT
MAXWELL TECHNOLOGIES INC
2003
AMENDMENT TO LOAN AND SECURITY AGREEMENT
Loan Agreements
MAXWELL TECHNOLOGIES INC
2003