Liquid Holdings Group, Inc. Contracts & Agreements

66 Contracts & Agreements
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Amended and Restated Limited Liability Company Operating Agreement of LTI, LLC
Limited Liability Company Agreements
Liquid Holdings Group, Inc.
DE
2013
Limited Liability Company Agreement of Liquid Holdings Group, LLC, Dated April 24, 2012
Limited Liability Company Agreements
Liquid Holdings Group, Inc.
DE
2013
Membership Interest Purchase Agreement between Liquid Trading Holdings Limited and Seller Parties (Centurion Capital Group, LLC)
Purchase Agreements
Liquid Holdings Group, Inc.
FL
2013
Resignation and Compensation Agreement between Liquid Holdings Group, Inc. and Brian M. Storms
Separation Agreements
Liquid Holdings Group, Inc.
2015
Sublease Agreement between Liquid Holdings Group, Inc. and Meridian Capital Group, LLC for 38th Floor at 800 Third Avenue, New York
Lease Agreements
Liquid Holdings Group, Inc.
NY
2015
Lock-Up and Support Agreement among Liquid Holdings Group, Inc., Robert W. Pereira, and The Middlesex Corporation
Voting Agreements
Liquid Holdings Group, Inc.
DE
2015
Transition Agreement between Liquid Holdings Group, Inc. and Brian Storms (March 1, 2015)
Transition Agreements
Liquid Holdings Group, Inc.
NY
2015
Rights Agreement between Liquid Holdings Group, Inc. and Continental Stock Transfer and Trust Company (2014)
Registration Rights Agreements
Liquid Holdings Group, Inc.
DE
2014
Liquid Holdings Group, Inc. Non-Qualified Stock Option Award Agreement with Peter R. Kent
Stock Agreements
Liquid Holdings Group, Inc.
NY
2014
Executive Employment Agreement between Liquid Holdings Group, Inc. and Peter R. Kent
Employment Agreements
Liquid Holdings Group, Inc.
NY
2014
Underwriting Agreement between Liquid Holdings Group, Inc. and JMP Securities LLC (2014)
Underwriting Agreements
Liquid Holdings Group, Inc.
2014
Consulting Agreement between Liquid Holdings Group, Inc. and Ferdinand Trading LLC
Consulting Agreements
Liquid Holdings Group, Inc.
NY
2014
Amended and Restated Executive Employment Agreement between Liquid Holdings Group, LLC and Brian Storms
Employment Agreements
Liquid Holdings Group, Inc.
NY
2014
Amended and Restated Executive Employment Agreement between Liquid Holdings Group, LLC and Brian Ferdinand
Employment Agreements
Liquid Holdings Group, Inc.
NY
2014
Registration Rights Agreement between Liquid Holdings Group, Inc. and Holders of Common Stock (July 24, 2013)
Registration Rights Agreements
Liquid Holdings Group, Inc.
NY
2014
Lease Agreement between Hub Properties Trust and Liquid Holdings Group, Inc. for Office Space at Waterfront Corporate Center I
Lease Agreements
Liquid Holdings Group, Inc.
NJ
2014
Personal Guaranty Agreement between Douglas J. Von Allmen and Liquid Holdings Group, Inc.
Guaranty Agreements
Liquid Holdings Group, Inc.
2014
Revolving Promissory Note between Liquid Holdings Group, Inc. and Brian Ferdinand dated February 26, 2014
Note Agreements
Liquid Holdings Group, Inc.
NY
2014
Revolving Promissory Note between Liquid Holdings Group, Inc. and Douglas J. Von Allmen dated February 26, 2014
Note Agreements
Liquid Holdings Group, Inc.
NY
2014
Standard Office Lease Agreement between Joseph P. Day Realty Corp. (as Agent for 800 Third Avenue Associates, LLC) and Liquid Holdings Group, Inc.
Lease Agreements
Liquid Holdings Group, Inc.
NY
2013
Liquid Holdings Group, Inc. 2012 Amended and Restated Stock Incentive Plan
Bonus & Incentive Agreements
Liquid Holdings Group, Inc.
DE
2013
Underwriting Agreement between Liquid Holdings Group, Inc. and Sandler O’Neill & Partners, L.P. (July 24, 2013)
Underwriting Agreements
Liquid Holdings Group, Inc.
