LiveXLive Media, Inc. Contracts & Agreements

Description of Securities (Filed With SEC on July 1, 2024)

Sales Agreement, dated as of May 14, 2024, between the Company and Roth Capital Partners, LLC (Filed With SEC on May 14, 2024)

Warrant to Purchase Common Stock, dated as of April 1, 2024, issued by the Company to Harvest Small Cap Partners, L.P (Filed With SEC on April 5, 2024)

Warrant to Purchase Common Stock, dated as of April 1, 2024, issued by the Company to Harvest Small Cap Partners, Ltd (Filed With SEC on April 5, 2024)

Warrant to Purchase Common Stock, dated as of April 1, 2024, issued by the Company to Trinad Capital Master Fund Ltd (Filed With SEC on April 5, 2024)

Letter Agreement, dated as of April 1, 2024, between the Company and Harvest Small Cap Partners, L.P (Filed With SEC on April 5, 2024)

Letter Agreement, dated as of April 1, 2024, between the Company and Harvest Small Cap Partners, Ltd (Filed With SEC on April 5, 2024)

Letter Agreement, dated as of April 1, 2024, between the Company and Trinad Capital Master Fund Ltd (Filed With SEC on April 5, 2024)

Employment Agreement, dated January 24, 2024, between the Company and Aaron Sullivan (Filed With SEC on January 30, 2024)

The Companys 2023 Annual Bonus Plan (Filed With SEC on January 30, 2024)

Business Loan Agreement, dated as of August 22, 2023, between the Company and East West Bank (Filed With SEC on September 14, 2023)

Change in Terms Agreement, dated as of August 22, 2023, between the Company and East West Bank (Filed With SEC on September 14, 2023)

Loan and Security Agreement, dated as of August 2, 2023, between the Company and Capchase Inc (Filed With SEC on August 8, 2023)

Description of Securities (Filed With SEC on June 29, 2023)

Amendment No. 2 to Employment Agreement, dated as of December 14, 2017, between the Company and Robert Ellin (Filed With SEC on February 14, 2023)

Certificate of Designation of Preferences, Rights and Limitations of Series A Perpetual Convertible Preferred Stock of the Company, dated as of February 2, 2023 (Filed With SEC on February 7, 2023)

Exchange Agreement, dated as of February 3, 2023, between the Company and Harvest Small Cap Partners, L.P (Filed With SEC on February 7, 2023)

Exchange Agreement, dated as of February 3, 2023, between the Company and Harvest Small Cap Partners, Ltd (Filed With SEC on February 7, 2023)

Exchange Agreement, dated as of February 3, 2023, between the Company and Trinad Capital Master Fund Ltd (Filed With SEC on February 7, 2023)

Form of 10% Original Issued Discount Convertible Promissory Note, dated July 15, 2022, issued by PodcastOne to the Purchasers (Filed With SEC on July 20, 2022)

Form of Warrants, dated July 15, 2022, issued by PodcastOne to the Purchasers (Filed With SEC on July 20, 2022)

Form of Subscription Agreement, dated as of July 15, 2022, between PodcastOne and the Purchasers (Filed With SEC on July 20, 2022)

Placement Agency Agreement, dated July 15, 2022, between PodcastOne and Joseph Gunnar & Co., LLC (Filed With SEC on July 20, 2022)

Amendment No. 2 of Notes Agreement, dated as of July 6, 2022, between the Company and Harvest Small Cap Partners, L.P (Filed With SEC on July 14, 2022)

Amendment No. 2 of Notes Agreement, dated as of July 6, 2022, between the Company and Harvest Small Cap Partners, Ltd (Filed With SEC on July 14, 2022)

Description of Securities (Filed With SEC on June 29, 2022)

Employment Offer Letter, dated as of March 6, 2019, between the Company and Aaron Sullivan (Filed With SEC on June 29, 2022)

Amendment No. 1 to Employment Offer Agreement, dated as of dated as of October 26, 2020 and effective as of October 1, 2020, between the Company and Aaron Sullivan (Filed With SEC on June 29, 2022)

