Luminent, Inc. Common Stock Certificate Specimen

Summary

This document is a specimen certificate representing ownership of common stock in Luminent, Inc., a Delaware corporation. It certifies that the named holder owns fully paid and non-assessable shares, which can be transferred on the corporation’s books by proper endorsement and surrender of the certificate. The certificate must be countersigned by the transfer agent to be valid. If lost or destroyed, a bond of indemnity is required for replacement. The certificate also outlines standard legal abbreviations for different forms of ownership and transfer instructions.

EX-4.1 3 v63963a1ex4-1.txt EXHIBIT 4.1 1 EXHIBIT 4.1 NUMBER SHARES _______ LUMINENT __________ INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP 55027R 10 3 THIS CERTIFIES THAT _________________________________________________________ SPECIMEN IS THE OWNER OF ______________________________________________________________ FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, PAR VALUE OF $0.001 PER SHARE, OF LUMINENT, INC. transferable on the books of the Corporation by the holder hereof, in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate is not valid until countersigned by the Transfer Agent and Registrar. WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. Dated: [SEAL] /s/ /s/ --------------------------- -------------------------- Secretary Chairman of the Board Countersigned and Registered: U.S. STOCK TRANSFER CORPORATION Transfer Agent and Registrar By: ------------------------------------- Authorized Signature 2 LUMINENT, INC. The Corporation shall furnish without charge to each stockholder who so requests a statement of the powers, designations, and relative, participating, optional, or other special rights of each class of stock of the Corporation or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights. Such requests shall be made to the Corporation's Secretary at the principal of the Corporation. KEEP THIS CERTIFICATE IN A SAFE PLACE, IF IT IS LOST, STOLEN, OR DESTROYED THE CORPORATION WILL REQUIRED A-BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE. The following abbreviations, when used i the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations. TEN COM - as tenants in common UNIF GIFT MIN ACT - _____________ Custodian ______________ TEN ENT - as tenants by the entireties (Cust) (Minor) JT TEN - as joint tenants with right of under Uniform Gifts to Minors survivorship and not as tenants Act ____________________________________ in common (State) COM PROP - as community property UNIF TRF MIN ACT - __________ Custodian (until age) _______) _________________ under Uniform Transfers (Minor) to Minors Act ___________________________ (State)

Additional abbreviations may also be used though not in the above list FOR VALUE RECEIVED, ____________________________ hereby sell(s), assigns(s) and transfer(s) unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE ________________________________________ ________________________________________ ________________________________________________________________________________ (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) ________________________________________________________________________________ ________________________________________________________________________________ _________________________________________________________________________ Shares of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint ______________________________________________________________________ Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated ________________________ X____________________________________________ X____________________________________________ THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON NOTICE: THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER. Signature(s) Guaranteed By__________________________________________ THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO SEC RULE 17Ad-15.