2013
Stock Certificate Assignment and Transfer Form for Class A Common Stock
Assignment Agreements
Liquid Holdings Group, Inc.
2013
Term Note between Liquid Holdings Group, LLC and Tom Ross dated July 11, 2013
Note Agreements
Liquid Holdings Group, Inc.
DE
2013
Use of Proceeds Agreement between LTI, LLC and Liquid Trading International, LLP dated January 10, 2012
Equity Distribution Agreements
Liquid Holdings Group, Inc.
DE
2013
Employment Agreement between Liquid Holdings Group, LLC and James Lee for Chief Administrative Officer Position
Employment Agreements
Liquid Holdings Group, Inc.
2013
Term Note between Liquid Holdings Group, LLC and Ferdinand Holdings, LLC dated July 1, 2013
Note Agreements
Liquid Holdings Group, Inc.
DE
2013
Term Note between Liquid Holdings Group, LLC and Richard Schaeffer dated June 13, 2013
Note Agreements
Liquid Holdings Group, Inc.
DE
2013
Amendment to Offer of Employment between Liquid Holdings Group, LLC and Robert O'Boyle
Employment Agreements
Liquid Holdings Group, Inc.
2013
Amended and Restated Executive Employment Agreement between Liquid Holdings Group, LLC and Brian Storms
Employment Agreements
Liquid Holdings Group, Inc.
NY
2013
Amended and Restated Executive Employment Agreement between Liquid Holdings Group, LLC and Brian Ferdinand
Employment Agreements
Liquid Holdings Group, Inc.
NY
2013
Employment Termination and Bonus Agreement between Liquid Holdings Group, LLC and Richard Schaeffer (June 2013)
Separation Agreements
Liquid Holdings Group, Inc.
2013
Consulting Agreement between Liquid Holdings Group, LLC and Richard Schaeffer
Consulting Agreements
Liquid Holdings Group, Inc.
NY
2013
Liquid Holdings Group, Inc. Registration Rights Agreement with Holders of Common Stock (2013)
Registration Rights Agreements
Liquid Holdings Group, Inc.
NY
2013
Liquid Holdings Group, LLC 2012 Amended and Restated Stock Incentive Plan
Bonus & Incentive Agreements
Liquid Holdings Group, Inc.
DE
2013
Consulting Services Agreement between Liquid Trading Management LLC and LTI, LLC (January 2012)
Services Agreements
Liquid Holdings Group, Inc.
2013
Contribution Agreement among Brian Ferdinand, Ferdinand Holdings, LLC, and Liquid Holdings Group, LLC (April 24, 2012)
Contribution Agreements
Liquid Holdings Group, Inc.
NY
2013
Contribution Agreement among Richard Schaeffer, SHAF Holdings, LLC, and Liquid Holdings Group, LLC (April 24, 2012)
Contribution Agreements
Liquid Holdings Group, Inc.
NY
2013
Stock Purchase Agreement between Liquid Prime Holdings LLC and Edward Davis for Taconic Capital Group Inc.
Stock Agreements
Liquid Holdings Group, Inc.
NY
2013
Contribution Agreement among Brian Ferdinand, Ferdinand Holdings, LLC, and Liquid Holdings Group, LLC
Contribution Agreements
Liquid Holdings Group, Inc.
NY
2013
Transfer Agreement between Liquid Trading Holdings Limited and Liquid Holdings Group, LLC (May 11, 2012)
Assignment Agreements
Liquid Holdings Group, Inc.
NY
2013
First Amendment to Membership Interest Purchase Agreement by and among Liquid Holdings Group, LLC and Seller Parties
Purchase Agreements
Liquid Holdings Group, Inc.
NY
2013
Contribution Agreement among Liquid Trading Holdings LLC, CMK Keller Holdings, LLC, and Liquid Holdings Group, LLC
Contribution Agreements
Liquid Holdings Group, Inc.
NY
2013
Contribution Agreement among LT World Limited, Ferdinand Holdings, LLC, and Liquid Holdings Group, LLC (April 24, 2012)
Contribution Agreements
Liquid Holdings Group, Inc.
NY
2013
Contribution Agreement among Liquid Trading Holdings II LLC, Solomon Yakoby, and Liquid Holdings Group, LLC (June 5, 2012)
Contribution Agreements
Liquid Holdings Group, Inc.