Sales Agreement, dated as of August 23, 2021, by and between the Company and Needham & Company, LLC (Filed With SEC on August 24, 2021)

Description of Securities (Filed With SEC on July 14, 2021)

Amendment of Notes Agreement, dated as of June 3, 2021, between the Company and Harvest Small Cap Partners, L.P (Filed With SEC on July 14, 2021)

Amendment of Notes Agreement, dated as of June 3, 2021, between the Company and Harvest Small Cap Partners, Ltd (Filed With SEC on July 14, 2021)

Amendment No. 2 to the LiveXLive Media, Inc. 2016 Equity Incentive Plan (Filed With SEC on July 6, 2021)

Promissory Note, dated as of June 2, 2021, issued by the Company to East West Bank (Filed With SEC on June 11, 2021)

Business Loan Agreement, dated as of June 2, 2021, between the Company and East West Bank (Filed With SEC on June 11, 2021)

Commercial Security Agreement, dated as of June 2, 2021, between the Company and East West Bank (Filed With SEC on June 11, 2021)

Stock Purchase Agreement, dated as of December 22, 2020, by and among the Company, Custom Personalization Solutions, Inc., LiveXLive Merchandising, Inc., the persons identified as... (Filed With SEC on December 30, 2020)

Employment Agreement, dated as of November 16, 2020, between the Company and Michael Quartieri (Filed With SEC on November 20, 2020)

Letter of Intent, dated as of October 22, 2020, by and between the Company and Custom Personalization Solutions, LLC (Filed With SEC on October 28, 2020)

Transition Services and General Release Agreement, dated as of October 7, 2020, between the Company and Michael Zemetra (Filed With SEC on October 8, 2020)

8.5% Senior Secured Convertible Note, dated as of September 15, 2020, issued by the Company to Harvest Small Cap Partners, L.P (Filed With SEC on September 21, 2020)

8.5% Senior Secured Convertible Note, dated as of September 15, 2020, issued by the Company to Harvest Small Cap Partners Master, Ltd (Filed With SEC on September 21, 2020)

Subsidiary Guarantee, dated as of September 15, 2020, made by each of the Guarantors, in favor of the Secured Party (as defined therein) (Filed With SEC on September 21, 2020)

Security Agreement, dated as of September 15, 2020, among the Company, the Guarantors and the Secured Party (as defined therein) (Filed With SEC on September 21, 2020)

Intellectual Property Security Agreement, dated as of September 15, 2020, among the Company, the Guarantors and the Secured Party (as defined therein) (Filed With SEC on September 21, 2020)

Registration Rights Agreement, dated as of September 15, 2020, among the Company and the Buyer (as defined therein) (Filed With SEC on September 21, 2020)

Occupancy Agreement, dated as of August 5, 2020, by and between the Company and Mani Brothers 9200 Sunset (DE), LLC (Filed With SEC on August 11, 2020)

Form of 8.5% Subordinated Secured Convertible Note (Filed With SEC on August 5, 2020)

Amendment No. 1 to Securities Purchase Agreement, dated as of July 30, 2020, between the Company and the Purchaser (Filed With SEC on August 5, 2020)

Shares Issuance Agreement, dated as of July 17, 2020, by and between the Company and UMG Recordings, Inc (Filed With SEC on July 22, 2020)

Form of 8.5% Subordinated Secured Convertible Note (Filed With SEC on July 6, 2020)

Securities Purchase Agreement, dated as of July 2, 2020, between the Company and the Purchaser (Filed With SEC on July 6, 2020)

Convertible Promissory Note, dated as of February 5, 2020, between React Presents, LLC and LiveStyle NA Live Holdings, Inc (Filed With SEC on June 26, 2020)

Membership Interest Purchase Agreement, dated as of February 5, 2020, among the Company, LiveXLive Events, LLC and LiveStyle NA Live Holdings, Inc (Filed With SEC on June 26, 2020)

Stock Purchase Agreement, dated as of May 7, 2020, by and among the Company, Courtside Group, Inc., LiveXLive PodcastOne, Inc., the persons identified as Sellers on the signature... (Filed With SEC on May 8, 2020)

