MATEON THERAPEUTICS, INC.

EX-4.1 2 d208387dex41.htm EX-4.1 EX-4.1

Exhibit 4.1

 

10431
COMMON STOCK
MAT
SEE REVERSE FOR
CERTAIN DEFINITIONS
MATEON
THERAPEUTICS
MATEON THERAPEUTICS, INC.
(A Delaware Corporation)
COMMON STOCK
CUSIP 57667K 10 9
THIS CERTIFIES THAT
SPECIMEN
is the owner of
FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, PAR VALUE $.01 PER SHARE, OF
MATEON THERAPEUTICS, INC.
(the “Company”); transferable on the books of the Company by the holder hereof in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the Restated Certificate of Incorporation of the Company and all amendments thereto to all of which the holder by the acceptance hereof assents. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.
WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
DATED
SECRETARY
SECURITY-COLUMBIAN
UNITED STATES BANKNOTE COMPANY 1960
MATEON THERAPEUTICS, INC.
CORPORATE
SEAL
1992
DELAWARE
MATEON THERAPEUTICS, INC.
PRESIDENT AND CHIEF EXECUTIVE OFFICER
COUNTERSIGNED AND REGISTERED:
AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC
(Brooklyn, NY)
TRANSFER AGENT
AND REGISTRAR
By
AUTHORIZED SIGNATURE

MATEON THERAPEUTICS, INC.

The following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

    TEN COM    – as tenants in common    UNIF GIFT MIN ACT–                    Custodian                   
    TEN ENT    – as tenants by the entireties                                                 (Cust)                         (Minor)
    JT TEN   

– as joint tenants with right of

   survivorship and not as tenants

   in common

                                             under Uniform Gifts to Minors
                                               Act                   
                                                         (State)

Additional abbreviations may also be used though not in the above list.

For Value Received,                                              hereby sell, assign, and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER  
IDENTIFYING NUMBER OF ASSIGNEE  
 
   

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

 

 

 

 

 

 

   Shares

of Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

 

   Attorney

to transfer the said shares of Common Stock on the books of the Company with full power of substitution in the premises.

 

Dated  

 

 

 

 

  NOTICE:   THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.
   

 

Signature(s) Guaranteed:

 

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.