NY
2013
Share Purchase Agreement among Nicholas Bell, Darren Davy, Liquid Holdings Group, LLC, and Bellsolve Limited for the Sale of Fundsolve Limited
Purchase Agreements
Liquid Holdings Group, Inc.
DE
2013
Contribution Agreement between Tragara Alpha Partners LLC and Liquid Holdings Group, LLC (April 27, 2012)
Contribution Agreements
Liquid Holdings Group, Inc.
NY
2013
Amendment No. 1 to Tragara Alpha Partners LLC Contribution Agreement with Liquid Holdings Group, LLC
Contribution Agreements
Liquid Holdings Group, Inc.
2013
Assignment Agreement for Liquid View Software Tool between Ferdinand Trading, Ferris Ventures, Brian Ferdinand, Robert Keller, and Liquid Holdings Group LLC
Assignment Agreements
Liquid Holdings Group, Inc.
2013
Contribution and Exchange Agreement among Liquid Holdings Group, LLC, Green Mountain Analytics, LLC, and Members (August 27, 2012)
Contribution Agreements
Liquid Holdings Group, Inc.
NY
2013
Contribution and Exchange Agreement among Liquid Holdings Group, LLC, LTI, LLC, and Members of LTI, LLC
Contribution Agreements
Liquid Holdings Group, Inc.
NY
2013
Liquid Holdings Group, LLC and HA Investment III, L.L.C. Subscription Agreement (June 28, 2012)
Subscription Agreements
Liquid Holdings Group, Inc.
2013
Liquid Holdings Group, LLC Amended and Restated 2012 Equity Plan
Bonus & Incentive Agreements
Liquid Holdings Group, Inc.
DE
2013
Liquid Holdings Group, LLC 2012 Stock Incentive Plan
Bonus & Incentive Agreements
Liquid Holdings Group, Inc.
DE
2013
Executive Employment Agreement between Liquid Holdings Group, LLC and Richard Schaeffer
Employment Agreements
Liquid Holdings Group, Inc.
NY
2013
Executive Employment Agreement between Liquid Holdings Group, LLC and Brian Ferdinand
Employment Agreements
Liquid Holdings Group, Inc.
NY
2013
Executive Employment Agreement between Liquid Holdings Group, LLC and Brian Storms
Employment Agreements
Liquid Holdings Group, Inc.
NY
2013
Employment Offer Letter for Chief Financial Officer between Liquid Holdings Group, LLC and Kenneth Shifrin
Employment Agreements
Liquid Holdings Group, Inc.
2013
Office Lease Agreement between ACC/GP Development LLC and Green Mountain Analytics, LLC for Aventura Corporate Center III
Lease Agreements
Liquid Holdings Group, Inc.
FL
2013
Office Lease Agreement between Joseph P. Day Realty Corp. (as Agent for 800 Third Avenue Associates, LLC) and Liquid Holdings Group, LLC (Portion of 39th Floor, 800 Third Avenue,...
Lease Agreements
Liquid Holdings Group, Inc.
NY
2013
Office Lease Agreement between Joseph P. Day Realty Corp. (as Agent for 800 Third Avenue Associates, LLC) and Liquid Holdings Group, LLC (2012)
Lease Agreements
Liquid Holdings Group, Inc.
NY
2013
Office Lease Agreement between Joseph P. Day Realty Corp. (as Agent for 800 Third Avenue Associates, LLC) and Liquid Prime Services, Inc. (2012)
Lease Agreements
Liquid Holdings Group, Inc.
NY
2013
Employment Offer Letter between Liquid Holdings Group, LLC and Robert O’Boyle (Executive Vice President, Director of Sales and Marketing)
Employment Agreements
Liquid Holdings Group, Inc.
2013
Employment Agreement between Liquid Holdings Group, LLC and Jose Ibietatorremendia (General Counsel)
Employment Agreements
Liquid Holdings Group, Inc.
NY
2013
Share Issuance Agreement between Liquid Holdings Group, LLC and D&L Partners, L.P. dated April 5, 2013
Stock Agreements
Liquid Holdings Group, Inc.
NY
2013
Demand Promissory Note between Liquid Trading International, LLP and Liquid Holdings Group, LLC dated June 11, 2012
Note Agreements
Liquid Holdings Group, Inc.
NY
2013