Promissory Note, dated as of April 13, 2020, between the Company and MidFirst Bank (Filed With SEC on April 17, 2020)

Amendment No. 2 to Employment Agreement, dated as of April 16, 2020 and effective as of April 1, 2020, between the Company and Michael Zemetra (Filed With SEC on April 17, 2020)

Amendment Agreement, dated as of January 31, 2020, to the Securities Purchase Agreement, dated as of June 29, 2018, as amended on February 11, 2019 and January 31, 2020, among the... (Filed With SEC on February 6, 2020)

Amendment No. 5 to Amended and Restated Employment Agreement, dated as of December 20, 2019, between the Company and Jerome N. Gold (Filed With SEC on December 26, 2019)

Amendment, dated as of September 20, 2019, to the Interactive Radio Agreement between Slacker, Inc. and a certain licensor of music content (Filed With SEC on November 8, 2019)

Amendment, dated as of September 27, 2019, to the Amended and Restated Interactive Radio and Music Services Agreement between Slacker, Inc. and a certain licensor of music content (Filed With SEC on November 8, 2019)

Amendment Agreement, dated as of July 25, 2019, to the Securities Purchase Agreement, dated as of June 29, 2018, as amended on February 11, 2019, among the Company and JGB Capital... (Filed With SEC on August 8, 2019)

Form of Securities Purchase Agreement between LiveXLive Media, Inc. and certain investors (Filed With SEC on July 26, 2019)

Placement Agency Agreement, dated July 25, 2019, between LiveXLive Media, Inc. and A.G.P./Alliance Global Partners (Filed With SEC on July 26, 2019)

EMPLOYMENT AGREEMENT (Filed With SEC on July 19, 2019)

Amendment No. 3 to Employment Agreement, dated as of March 31, 2019, between the Company and Jerome N. Gold (Filed With SEC on June 24, 2019)

Amendment No. 4 to Employment Agreement, dated as of April 16, 2019, between the Company and Jerome N. Gold (Filed With SEC on June 24, 2019)

Amendment No. 1 to Employment Agreement, dated as of March 31, 2019, between the Company and Michael Zemetra (Filed With SEC on June 24, 2019)

Employment Agreement, dated as of January 28, 2019, between the Company and Michael Bebel (Filed With SEC on June 24, 2019)

Form of Amendment to 12.75% Original Issue Discount Senior Secured Convertible Debentures due June 29, 2021, dated February 11, 2019 (Filed With SEC on February 13, 2019)

Amendment Agreement, dated as of February 11, 2019, to the Securities Purchase Agreement, dated as of June 29, 2018, among the Company and JGB Partners, LP, JGB Capital, LP and... (Filed With SEC on February 13, 2019)

Amendment No. 1 to the LiveXLive Media, Inc. 2016 Equity Incentive Plan (Filed With SEC on February 13, 2019)

Form of 12.75% Original Issue Discount Senior Secured Convertible Debentures due June 29, 2021 (Filed With SEC on July 3, 2018)

Securities Purchase Agreement, dated as of June 29, 2018, between the Company and the Purchasers (Filed With SEC on July 3, 2018)

Subsidiary Guarantee, dated as of June 29, 2018, made by each of the Guarantors, in favor of the Secured Parties (as defined therein) (Filed With SEC on July 3, 2018)

Security Agreement, dated as of June 29, 2018, among the Company, the Guarantors and JGB Collateral LLC (Filed With SEC on July 3, 2018)

Amendment No. 2 to Employment Agreement, dated as of April 27, 2018 and effective as of April 16, 2018, between the Company and Jerome N. Gold (Filed With SEC on June 29, 2018)

Employment Agreement, dated as of April 13, 2018, between the Company and Michael Zemetra (Filed With SEC on April 19, 2018)

Amendment No. 3 to Merger Agreement, dated as of December 5, 2017, by and among LiveXLive Media, Inc., LXL Music Acquisition Corp., Slacker, Inc. and Fortis Advisors LLC, in its... (Filed With SEC on December 26, 2017)

Form of Underwriting Agreement (Filed With SEC on December 21, 2017)

