Termination Notice of Investment Banking Agreement between Lucid, Inc. and H.C. Wainwright & Co., LLC
Lucid, Inc., operating as Caliber Imaging and Diagnostics, has formally notified H.C. Wainwright & Co., LLC of the termination of their investment banking agreement, originally dated August 22, 2013 and amended twice in early 2014. This letter serves as the required six-month termination notice as specified in the agreement. The notice is signed by Lucid's Chief Financial Officer, Richard J. Pulsifer.
Exhibit 10.28
BY FEDERAL EXPRESS |  |
| March 10, 2014 | |
| H.C. Wainwright & Co., LLC | |
| 570 Lexington Avenue | |
| New York, NY 10022 | |
| Attn: Head of Investment Banking |
Dear Sir/Madam:
Reference is made to the agreement (the “Agreement”) between Lucid, Inc., d/b/a Caliber Imaging and Diagnostics, (“Caliber”) and H.C. Wainwright & Co., LLC (“HCW”) dated as of August 22, 2013 and as amended on February 20, 2014 and February 28, 2014. In accordance with Section 1 of the Agreement, Caliber hereby terminates the Agreement. This notice shall be deemed to be the 6-Month Termination Notice referred to in the Agreement.
| LUCID, INC. | |||
| By: | /s/ Richard J. Pulsifer | ||
| Richard J. Pulsifer, Chief Financial Officer | |||