Amendment No. 4 to Merger Agreement, dated as of December 15, 2017, among the Registrant, LXL Music Acquisition Corp., Slacker, Inc. and Fortis Advisors LLC, as Stockholders Agent (Filed With SEC on December 21, 2017)

Amendment No. 1, dated as of December 14, 2017, to Employment Agreement, dated as of September 7, 2017, between the Company and Robert Ellin (Filed With SEC on December 15, 2017)

Amendment No. 1, dated as of December 14, 2017, to Amended and Restated Employment Agreement, dated as of September 1, 2017, between the Company and Jerome N. Gold (Filed With SEC on December 15, 2017)

Amendment No. 2 to Merger Agreement, dated as of October 30, 2017, among the Registrant, LXL Music Acquisition Corp., Slacker, Inc. and Fortis Advisors LLC, as Stockholders Agent... (Filed With SEC on December 15, 2017)

Amendment No. 3 to Merger Agreement, dated as of December 5, 2017, among the Registrant, LXL Music Acquisition Corp., Slacker, Inc. and Fortis Advisors LLC, as Stockholders Agent (Filed With SEC on December 15, 2017)

Amendment No. 2 to Merger Agreement, dated as of October 30, 2017, by and among LiveXLive Media, Inc., LXL Music Acquisition Corp., Slacker, Inc. and Fortis Advisors LLC, in its... (Filed With SEC on November 3, 2017)

Amendment No. 2, dated as of October 10, 2017, to the Agreement and Plan of Merger, dated as of September 6, 2017, by and among LiveXLive Media, Inc., LXL Video Acquisition Corp.,... (Filed With SEC on October 10, 2017)

Form of Underwriting Agreement (Filed With SEC on October 6, 2017)

Amendment No. 1 to Agreement and Plan of Merger, dated as of October 3, 2017, among the Registrant, LXL Video Acquisition Corp., Snap Interactive, Inc. and Jason Katz, as... (Filed With SEC on October 6, 2017)

Amendment No. 1 to Merger Agreement, dated as of September 28, 2017, by and among LiveXLive Media, Inc., LXL Music Acquisition Corp., Slacker, Inc. and Columbia Capital Equity... (Filed With SEC on October 5, 2017)

Agreement and Plan of Merger, dated as of September 6, 2017, by and among LiveXLive Media, Inc., LXL Video Acquisition Corp., Snap Interactive, Inc. and Jason Katz, in his... (Filed With SEC on September 11, 2017)

Employment Agreement, dated September 1, 2017, between the Company and Andy Schuon (Filed With SEC on September 8, 2017)

Amended and Restated Employment Agreement, dated September 1, 2017, between the Company and Jerome N. Gold (Filed With SEC on September 8, 2017)

Employment Agreement, dated September 7, 2017, between the Company and Robert Ellin (Filed With SEC on September 8, 2017)

Agreement and Plan of Merger, dated as of August 25, 2017, by and among LiveXLive Media, Inc., LXL Music Acquisition Corp., Slacker, Inc. and Columbia Capital Equity Partners V... (Filed With SEC on August 31, 2017)

Agreement and Plan of Merger, dated as of July 20, 2017, by and between, Loton, Corp, a Nevada corporation, and LiveXLive Media, Inc., a Delaware corporation and wholly-owned... (Filed With SEC on August 8, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on May 15, 2017)

LOTON, CORP. NOTICE OF GRANT AND RESTRICTED STOCK AGREEMENT (Filed With SEC on May 15, 2017)

ASSET PURCHASEAGREEMENT (Filed With SEC on May 11, 2017)

BILL OF SALE, ASSIGNMENT AND ASSUMPTIONAGREEMENT (Filed With SEC on May 11, 2017)

TRADEMARK AND DOMAIN NAME ASSIGNMENT (Filed With SEC on May 11, 2017)

Agreement (Filed With SEC on May 11, 2017)

LOCK-UP AND NO SHORTING AGREEMENT (Filed With SEC on May 11, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on May 11, 2017)

LOTON, CORP RESTRICTED STOCK AGREEMENT (Filed With SEC on May 11, 2017)

LOTON, CORP SUMMARY OF TERMS FOR SALE OF CONVERTIBLE LOAN NOTES (Filed With SEC on May 11, 2017)

LOTON, CORP COMMON STOCK WARRANT (Filed With SEC on May 11, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on May 5, 2017)

LOTON, CORP. 2016 EQUITY INCENTIVE PLAN (Filed With SEC on November 14, 2016)

STOCK OPTION AGREEMENT LOTON, CORP. (Filed With SEC on November 14, 2016)

DATED 22 SEPTEMBER 2016 (Filed With SEC on November 14, 2016)

AMENDMENTNO. 2 TO SENIOR CONVERTIBLE PROMISSORY NOTE (Filed With SEC on July 19, 2016)

AMENDED AND RESTATED SENIOR PROMISSORYNOTE (Filed With SEC on July 19, 2016)

LOTON, CORP COMMON STOCKWARRANT (Filed With SEC on July 19, 2016)

LOTON,CORP SubscriptionAgreement (Filed With SEC on July 19, 2016)

CONSULTING AGREEMENT (Filed With SEC on July 19, 2016)

Loton, Corp. 269 South Beverly Drive Beverly Hills, CA 90212 As of October 6, 2015 (Filed With SEC on July 19, 2016)

SEPARATIONAND CONSULTINGAGREEMENT AND MUTUALRELEASE (Filed With SEC on October 21, 2015)

AMENDED AND RESTATED SENIOR PROMISSORYNOTE (Filed With SEC on July 14, 2015)

ASSIGNMENT AGREEMENT (Filed With SEC on March 9, 2015)

EMPLOYMENTAGREEMENT (Filed With SEC on March 9, 2015)

LOTON, CORP COMMON STOCKWARRANT (Filed With SEC on February 17, 2015)

STOCK PURCHASEAGREEMENT (Filed With SEC on February 17, 2015)

LOTON,CORP SubscriptionAgreement (Filed With SEC on February 17, 2015)

SENIOR PROMISSORY NOTE (Filed With SEC on February 17, 2015)

SENIOR CONVERTIBLE PROMISSORY NOTE (Filed With SEC on February 17, 2015)

AmendmentNo. 1 to SENIOR CONVERTIBLE PROMISSORY NOTE (Filed With SEC on February 17, 2015)

AMENDED AND RESTATED SENIOR PROMISSORY NOTE (Filed With SEC on February 17, 2015)

LOTON, CORP COMMON STOCKWARRANT (Filed With SEC on February 12, 2015)

CONSULTINGSERVICES AGREEMENT (Filed With SEC on February 12, 2015)

FORBEARANCE AGREEMENT (Filed With SEC on November 5, 2014)

AGREEMENT AND PLAN OF MERGER by and among LOTON CORP., LOTON ACQUISITION SUB I, INC. and KOKO (CAMDEN) HOLDINGS (US), INC. _________________________ Dated as of April 28, 2014... (Filed With SEC on April 30, 2014)

SENIOR PROMISSORY NOTE (Filed With SEC on April 30, 2014)

PROMISSORY NOTE (Filed With SEC on April 30, 2014)

Dated: February 13, 2014 _____________________________ THE SELLER and THE PURCHASER and THE GUARANTORS _____________________________________________ Share Purchase Agreement... (Filed With SEC on April 30, 2014)

Dated:February 13,2014 _____________________________ HUGH DOHERTYand LAURENCE SEYMOUR and THE PURCHASER and THE GUARANTORS _____________________________________________ Share... (Filed With SEC on April 30, 2014)

DATED: 12TH FEBRUARY, 2014 SHAREHOLDERS’ AGREEMENT IN RELATIONTO OBAR CAMDEN HOLDINGS LIMITED Between OLIVER BENGOUGH And KOKO (CAMDEN) LIMITED And ROBERT ELLIN And OBAR CAMDEN... (Filed With SEC on April 30, 2014)

DATED February 2014 KOKO (CAMDEN) LIMITED ALEX RUTHERFORD, OLIVER BENGOUGH, HUGHDOHERTY and LAURENCE SEYMOUR OLIVER BENGOUGH and MINT GROUP HOLDINGS LIMITED DEED OF REIMBURSEMENT1... (Filed With SEC on April 30, 2014)

ALEX RUTHERFORD, HUGH DOHERTY and LAURENCESEYMOUR as Creditors KOKO (CAMDEN) LIMITED as Debtor TR1NAD CAPITAL MASTER FUND, LTD. as Subordinated Creditor and Guarantor ofthe Debtor... (Filed With SEC on April 30, 2014)

Variation To Shareholders Agreement (Filed With SEC on April 30, 2014)

Dated: April 24, 2014 _____________________________ THE SELLER and THE PURCHASER _____________________________________________ Share Purchase Agreement relating to Certain Shares... (Filed With SEC on April 30, 2014)

DATED: 24 April, 2014 OLIVER BENGOUGH as Chargor and JJAT Corp. asChargee SHARE CHARGE in respect of Ordinary Shares of £1in OBAR Camden HoldingsLimited (Filed With SEC on April 30, 2014)

PROMISSORY NOTE (Filed With SEC on April 30, 2014)

REIMBURSEMENT AGREEMENT (Filed With SEC on April 30, 2014)

LOTON, CORP 4751 Wilshire Blvd. Los Angeles, CA 90010 (Filed With SEC on April 30, 2014)

CONTRIBUTION AGREEMENT (Filed With SEC on April 30, 2014)

FORM INDEMNIFICATIONAGREEMENT (Filed With SEC on April 30, 2014)

STOCK PURCHASEAGREEMENT (Filed With SEC on March 6, 2014)

REIMBURSEMENT AGREEMENT (Filed With SEC on March 6, 2014)

STOCK PURCHASEAGREEMENT (Filed With SEC on December 16, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on November 6, 2013)

ADVISORY BOARD CONSULTING AGREEMENT (Filed With SEC on November 6, 2013)

STOCK PURCHASE AGREEMENT (Filed With SEC on September 16, 2013)

ADVISORY BOARD CONSULTING AGREEMENT (Filed With SEC on September 16, 2013)

SECURED CONVERTIBLENOTE PURCHASE AGREEMENT (Filed With SEC on July 29, 2013)

PENZANCE, LLC SECURED CONVERTIBLE NOTE DUE MARCH 25,2015 (Filed With SEC on July 29, 2013)

SECURITY AGREEMENT among PENZANCE, LLC, THE INVESTORS PARTY HERETO, and LOTON, CORP., as Collateral Agent Dated as of March 25, 2013 (Filed With SEC on July 29, 2013)

PROMISSORYNOTE (Filed With SEC on July 29, 2013)

LOTON CORP. (Filed With SEC on July 29, 2013)

CONSULTING AGREEMENT (Filed With SEC on March 18, 2013)

FIRST AMENDMENT to CONSULTING AGREEMENT (Filed With SEC on March 18, 2013)

SECOND AMENDMENT to CONSULTING AGREEMENT (Filed With SEC on March 18, 2013)

LOTON, CORP. RESTRICTED STOCK GRANT AGREEMENT (Filed With SEC on March 18, 2013)

ADVISORY BOARD CONSULTING AGREEMENT (Filed With SEC on March 18, 2013)

CONSULTING AGREEMENT (Filed With SEC on March 18, 2013)

STOCK PURCHASEAGREEMENT (Filed With SEC on December 12, 2012)

PROMISSORYNOTE (Filed With SEC on August 15, 2012)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on September 28, 2011)

MANAGEMENT AGREEMENT (Filed With SEC on September 28, 2011)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on September 15, 2011)

LOTON, CORP Contact: Alex Kuznetrov 13499 Rue Huntington Pierrefonds, QC H8Z1G3 Phone: (438 ###-###-#### Fax: (450 ###-###-#### E-mail: ***@*** PROFESSIONAL SERVICES AGREEMENT... (Filed With SEC on June 1, 2010)

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LiveXLive Media, Inc. Contracts & Agreements